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Institutional Ownership · SEC Form 13F

Who owns IAU (IAU)


Which tracked institutional funds hold IAU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See IAU company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

1,945
Institutional holders
393,045,549
Shares held (tracked funds)

How the tape is positioned

511 tracked funds added or opened IAU while 363 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

IAU’s largest tracked holder by dollar value, BANK OF AMERICA CORP /DE/, sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 0.4% of theirs — a 0.2pp gap the other way — the median holder sizes IAU more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in IAU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 1944 tracked filers holding IAU, 725 increased or opened the position and 1017 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in IAU between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 58

  • CIBC Bancorp USA Inc.$238M
  • TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC$53M
  • Eurizon Asset Management Hungary Ltd.$42M
  • New Harbor Financial Group, LLC$30M
  • Quadrature Capital Ltd$29M
  • E Fund Management Co., Ltd.$13M

Full exits 59

  • CIBC Private Wealth Group LLC$222M
  • Silver Point Capital L.P.$158M
  • Packer & Co Ltd$149M
  • NewEdge Advisors, LLC$96M
  • COMERICA BANK$42M
  • Quent Long Short Global Small Cap Fund, LP$34M

Largest adds

  • UBS Group AG$622M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$459M
  • Employees Retirement System of Texas$271M
  • HRTG GPE, LLC$141M
  • UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$119M
  • NORTHERN TRUST CORP$97M

Largest trims

  • ENVESTNET ASSET MANAGEMENT INC$775M
  • FMR LLC$531M
  • LPL Financial LLC$218M
  • Sumitomo Mitsui Trust Group, Inc.$218M
  • JPMORGAN CHASE & CO$208M
  • Concurrent Investment Advisors, LLC$175M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BANK OF AMERICA CORP /DE/ trimmed28,294,059$2.5B9.2%2026-Q1
MORGAN STANLEY trimmed23,258,601$2.1B7.5%2026-Q1
UBS Group AG added15,300,061$1.3B5.0%2026-Q1
FMR LLC trimmed14,609,551$1.3B4.7%2026-Q1
WELLS FARGO & COMPANY/MN added13,187,635$1.2B4.3%2026-Q1
LPL Financial LLC trimmed10,179,920$897M3.3%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed8,986,301$792M2.9%2026-Q1
JPMORGAN CHASE & CO trimmed8,865,334$753M2.8%2026-Q1
BlackRock, Inc. added7,436,191$656M2.4%2026-Q1
CITIGROUP INC trimmed7,119,652$628M2.3%2026-Q1
AMERIPRISE FINANCIAL INC trimmed6,995,965$619M2.3%2026-Q1
WealthNavi Inc. trimmed6,921,771$610M2.2%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added6,449,886$569M2.1%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed5,513,280$486M1.8%2026-Q1
Empower Advisory Group, LLC trimmed5,404,160$476M1.8%2026-Q1
ALLIANCEBERNSTEIN L.P. trimmed5,840,787$474M1.7%2026-Q1
NORTHERN TRUST CORP added5,284,401$466M1.7%2026-Q1
TRUIST FINANCIAL CORP trimmed5,217,656$460M1.7%2026-Q1
HRTG GPE, LLC added4,508,493$397M1.5%2026-Q1
ROYAL BANK OF CANADA trimmed3,822,912$337M1.2%2026-Q1
KEYBANK NATIONAL ASSOCIATION/OH trimmed3,617,414$319M1.2%2026-Q1
Sumitomo Mitsui Trust Group, Inc. trimmed3,614,120$319M1.2%2026-Q1
Employees Retirement System of Texas added3,293,500$290M1.1%2026-Q1
HighTower Advisors, LLC trimmed3,290,890$290M1.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed3,206,296$283M1.0%2026-Q1
Cerity Partners LLC trimmed3,158,609$278M1.0%2026-Q1
CIBC Bancorp USA Inc. new2,700,347$238M0.9%2026-Q1
Erste Asset Management GmbH added2,655,650$226M0.8%2026-Q1
CAPTRUST FINANCIAL ADVISORS added2,416,160$213M0.8%2026-Q1
STIFEL FINANCIAL CORP trimmed2,225,073$196M0.7%2026-Q1
Proficio Capital Partners LLC trimmed2,072,841$183M0.7%2026-Q1
Rockefeller Capital Management L.P. trimmed1,969,602$174M0.6%2026-Q1
Permanens Capital L.P. added1,885,466$166M0.6%2026-Q1
GOLDMAN SACHS GROUP INC added1,844,642$163M0.6%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added1,800,107$159M0.6%2026-Q1
OSAIC HOLDINGS, INC. trimmed1,785,793$157M0.6%2026-Q1
Cresset Asset Management, LLC added1,771,218$156M0.6%2026-Q1
Arnhold LLC1,757,254$155M0.6%2026-Q1
EQUITABLE TRUST CO trimmed1,702,312$150M0.6%2026-Q1
Bank of New York Mellon Corp trimmed1,690,480$149M0.5%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,642,015$145M0.5%2026-Q1
TOCQUEVILLE ASSET MANAGEMENT L.P. trimmed1,635,839$144M0.5%2026-Q1
Chevy Chase Trust Holdings, LLC trimmed1,575,158$139M0.5%2026-Q1
Pennsylvania State University trimmed1,574,099$139M0.5%2026-Q1
GM Advisory Group, LLC added1,569,661$138M0.5%2026-Q1
AlTi Global, Inc. trimmed1,566,989$138M0.5%2026-Q1
MOON CAPITAL MANAGEMENT LP1,559,604$137M0.5%2026-Q1
MAINSTAY CAPITAL MANAGEMENT LLC /ADV added1,490,283$131M0.5%2026-Q1
Mariner, LLC trimmed1,389,406$122M0.4%2026-Q1
Cetera Investment Advisers trimmed1,373,536$121M0.4%2026-Q1
Baird Financial Group, Inc. trimmed1,348,186$119M0.4%2026-Q1
Allianz SE added1,346,256$119M0.4%2026-Q1
CITADEL ADVISORS LLC trimmed1,296,017$114M0.4%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added1,295,573$114M0.4%2026-Q1
CRCM LP added1,249,870$111M0.4%2026-Q1
EMORY UNIVERSITY trimmed1,184,463$104M0.4%2026-Q1
TWIN FOCUS CAPITAL PARTNERS, LLC added1,161,576$102M0.4%2026-Q1
NEUBERGER BERMAN GROUP LLC trimmed1,132,631$100M0.4%2026-Q1
MML INVESTORS SERVICES, LLC trimmed1,131,583$100M0.4%2026-Q1
FRANKLIN RESOURCES INC trimmed1,107,322$98M0.4%2026-Q1
Focus Partners Wealth trimmed1,062,868$93M0.3%2026-Q1
First Command Advisory Services, Inc. trimmed1,029,567$91M0.3%2026-Q1
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO added1,017,800$90M0.3%2026-Q1
Dynasty Wealth Management, LLC trimmed1,011,766$89M0.3%2026-Q1
DEUTSCHE BANK AG\ trimmed997,905$88M0.3%2026-Q1
BEACON INVESTMENT ADVISORY SERVICES, INC. added971,659$86M0.3%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed960,561$85M0.3%2026-Q1
CENTRAL TRUST Co trimmed924,593$82M0.3%2026-Q1
FORBES J M & CO LLP trimmed918,801$81M0.3%2026-Q1
Tanglewood Wealth Management, Inc. trimmed917,288$81M0.3%2026-Q1
BARCLAYS PLC added881,427$78M0.3%2026-Q1
Janney Montgomery Scott LLC trimmed874,505$77M0.3%2026-Q1
OneDigital Investment Advisors LLC trimmed843,846$74M0.3%2026-Q1
ASSETMARK, INC trimmed843,005$74M0.3%2026-Q1
Creative Planning added821,163$72M0.3%2026-Q1
Circle Wealth Management, LLC819,093$72M0.3%2026-Q1
ANDERSON HOAGLAND & CO trimmed807,580$71M0.3%2026-Q1
CWM, LLC trimmed766,371$68M0.2%2026-Q1
VCU Investment Management Co761,798$67M0.2%2026-Q1
National Philanthropic Trust trimmed759,979$67M0.2%2026-Q1
MAI Capital Management added751,879$66M0.2%2026-Q1
Hamilton Wealth, LLC added742,179$65M0.2%2026-Q1
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV trimmed740,591$65M0.2%2026-Q1
Gotham Asset Management, LLC trimmed730,031$64M0.2%2026-Q1
Sanctuary Advisors, LLC trimmed728,291$64M0.2%2026-Q1
IEQ CAPITAL, LLC trimmed714,596$63M0.2%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV trimmed682,470$60M0.2%2026-Q1
Oxbow Advisors, LLC trimmed680,458$60M0.2%2026-Q1
Narwhal Capital Management trimmed671,733$59M0.2%2026-Q1
AXXCESS WEALTH MANAGEMENT, LLC trimmed671,507$59M0.2%2026-Q1
PRUDENTIAL FINANCIAL INC trimmed3,451,986$251M0.9%2025-Q3 stale
CIBC Private Wealth Group LLC added2,735,976$222M0.8%2025-Q4 stale
Silver Point Capital L.P. added1,945,000$158M0.6%2025-Q4 stale
Packer & Co Ltd trimmed1,830,100$149M0.5%2025-Q4 stale
Mizuho Bank, Ltd. added1,660,000$121M0.4%2025-Q3 stale
Money Design Co.,Ltd. added1,837,740$115M0.4%2025-Q2 stale
NewEdge Advisors, LLC added1,177,701$96M0.4%2025-Q4 stale
D. E. Shaw & Co., Inc. trimmed1,308,896$95M0.3%2025-Q3 stale
1832 Asset Management L.P. trimmed1,043,630$76M0.3%2025-Q3 stale
Pureheart Capital Pte Ltd. trimmed840,000$61M0.2%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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