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Institutional Ownership · SEC Form 13F

Who owns EIM


Which tracked institutional funds hold EIM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See EIM company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

114
Institutional holders
17M
Shares held (tracked funds)

How the tape is positioned

12 tracked funds added or opened EIM while 10 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

EIM’s largest tracked holder by dollar value, Karpus Management, Inc., sizes it at 0.7% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.7pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in EIM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 114 tracked filers holding EIM, 61 increased or opened the position and 49 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in EIM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • Rareview Capital LLC$2M
  • Uniting Wealth Partners, LLC$744K
  • Summit Trail Advisors, LLC$694K

Full exits 2

  • Balyasny Asset Management L.P.$883K
  • JANE STREET GROUP, LLC$727K

Largest adds

  • ROBINSON CAPITAL MANAGEMENT, LLC$4M
  • Cresta Advisors, Ltd.$2M
  • CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1M
  • VAN ECK ASSOCIATES CORP$833K
  • HighTower Advisors, LLC$580K
  • MORGAN STANLEY$547K

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$15M
  • Karpus Management, Inc.$12M
  • MACKAY SHIELDS LLC$2M
  • AMERIPRISE FINANCIAL INC$2M
  • Fiera Capital Corp$1M
  • Invesco Ltd.$483K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Karpus Management, Inc. trimmed2,296,254$22M13.5%2026-Q1
RIVERNORTH CAPITAL MANAGEMENT, LLC added1,610,948$16M9.5%2026-Q1
Hennion & Walsh Asset Management, Inc. trimmed1,303,983$13M7.7%2026-Q1
GUGGENHEIM CAPITAL LLC trimmed1,144,456$11M6.7%2026-Q1
ROBINSON CAPITAL MANAGEMENT, LLC added1,035,238$10M6.1%2026-Q1
RAYMOND JAMES FINANCIAL INC added833,513$8M4.9%2026-Q1
Advisors Asset Management, Inc. trimmed749,174$7M4.4%2026-Q1
Wealthspire Advisors, LLC trimmed568,062$6M3.3%2026-Q1
VAN ECK ASSOCIATES CORP added472,675$5M2.8%2026-Q1
MORGAN STANLEY added453,909$4M2.7%2026-Q1
Allspring Global Investments Holdings, LLC443,079$4M2.6%2026-Q1
WELLS FARGO & COMPANY/MN trimmed431,237$4M2.5%2026-Q1
AMERIPRISE FINANCIAL INC trimmed401,179$4M2.4%2026-Q1
UBS Group AG added265,058$3M1.6%2026-Q1
Cresta Advisors, Ltd. added255,415$2M1.5%2026-Q1
CURA WEALTH ADVISORS, LLC added254,149$2M1.5%2026-Q1
Rareview Capital LLC new256,760$2M1.5%2026-Q1
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD added229,813$2M1.3%2026-Q1
LPL Financial LLC added218,796$2M1.3%2026-Q1
Dakota Wealth Management trimmed200,960$2M1.2%2026-Q1
MELFA WEALTH MANAGEMENT, INC.171,927$2M1.0%2026-Q1
COHEN & STEERS, INC. added166,840$2M1.0%2026-Q1
Fiera Capital Corp trimmed163,302$2M1.0%2026-Q1
HighTower Advisors, LLC added157,839$2M0.9%2026-Q1
JFS WEALTH ADVISORS, LLC trimmed137,434$1M0.8%2026-Q1
MACKAY SHIELDS LLC trimmed125,764$1M0.7%2026-Q1
Garner Asset Management Corp trimmed126,002$1M0.7%2026-Q1
Mathes Company, Inc.121,734$1M0.7%2026-Q1
Indiana Trust & Investment Management Co trimmed118,000$1M0.7%2026-Q1
OSAIC HOLDINGS, INC. added107,302$1M0.6%2026-Q1
Invesco Ltd. trimmed100,967$986K0.6%2026-Q1
ROYAL BANK OF CANADA added99,313$970K0.6%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. trimmed81,719$798K0.5%2026-Q1
BANK OF AMERICA CORP /DE/ added78,762$770K0.5%2026-Q1
Uniting Wealth Partners, LLC added76,170$744K0.4%2026-Q1
Summit Trail Advisors, LLC added71,034$694K0.4%2026-Q1
Bank of New York Mellon Corp added65,611$641K0.4%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed65,301$638K0.4%2026-Q1
