Stuart Chaussee & Associates, Inc.
PERIOD 2025-Q3 (filed 2025-10-22) · SOURCE: SEC EDGAR (PUBLIC)
Holdings as of the 2025-Q3 13F-HR filing (filed 2025-10-22). 13F is disclosed up to 45 days after quarter-end.
What a 13F does — and does not — show
These figures come from Form 13F, a quarterly filing that large US institutional managers must submit to the SEC. It is a useful window, but a partial and lagged one, so read it carefully:
- It is a snapshot, up to 45 days old. A 13F shows what a manager held on the last day of a quarter, filed up to 45 days later — the fund may have traded since.
- Long US-listed stocks only. It excludes short positions, cash, bonds, most derivatives, and non-US or private holdings, so it is not the fund’s whole portfolio.
- Reported 13F value is not assets under management. Every share and concentration figure below is a percentage of the reported 13F value only — not the firm’s total assets.
- It describes, it does not recommend. A large or long-held position is not an endorsement, and none of this is investment advice.
Concentration
Share of reported portfolio value. Long US-listed equity positions as filed; percentages are of reported 13F value, which excludes shorts, cash, non-US and private holdings.
| Tier | Reported value | Share |
|---|---|---|
| Top position | $103M | 22.6% |
| Top 5 | $349M | 76.1% |
| Top 10 | $425M | 92.8% |
Top holdings
| # | Security | Shares | Reported value | % of value |
|---|---|---|---|---|
| 1 | BAPR Innovator Buffer - Apr. | 2,204,829 | $103M | 22.6% |
| 2 | FHDG FT Vest Quarterly Dynamic Buff | 2,640,452 | $87M | 19.0% |
| 3 | SIXP AllianzIM US LargeCap 6 Month Buffer10 Mar/Sep ETF | 1,875,210 | $58M | 12.6% |
| 4 | XBAP Innovator Accelerated Buffer - | 1,420,593 | $54M | 11.7% |
| 5 | VGT Vanguard Information Technolog | 62,930 | $47M | 10.2% |
| 6 | IGM iShares Expanded Technology | 228,640 | $29M | 6.3% |
| 7 | PSEP Innovator Power Buffer - Sep. | 588,586 | $25M | 5.5% |
| 8 | XTAP Innovator Accelerated Plus - A | 207,958 | $8M | 1.8% |
| 9 | PNOV Innovator Power Buffer - Nov. | 194,699 | $8M | 1.7% |
| 10 | BJAN Innovator Buffer - Jan. | 112,930 | $6M | 1.3% |
| 11 | VYM Vanguard High Dividend Yield | 29,110 | $4M | 0.9% |
| 12 | NOC Northrop Grumman | 3,340 | $2M | 0.4% |
How this filer invests
Reproducible measures computed from the positions in this filer’s own 13F filings — not from any outside estimate.
How concentrated the book is
Across 180 reported positions. Shares are of reported 13F value (long US-listed equity), which is not the firm’s total assets. The concentration index (HHI) is the sum of each position’s squared weight — higher means a book concentrated in fewer names.
Long-term holdings vs. higher turnover
Of its 20 largest reported positions, 10 have appeared in its 5 most recent consecutive quarterly filings (more than a year), and 10 are more recent. This filer holds a mix of longer-term and more recently established large positions.
Notable sizing changes among its long-held positions:
- IGM — share count increased 240%
- XLK — share count increased 135%
- PNOV — share count reduced 97%
- PMAR — share count reduced 89%
- PSEP — share count reduced 60%
- VYM — share count reduced 56%
Directional only, measured over the filer’s largest reported positions across the quarters we track. 13F is a quarter-end snapshot, so a name can be held continuously yet slip in and out of the largest positions; this is a starting question, not a verdict.
Portfolio trend
Reported 13F value and position count by filing quarter (independent scales).
Frequently asked
What does Stuart Chaussee & Associates, Inc. own?
Stuart Chaussee & Associates, Inc. reported 179 long US-listed equity positions worth $458M in its 2025-Q3 13F filing.
Where does this data come from?
Holdings are parsed from SEC Form 13F-HR filings on EDGAR (public filings). 13F is disclosed up to 45 days after quarter-end and reflects long US-listed equity positions only. Informational, not investment advice.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It is filed up to 45 days after quarter-end, so it is backward-looking — the manager may have traded since — and it covers long US-listed equities only, not short positions, cash, or private holdings. Reading a 13F tells you what a manager owned, not whether you should own it.