DWM Financial Group, Inc.
PERIOD 2026-Q2 (filed 2026-08-14) · SOURCE: SEC EDGAR (PUBLIC)
Holdings as of the 2026-Q2 13F-HR filing (filed 2026-08-14). 13F is disclosed up to 45 days after quarter-end.
What a 13F does — and does not — show
These figures come from Form 13F, a quarterly filing that large US institutional managers must submit to the SEC. It is a useful window, but a partial and lagged one, so read it carefully:
- It is a snapshot, up to 45 days old. A 13F shows what a manager held on the last day of a quarter, filed up to 45 days later — the fund may have traded since.
- Long US-listed stocks only. It excludes short positions, cash, bonds, most derivatives, and non-US or private holdings, so it is not the fund’s whole portfolio.
- Reported 13F value is not assets under management. Every share and concentration figure below is a percentage of the reported 13F value only — not the firm’s total assets.
- It describes, it does not recommend. A large or long-held position is not an endorsement, and none of this is investment advice.
Concentration
Share of reported portfolio value. Long US-listed equity positions as filed; percentages are of reported 13F value, which excludes shorts, cash, non-US and private holdings.
| Tier | Reported value | Share |
|---|---|---|
| Top position | $29M | 26.1% |
| Top 5 | $73M | 65.1% |
| Top 10 | $95M | 84.6% |
Top holdings
| # | Security | Shares | Reported value | % of value |
|---|---|---|---|---|
| 1 | DMAR FIRST TR EXCHNG TRADED FD VI | 702,329 | $29M | 26.1% |
| 2 | IAU ISHARES GOLD TR | 179,766 | $15M | 13.0% |
| 3 | JHMM JOHN HANCOCK EXCHANGE TRADED | 204,728 | $13M | 11.9% |
| 4 | AVUV AMERICAN CENTY ETF TR | 84,081 | $9M | 7.6% |
| 5 | VGIT VANGUARD SCOTTSDALE FDS | 120,240 | $7M | 6.4% |
| 6 | BSCY INVESCO EXCH TRD SLF IDX FD | 314,148 | $7M | 5.9% |
| 7 | PWRD TCW ETF TRUST | 64,622 | $6M | 5.5% |
| 8 | QQQ INVESCO QQQ TR | 5,694 | $3M | 3.1% |
| 9 | BSCX INVESCO EXCH TRD SLF IDX FD | 152,130 | $3M | 2.9% |
| 10 | BSCW INVESCO EXCH TRD SLF IDX FD | 108,906 | $2M | 2.0% |
| 11 | FBP FIRST BANCORP N C | 39,634 | $2M | 1.8% |
| 12 | GDLC GRAYSCALE COINDESK CRYPTO | 48,359 | $2M | 1.8% |
How this filer invests
Reproducible measures computed from the positions in this filer’s own 13F filings — not from any outside estimate.
How concentrated the book is
Across 40 reported positions. Shares are of reported 13F value (long US-listed equity), which is not the firm’s total assets. The concentration index (HHI) is the sum of each position’s squared weight — higher means a book concentrated in fewer names.
Long-term holdings vs. higher turnover
Of its 20 largest reported positions, 0 have appeared in its 5 most recent consecutive quarterly filings (more than a year), and 0 are more recent. This filer holds a mix of longer-term and more recently established large positions. 20 could not be classified: the stored filing history has a gap before the run reaches a year, and a gap is not counted as not held.
Directional only, measured over the filer’s largest reported positions across the quarters we track. 13F is a quarter-end snapshot, so a name can be held continuously yet slip in and out of the largest positions; this is a starting question, not a verdict.
Portfolio trend
Reported 13F value and position count by filing quarter (independent scales).
Frequently asked
What does DWM Financial Group, Inc. own?
DWM Financial Group, Inc. reported 40 long US-listed equity positions worth $112M in its 2026-Q2 13F filing.
Where does this data come from?
Holdings are parsed from SEC Form 13F-HR filings on EDGAR (public filings). 13F is disclosed up to 45 days after quarter-end and reflects long US-listed equity positions only. Informational, not investment advice.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It is filed up to 45 days after quarter-end, so it is backward-looking — the manager may have traded since — and it covers long US-listed equities only, not short positions, cash, or private holdings. Reading a 13F tells you what a manager owned, not whether you should own it.