Cambridge Investment Research Advisors, Inc. added55,506$542K0.3%2026-Q1
Pathstone Holdings, LLC trimmed50,445$493K0.3%2026-Q1
Savvy Advisors, Inc.43,865$429K0.3%2026-Q1
Concurrent Investment Advisors, LLC added39,594$387K0.2%2026-Q1
Capital Investment Advisors, LLC trimmed34,103$333K0.2%2026-Q1
World Investment Advisors trimmed33,281$325K0.2%2026-Q1
Cetera Investment Advisers added30,720$300K0.2%2026-Q1
Pflug Koory, LLC28,325$277K0.2%2026-Q1
SIT INVESTMENT ASSOCIATES INC added26,344$257K0.2%2026-Q1
Clearstead Advisors, LLC added25,461$249K0.1%2026-Q1
&PARTNERS added24,600$240K0.1%2026-Q1
Plancorp, LLC23,900$236K0.1%2026-Q1
Rockefeller Capital Management L.P. trimmed24,013$235K0.1%2026-Q1
Kestra Advisory Services, LLC added23,810$233K0.1%2026-Q1
TODD ASSET MANAGEMENT LLC added23,000$225K0.1%2026-Q1
WEDBUSH SECURITIES INC22,656$221K0.1%2026-Q1
Independent Advisor Alliance new22,500$220K0.1%2026-Q1
Waverly Advisors, LLC added22,279$218K0.1%2026-Q1
High Net Worth Advisory Group LLC trimmed20,176$197K0.1%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added19,813$194K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added18,624$182K0.1%2026-Q1
Steward Partners Investment Advisory, LLC added18,554$181K0.1%2026-Q1
Sanctuary Advisors, LLC trimmed18,422$180K0.1%2026-Q1
Baird Financial Group, Inc. added17,761$174K0.1%2026-Q1
HORIZON KINETICS ASSET MANAGEMENT LLC17,692$173K0.1%2026-Q1
GRIMES & Co WEALTH MANAGEMENT, LLC added17,439$170K0.1%2026-Q1
PETRA FINANCIAL ADVISORS INC added17,000$166K0.1%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC trimmed16,384$160K0.1%2026-Q1
Pathfinder Wealth Consulting, Inc.16,174$158K0.1%2026-Q1
Janney Montgomery Scott LLC trimmed15,931$156K0.1%2026-Q1
CARY STREET PARTNERS FINANCIAL LLC new15,917$156K0.1%2026-Q1
PFS Partners, LLC added15,728$154K0.1%2026-Q1
Centennial Wealth Advisory LLC added14,842$145K0.1%2026-Q1
STIFEL FINANCIAL CORP added14,104$138K0.1%2026-Q1
BENJAMIN EDWARDS INC13,583$133K0.1%2026-Q1
Mountain Hill Investment Partners Corp.13,000$127K0.1%2026-Q1
Fortitude Advisory Group L.L.C.12,725$124K0.1%2026-Q1
Wealth Alliance Advisory Group, LLC12,611$123K0.1%2026-Q1
Realta Investment Advisors12,461$122K0.1%2026-Q1
Balyasny Asset Management L.P. added90,715$883K0.5%2025-Q4 stale
JANE STREET GROUP, LLC added74,735$727K0.4%2025-Q4 stale
Jacobi Capital Management LLC49,065$489K0.3%2025-Q1 stale
READYSTATE ASSET MANAGEMENT LP added42,178$410K0.2%2025-Q4 stale
Logan Stone Capital, LLC added39,288$382K0.2%2025-Q4 stale
Wellspring Financial Advisors, LLC trimmed36,148$359K0.2%2025-Q3 stale
Allen Mooney & Barnes Investment Advisors LLC added36,026$351K0.2%2025-Q4 stale
Ashton Thomas Private Wealth, LLC added35,480$343K0.2%2025-Q2 stale
WOLVERINE ASSET MANAGEMENT LLC added34,263$333K0.2%2025-Q4 stale
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. trimmed28,863$281K0.2%2025-Q4 stale
Beacon Pointe Advisors, LLC added20,707$206K0.1%2025-Q1 stale
Moors & Cabot, Inc.20,382$203K0.1%2025-Q1 stale
Marex Group plc added20,377$198K0.1%2025-Q4 stale
Virtu Financial LLC added16,534$161K0.1%2025-Q4 stale
SFI Advisors, LLC trimmed15,382$150K0.1%2025-Q4 stale
Good Life Advisors, LLC14,996$145K0.1%2025-Q2 stale
LGL PARTNERS, LLC new15,000$145K0.1%2025-Q2 stale
SMH CAPITAL ADVISORS INC13,620$133K0.1%2025-Q4 stale
Kingsview Wealth Management, LLC13,629$132K0.1%2025-Q2 stale
RPS ADVISORY SOLUTIONS LLC trimmed13,524$131K0.1%2025-Q4 stale
Mariner, LLC trimmed12,358$123K0.1%2025-Q3 stale
Catalina Capital Group, LLC12,298$119K0.1%2025-Q2 stale
MARINER INVESTMENT GROUP LLC trimmed12,181$119K0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership