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Institutional Ownership · SEC Form 13F

Who owns DSM (DSM)


Which tracked institutional funds hold DSM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See DSM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

88
Institutional holders
25,590,023
Shares held (tracked funds)

How the tape is positioned

5 tracked funds added or opened DSM while 7 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

DSM’s largest tracked holder by dollar value, Saba Capital Management, L.P., sizes it at 1.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in DSM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 88 tracked filers holding DSM, 34 increased or opened the position and 36 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in DSM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 2

  • Fiera Capital Corp$2M
  • Summit Trail Advisors, LLC$702K

Full exits 1

  • RIVERBRIDGE PARTNERS LLC$1M

Largest adds

  • RIVERNORTH CAPITAL MANAGEMENT, LLC$5M
  • Hennion & Walsh Asset Management, Inc.$2M
  • SIT INVESTMENT ASSOCIATES INC$1M

Largest trims

  • GUGGENHEIM CAPITAL LLC$2M
  • Pathstone Holdings, LLC$1M
  • Thomas J. Herzfeld Advisors, Inc.$1M
  • ROBINSON CAPITAL MANAGEMENT, LLC$1M
  • Saba Capital Management, L.P.$829K
  • MORGAN STANLEY$545K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Saba Capital Management, L.P.5,179,441$31M19.2%2026-Q1
Bulldog Investors, LLP added3,373,942$20M12.5%2026-Q1
Pathstone Holdings, LLC trimmed3,198,230$19M11.8%2026-Q1
SIT INVESTMENT ASSOCIATES INC added2,109,800$13M7.8%2026-Q1
RIVERNORTH CAPITAL MANAGEMENT, LLC added1,660,357$10M6.1%2026-Q1
GUGGENHEIM CAPITAL LLC trimmed1,021,511$6M3.8%2026-Q1
Karpus Management, Inc. trimmed940,172$6M3.5%2026-Q1
Almitas Capital LLC926,301$6M3.4%2026-Q1
Hennion & Walsh Asset Management, Inc. added786,368$5M2.9%2026-Q1
LPL Financial LLC trimmed573,727$3M2.1%2026-Q1
ROBINSON CAPITAL MANAGEMENT, LLC trimmed425,476$3M1.6%2026-Q1
VAN ECK ASSOCIATES CORP added416,803$3M1.5%2026-Q1
WELLS FARGO & COMPANY/MN added407,941$2M1.5%2026-Q1
Advisors Asset Management, Inc. trimmed328,325$2M1.2%2026-Q1
MORGAN STANLEY trimmed281,325$2M1.0%2026-Q1
Fiera Capital Corp new268,640$2M1.0%2026-Q1
Capital Investment Advisors, LLC trimmed256,343$2M0.9%2026-Q1
LORD, ABBETT & CO. LLC added224,958$1M0.8%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed192,076$1M0.7%2026-Q1
CAPSTONE INVESTMENT ADVISORS, LLC187,555$1M0.7%2026-Q1
PARK AVENUE SECURITIES LLC trimmed170,174$1M0.6%2026-Q1
Thomas J. Herzfeld Advisors, Inc. trimmed164,932$991K0.6%2026-Q1
1607 Capital Partners, LLC159,401$958K0.6%2026-Q1
Nuveen, LLC136,099$818K0.5%2026-Q1
Ackerman Capital Advisors, LLC trimmed118,997$715K0.4%2026-Q1
Summit Trail Advisors, LLC new116,872$702K0.4%2026-Q1
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC trimmed109,101$656K0.4%2026-Q1
Invesco Ltd. added103,843$624K0.4%2026-Q1
Closed-End Fund Advisors, Inc.100,339$603K0.4%2026-Q1
Bridgewater Advisors Inc.92,770$571K0.4%2026-Q1
UBS Group AG trimmed92,518$556K0.3%2026-Q1
PFS Partners, LLC added91,921$552K0.3%2026-Q1
Palogic Value Management, L.P. added72,032$429K0.3%2026-Q1
Bank of New York Mellon Corp added70,372$423K0.3%2026-Q1
Opal Wealth Advisors, LLC trimmed69,464$417K0.3%2026-Q1
RAYMOND JAMES FINANCIAL INC added62,438$375K0.2%2026-Q1
Savvy Advisors, Inc. trimmed62,222$374K0.2%2026-Q1
STIFEL FINANCIAL CORP added61,463$369K0.2%2026-Q1
Noble Wealth Management PBC trimmed61,333$369K0.2%2026-Q1
&PARTNERS added50,745$305K0.2%2026-Q1
COHEN & STEERS, INC.50,000$301K0.2%2026-Q1
MELFA WEALTH MANAGEMENT, INC.44,111$265K0.2%2026-Q1
Geneos Wealth Management Inc.42,860$258K0.2%2026-Q1
Fortitude Advisory Group L.L.C.38,762$233K0.1%2026-Q1
Catalina Capital Group, LLC36,500$219K0.1%2026-Q1
Camelot Portfolios, LLC trimmed35,699$215K0.1%2026-Q1
Aviance Capital Partners, LLC added33,883$204K0.1%2026-Q1
Integrated Wealth Concepts LLC trimmed33,804$203K0.1%2026-Q1
Arete Wealth Advisors, LLC trimmed34,066$203K0.1%2026-Q1
INTEGRATED CAPITAL MANAGEMENT, INC. trimmed33,251$200K0.1%2026-Q1
HighTower Advisors, LLC trimmed30,464$183K0.1%2026-Q1
Ranch Capital Advisors Inc. added29,222$176K0.1%2026-Q1
Petersen Hastings Wealth Advisors Inc.28,930$174K0.1%2026-Q1
EVOLVE PRIVATE WEALTH, LLC added28,411$171K0.1%2026-Q1
Traub Capital Management LLC trimmed24,031$144K0.1%2026-Q1
AMERIPRISE FINANCIAL INC added23,291$140K0.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed22,564$136K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added20,913$126K0.1%2026-Q1
Cetera Investment Advisers added18,897$114K0.1%2026-Q1
Novak & Powell Financial Services, Inc. added18,255$110K0.1%2026-Q1
LexAurum Advisors, LLC17,234$104K0.1%2026-Q1
CJM Wealth Advisers, Ltd. added15,635$94K0.1%2026-Q1
Realta Investment Advisors15,247$92K0.1%2026-Q1
MML INVESTORS SERVICES, LLC trimmed13,045$78K0.0%2026-Q1
BOKF, NA12,831$77K0.0%2026-Q1
JANE STREET GROUP, LLC trimmed12,552$75K0.0%2026-Q1
Janney Montgomery Scott LLC trimmed12,517$75K0.0%2026-Q1
Everstar Asset Management, LLC12,100$73K0.0%2026-Q1
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC12,057$72K0.0%2026-Q1
Mariner, LLC trimmed11,591$70K0.0%2026-Q1
Advisor OS, LLC trimmed10,864$65K0.0%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed10,487$63K0.0%2026-Q1
Shulman DeMeo Asset Management LLC new10,447$63K0.0%2026-Q1
SMITH, MOORE & CO.10,000$60K0.0%2026-Q1
Cerity Partners LLC10,000$60K0.0%2026-Q1
WHITEBOX ADVISORS LLC trimmed335,217$2M1.2%2025-Q3 stale
Logan Stone Capital, LLC trimmed294,867$2M1.0%2025-Q2 stale
RIVERBRIDGE PARTNERS LLC added237,540$1M0.9%2025-Q4 stale
BANK OF AMERICA CORP /DE/73,353$453K0.3%2025-Q4 stale
AQR Arbitrage LLC trimmed66,816$386K0.2%2025-Q1 stale
Rockefeller Capital Management L.P. added67,789$380K0.2%2025-Q2 stale
Gridiron Partners, LLC trimmed48,891$302K0.2%2025-Q4 stale
Avior Wealth Management, LLC added46,581$269K0.2%2025-Q1 stale
ROTHSCHILD INVESTMENT LLC40,485$227K0.1%2025-Q2 stale
BENJAMIN EDWARDS INC trimmed38,649$223K0.1%2025-Q1 stale
MERCER GLOBAL ADVISORS INC /ADV added34,007$196K0.1%2025-Q1 stale
Lee Financial Co29,000$172K0.1%2025-Q3 stale
WOLVERINE ASSET MANAGEMENT LLC trimmed24,409$141K0.1%2025-Q1 stale
Modern Wealth Management, LLC23,593$140K0.1%2025-Q3 stale
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. added21,262$123K0.1%2025-Q1 stale
Matisse Capital trimmed19,352$115K0.1%2025-Q3 stale
Capital Market Strategies LLC added19,700$110K0.1%2025-Q2 stale
WEDBUSH SECURITIES INC18,300$108K0.1%2025-Q3 stale
CITADEL ADVISORS LLC trimmed14,856$88K0.1%2025-Q3 stale
NewEdge Advisors, LLC added14,254$88K0.1%2025-Q4 stale
StoneX Group Inc. added14,376$83K0.1%2025-Q1 stale
MIdWestOne Financial Group, Inc.12,214$75K0.0%2025-Q4 stale
NOMURA HOLDINGS INC added12,500$74K0.0%2025-Q3 stale
Virtu Financial LLC added12,161$68K0.0%2025-Q2 stale
Plan A Wealth LLC10,500$65K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership