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L.6 · ADVANCED · 3 MIN

Option-Adjusted Spread (OAS): Stripping Embedded Options From Yield

Option-Adjusted Spread (OAS) is the bond market's tool for comparing apples to apples when bonds have embedded options. A callable corporate, a putable convertible, and a non-callable Treasury all have yields you can quote -- but those yields are not directly comparable because the embedded options change what the holder actually receives. OAS strips the option value out, leaving the credit + liquidity premium that's actually attributable to the bond's underlying risk.

Quiz · 5 questions ↓
§ 01
Spread measureWhat it capturesWhen to use
Nominal yield spreadYield over a matched-maturity Treasury (simplest)Quick screening; not useful for embedded-option bonds
Z-SpreadParallel shift in the spot Treasury curve that equates PV to market price (assumes no option exercise)Cleaner than nominal spread but still option-blind
OASZ-spread minus the value of embedded options, expressed in bpsThe right comparison metric for callable/putable/MBS bonds
OAS DurationPrice sensitivity to a parallel curve shift, accounting for option exercise probabilitiesRisk management for callable-bond portfolios
§ 02

The OAS = Z-Spread - Option Value relationship is the conceptual core. For a CALLABLE bond (issuer owns the option): OAS < Z-spread because the embedded option HURTS the holder; the issuer will call when rates fall, denying the holder the high coupon. For a PUTABLE bond (holder owns the option): OAS > Z-spread because the embedded option HELPS the holder; the holder can return the bond at par if rates rise. For an MBS (prepayment option owned by homeowners): OAS < Z-spread for similar economic reasons -- prepayments accelerate when rates fall, denying MBS holders their high-coupon stream.

§ 03

OAS calculation requires a YIELD-CURVE-SCENARIO MODEL: typically a Monte Carlo simulation over many interest-rate paths (commonly 200-500 paths), valuing the bond's cash flows under each path with optimal option exercise. This means OAS is a model number, not a market number. Different banks publish different OASs for the same bond depending on their volatility assumptions and exercise rules. A 2024 study (Andrews et al., Federal Reserve research notes) found cross-dealer OAS dispersion of 15-30 bps for the same callable corporate bond -- material differences for portfolio decisions.

§ 04
Look up a callable investment-grade corporate (issuer name plus 'callable' on the platform's bond view if available). Compare the bond's nominal yield to a non-callable bond of the same issuer and similar maturity. The yield differential -- often 30-100 bps -- approximates the OAS gap that compensates the holder for granting the call option to the issuer.
§ 05

The biggest analytical trap with OAS is comparing across asset classes with different option types. An MBS at OAS = 100 bps and a callable corporate at OAS = 100 bps are NOT equivalent risk -- the MBS's prepayment option has different stochastic properties than the corporate's call option (prepayments respond to homeowner refinancing behavior, which lags rate moves; corporate calls respond to issuer financial-engineering decisions, which can be discontinuous). Within-asset-class OAS comparisons are clean; cross-asset OAS comparisons require additional adjustments.

§ 06

OAS strips embedded options out of the Z-spread, leaving the credit + liquidity premium directly attributable to the bond's underlying risk. Callable bonds and MBS have OAS < Z-spread (option hurts holder); putable bonds have OAS > Z-spread (option helps holder). OAS is a model number with cross-dealer dispersion -- treat published OASs as estimates within a 15-30 bp band, not as exact values.

Five questions · AI feedback

Sit with the ideas.

A callable corporate bond trades with a Z-spread of 180 bps over Treasuries. The bond is callable in 2 years; the issuer's call probability under current rates is high. The bond's OAS is 95 bps. What does the gap between Z-spread and OAS represent?

Why:
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