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L.7 · ADVANCED · 3 MIN

Key-Rate Duration: Decomposing Curve Risk by Maturity

Effective duration tells you how a bond responds to a PARALLEL shift in the entire yield curve. But yield curves rarely shift in parallel -- they steepen, flatten, twist, and butterfly. Key-rate duration decomposes total duration into sensitivities at specific points on the curve (typically 2yr, 5yr, 10yr, 30yr), letting bond managers see exactly which part of the curve a portfolio is exposed to. For any active bond strategy beyond duration matching, key-rate duration is the diagnostic tool.

Quiz · 5 questions ↓
§ 01
Curve scenarioBullet portfolio (concentrated mid-curve)Barbell portfolio (split short/long)
Parallel shift up 50 bpsLoss ≈ 50 bps × effective durationSame loss; effective duration is identical by construction
Steepening (2yr -25, 30yr +50)Smaller offset; larger net loss2yr leg gains, 30yr leg loses; partial offset
Flattening (2yr +50, 30yr -25)Smaller offset; larger net loss2yr leg loses, 30yr leg gains; partial offset
Butterfly (mid up, ends down)Largest loss (concentrated at the worst point)Both ends gain; mid is empty -- net gain
Inverse butterfly (mid down, ends up)Largest gain (concentrated at the best point)Both ends lose; mid is empty -- net loss
§ 02

The classic bullet-vs-barbell trade-off illustrates the value of key-rate duration. Two portfolios with identical effective duration can have wildly different P&L under any non-parallel curve move. A bullet (concentrated near a single maturity) maximizes convexity-adjusted return when the curve moves in parallel; a barbell (split between short and long maturities) provides natural offsets under curve-shape changes. Active bond managers use the relative pricing of bullets vs barbells to express views on whether the curve will move in parallel (bullet bias) or change shape (barbell bias).

§ 03

The most common application of key-rate duration is RISK ATTRIBUTION after a curve move. If 10-year rates moved 30 bps up over a quarter while 2-year rates were flat, a portfolio with high 10yr KRD will explain most of the loss; a portfolio with high 2yr KRD will be roughly flat. By decomposing P&L into key-rate buckets, a manager can verify whether the portfolio actually behaved as designed under the realized curve move -- and adjust position-sizing if a particular maturity bucket carries more risk than intended.

§ 04
Pull up a bond ETF that holds Treasuries (TLT for 20yr+, IEF for 7-10yr, SHY for 1-3yr). Compare their 1-year price charts during a period of clear curve steepening (e.g., late 2023 to mid-2024). TLT (long-end) and SHY (short-end) move very differently from IEF (mid-curve) -- this is curve risk decomposition in action. Active bond managers measure these movements in basis points per maturity bucket and adjust portfolio key-rate durations accordingly.
§ 05

Key-rate duration assumes you can isolate movement at one maturity bucket while holding others constant -- but in practice, curve moves are correlated. A 'pure' 10-year rate move without any 2-year or 30-year movement is rare; most actual moves involve correlated changes across the curve. Quantitative bond managers use principal-component analysis (PCA) of historical rate moves to identify the dominant curve factors (level, slope, curvature -- the first three principal components explain 90%+ of curve variance) and align position-sizing to those factors rather than treating key-rate buckets as independent.

§ 06

Key-rate duration decomposes effective duration into maturity-bucket sensitivities (2yr, 5yr, 10yr, 30yr). Bullets concentrate exposure at a single point; barbells split between short and long. Bullets win under parallel shifts; barbells provide natural offsets under curve-shape changes. The metric is the foundation for risk attribution after non-parallel curve moves -- which is what real bond markets produce most of the time.

Five questions · AI feedback

Sit with the ideas.

Two bond portfolios both have effective duration of 5.0 years. Portfolio A has key-rate durations of (2yr: 0.8, 5yr: 3.5, 10yr: 0.6, 30yr: 0.1). Portfolio B has key-rate durations of (2yr: 2.5, 5yr: 0.2, 10yr: 0.3, 30yr: 2.0). Which portfolio better protects against a curve STEEPENING (2yr down, 30yr up)?

Why:
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