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Institutional Ownership · SEC Form 13F

Who owns ETJ (ETJ)


Which tracked institutional funds hold ETJ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ETJ company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

116
Institutional holders
13,939,518
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on ETJ is one-sided between 2025-Q4 and 2026-Q1: 3 added or opened and 15 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ETJ’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes ETJ more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in ETJ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 116 tracked filers holding ETJ, 58 increased or opened the position and 44 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ETJ between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • Independent Advisor Alliance$564K

Full exits 4

  • Cornerstone Advisors, LLC$7M
  • READYSTATE ASSET MANAGEMENT LP$1M
  • NewEdge Advisors, LLC$539K
  • SageView Advisory Group, LLC$526K

Largest adds

  • Steward Partners Investment Advisory, LLC$826K
  • &PARTNERS$580K

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$2M
  • Shaker Financial Services, LLC$2M
  • Invesco Ltd.$2M
  • LPL Financial LLC$1M
  • RPO LLC$1M
  • RAYMOND JAMES FINANCIAL INC$963K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added2,238,255$18M14.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added1,936,190$16M12.7%2026-Q1
OSAIC HOLDINGS, INC. trimmed1,210,724$10M7.9%2026-Q1
GUGGENHEIM CAPITAL LLC added1,148,133$9M7.5%2026-Q1
Invesco Ltd. trimmed884,393$7M5.8%2026-Q1
MORGAN STANLEY added725,750$6M4.7%2026-Q1
Advisors Asset Management, Inc. added485,611$4M3.2%2026-Q1
AMERIPRISE FINANCIAL INC added427,823$3M2.8%2026-Q1
Shaker Financial Services, LLC trimmed247,420$2M1.6%2026-Q1
COHEN & STEERS, INC. trimmed241,380$2M1.6%2026-Q1
Focus Partners Wealth added225,692$2M1.5%2026-Q1
Cambridge Investment Research Advisors, Inc. added190,940$2M1.2%2026-Q1
Financial Alternatives, Inc trimmed188,665$2M1.2%2026-Q1
WELLS FARGO & COMPANY/MN trimmed177,068$1M1.2%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed159,954$1M1.0%2026-Q1
IHT Wealth Management, LLC trimmed156,005$1M1.0%2026-Q1
Creative Planning trimmed150,479$1M1.0%2026-Q1
&PARTNERS added149,286$1M1.0%2026-Q1
Private Advisor Group, LLC added134,957$1M0.9%2026-Q1
Calamos Advisors LLC added133,982$1M0.9%2026-Q1
TWO SIGMA INVESTMENTS, LP trimmed133,176$1M0.9%2026-Q1
First Heartland Consultants, Inc. added125,241$1M0.8%2026-Q1
Steward Partners Investment Advisory, LLC added120,616$985K0.8%2026-Q1
ROYAL BANK OF CANADA added116,319$951K0.8%2026-Q1
PMG Family Office LLC added101,258$827K0.7%2026-Q1
UBS Group AG trimmed92,297$754K0.6%2026-Q1
Advisory Services Network, LLC added91,996$752K0.6%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC trimmed87,123$712K0.6%2026-Q1
Ausdal Financial Partners, Inc. trimmed85,360$697K0.6%2026-Q1
Pointe Capital Management LLC added84,722$692K0.6%2026-Q1
CENTAURUS FINANCIAL, INC. added74,947$612K0.5%2026-Q1
Independent Advisor Alliance added69,048$564K0.5%2026-Q1
Janney Montgomery Scott LLC trimmed62,060$507K0.4%2026-Q1
Cetera Investment Advisers added56,575$462K0.4%2026-Q1
Garden State Investment Advisory Services LLC added52,945$433K0.3%2026-Q1
WCG Wealth Advisors LLC added51,136$418K0.3%2026-Q1
WINEBRENNER CAPITAL MANAGEMENT LLC50,000$408K0.3%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed47,991$392K0.3%2026-Q1
STIFEL FINANCIAL CORP trimmed47,952$392K0.3%2026-Q1
HighTower Advisors, LLC added41,185$336K0.3%2026-Q1
David J Yvars Group trimmed40,246$329K0.3%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed38,983$315K0.3%2026-Q1
ELCO Management Co., LLC trimmed38,143$312K0.2%2026-Q1
Arlington Capital Management, Inc. added35,843$293K0.2%2026-Q1
Baird Financial Group, Inc. added35,101$287K0.2%2026-Q1
DECISION INVESTMENTS, INC trimmed34,443$281K0.2%2026-Q1
Portfolio Strategies, Inc. trimmed31,956$261K0.2%2026-Q1
Sigma Planning Corp added31,621$258K0.2%2026-Q1
Formidable Asset Management, LLC added28,371$250K0.2%2026-Q1
Stratos Wealth Advisors, LLC28,000$229K0.2%2026-Q1
Western Wealth Management, LLC added25,915$212K0.2%2026-Q1
Closed-End Fund Advisors, Inc. added25,489$208K0.2%2026-Q1
ELEVATION POINT WEALTH PARTNERS, LLC25,000$204K0.2%2026-Q1
Vestmark Advisory Solutions, Inc.25,000$204K0.2%2026-Q1
Successful Portfolios LLC trimmed25,102$202K0.2%2026-Q1
WESPAC Advisors, LLC24,000$196K0.2%2026-Q1
NBC SECURITIES, INC. added23,656$193K0.2%2026-Q1
Harbour Wealth Management Group, Inc. added22,856$187K0.1%2026-Q1
Prospera Financial Services Inc added22,683$185K0.1%2026-Q1
Kovack Advisors, Inc. added22,386$183K0.1%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added22,109$181K0.1%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC trimmed21,227$173K0.1%2026-Q1
Allworth Financial LP20,117$164K0.1%2026-Q1
GWN SECURITIES INC.19,905$163K0.1%2026-Q1
RPO LLC trimmed19,442$159K0.1%2026-Q1
Founders Financial Alliance, LLC added19,122$156K0.1%2026-Q1
Everstar Asset Management, LLC trimmed16,955$139K0.1%2026-Q1
B. Riley Wealth Advisors, Inc. added17,455$138K0.1%2026-Q1
Semus Wealth Partners LLC added16,586$136K0.1%2026-Q1
NWF Advisory Services Inc.16,300$133K0.1%2026-Q1
Strategic Financial Concepts, LLC16,100$132K0.1%2026-Q1
PRIMORIS WEALTH ADVISORS, LLC added16,079$131K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed15,969$130K0.1%2026-Q1
Summit Financial, LLC added15,329$125K0.1%2026-Q1
FLAGSHIP HARBOR ADVISORS, LLC added15,195$124K0.1%2026-Q1
WEALTH EFFECTS LLC trimmed15,075$123K0.1%2026-Q1
Ameritas Advisory Services, LLC14,428$118K0.1%2026-Q1
XTX Topco Ltd new14,344$117K0.1%2026-Q1
PRINCIPAL SECURITIES, INC.13,474$110K0.1%2026-Q1
Catalina Capital Group, LLC added13,296$109K0.1%2026-Q1
Procyon Advisors, LLC new12,700$104K0.1%2026-Q1
HARBOUR INVESTMENTS, INC. added12,574$103K0.1%2026-Q1
MML INVESTORS SERVICES, LLC12,360$101K0.1%2026-Q1
Insight Advisors, LLC/ PA added12,144$99K0.1%2026-Q1
Cornerstone Advisors, LLC trimmed762,333$7M5.4%2025-Q4 stale
READYSTATE ASSET MANAGEMENT LP added134,063$1M0.9%2025-Q4 stale
Kovitz Investment Group Partners, LLC added123,890$1M0.9%2025-Q3 stale
LaSalle St. Investment Advisors, LLC new42,773$626K0.5%2025-Q2 stale
NewEdge Advisors, LLC added61,112$539K0.4%2025-Q4 stale
SageView Advisory Group, LLC added59,691$526K0.4%2025-Q4 stale
BALYASNY ASSET MANAGEMENT L.P. new28,407$257K0.2%2025-Q2 stale
Global Assets Advisory, LLC added30,442$256K0.2%2025-Q1 stale
TRANSCEND CAPITAL ADVISORS, LLC trimmed29,929$253K0.2%2025-Q1 stale
Almitas Capital LLC new20,661$182K0.1%2025-Q4 stale
Sheaff Brock Investment Advisors, LLC20,117$170K0.1%2025-Q1 stale
Atria Wealth Solutions, Inc. trimmed16,352$148K0.1%2025-Q2 stale
Liberty Capital Management, Inc. trimmed14,170$125K0.1%2025-Q4 stale
OPPENHEIMER & CO INC13,142$119K0.1%2025-Q2 stale
Congress Park Capital LLC trimmed12,000$108K0.1%2025-Q2 stale
GPS Wealth Strategies Group, LLC11,509$103K0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership