Who owns CLM
Which tracked institutional funds hold CLM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CLM company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
22 tracked funds added or opened CLM while 8 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CLM’s largest tracked holder by dollar value, Alpine Global Management, LLC, sizes it at 8.5% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 8.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in CLM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 137 tracked filers holding CLM, 80 increased or opened the position and 57 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CLM between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 5
- J.W. COLE ADVISORS, INC.$2M
- INDEPENDENT FINANCIAL GROUP, LLC$846K
- Marex Group Ltd$831K
- Advisory Solutions Group, LLC$740K
- Mirador Capital Partners LP$595K
Full exits 5
- Cambridge Investment Research Advisors, Inc.$8M
- COHEN & STEERS, INC.$5M
- SIT INVESTMENT ASSOCIATES INC$1M
- Thrivent Financial for Lutherans$1M
- JANE STREET GROUP, LLC$669K
Largest adds
- Warberg Asset Management LLC$6M
- PFG Investments, LLC$4M
- Sculptor Capital LP$2M
- Alpine Global Management, LLC$2M
- LPL Financial LLC$2M
- Cetera Investment Advisers$2M
Largest trims
- OSAIC HOLDINGS, INC.$851K
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$601K
- MORGAN STANLEY$533K
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Alpine Global Management, LLC added | 6,833,682 | $52M | 15.9% | 2026-Q2 |
| BOOTHBAY FUND MANAGEMENT, LLC trimmed | 6,736,737 | $51M | 15.7% | 2026-Q2 |
| PFG Investments, LLC added | 4,492,919 | $34M | 10.5% | 2026-Q2 |
| Quarry LP trimmed | 3,476,236 | $26M | 8.1% | 2026-Q2 |
| Sculptor Capital LP added | 3,325,694 | $25M | 7.8% | 2026-Q2 |
| OSAIC HOLDINGS, INC. trimmed | 3,016,078 | $23M | 7.0% | 2026-Q2 |
| LPL Financial LLC added | 2,586,106 | $20M | 6.0% | 2026-Q2 |
| Warberg Asset Management LLC added | 1,836,581 | $14M | 4.3% | 2026-Q2 |
| Cetera Investment Advisers added | 1,558,231 | $12M | 3.6% | 2026-Q2 |
| Cable Car Capital, LP added | 1,274,106 | $10M | 3.0% | 2026-Q2 |
| Almitas Capital LLC added | 661,789 | $5M | 1.5% | 2026-Q2 |
| MORGAN STANLEY trimmed | 560,243 | $4M | 1.3% | 2026-Q2 |
| WJ Financial Advisors LLC added | 503,994 | $4M | 1.2% | 2026-Q2 |
| Perennial Investment Advisors, LLC added | 484,530 | $4M | 1.1% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 388,773 | $3M | 0.9% | 2026-Q2 |
| Stratos Wealth Partners, LTD. trimmed | 333,993 | $3M | 0.8% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 319,209 | $2M | 0.7% | 2026-Q2 |
| Yakira Capital Management, Inc. added | 311,396 | $2M | 0.7% | 2026-Q2 |
| Creative Planning added | 277,113 | $2M | 0.6% | 2026-Q2 |
| Kovack Advisors, Inc. added | 233,414 | $2M | 0.5% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. trimmed | 211,424 | $2M | 0.5% | 2026-Q2 |
| Baird Financial Group, Inc. added | 178,155 | $1M | 0.4% | 2026-Q2 |
| WINEBRENNER CAPITAL MANAGEMENT LLC added | 158,000 | $1M | 0.4% | 2026-Q2 |
| StoneX Group Inc. trimmed | 151,920 | $1M | 0.4% | 2026-Q2 |
| CREATIVE FINANCIAL DESIGNS INC /ADV added | 132,993 | $1M | 0.3% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC new | 111,901 | $846K | 0.3% | 2026-Q2 |
| Aptus Capital Advisors, LLC added | 110,719 | $837K | 0.3% | 2026-Q2 |
| Marex Group Ltd trimmed | 109,968 | $831K | 0.3% | 2026-Q2 |
| Savvy Advisors, Inc. added | 107,590 | $813K | 0.3% | 2026-Q2 |
| Advisory Solutions Group, LLC new | 97,879 | $740K | 0.2% | 2026-Q2 |
| AE Wealth Management LLC added | 92,708 | $701K | 0.2% | 2026-Q2 |
| Encompass More Asset Management added | 89,506 | $677K | 0.2% | 2026-Q2 |
| XTX Topco Ltd added | 88,603 | $670K | 0.2% | 2026-Q2 |
| Focus Partners Wealth trimmed | 83,516 | $631K | 0.2% | 2026-Q2 |
| CreativeOne Wealth, LLC added | 79,026 | $597K | 0.2% | 2026-Q2 |
| Mirador Capital Partners LP new | 78,738 | $595K | 0.2% | 2026-Q2 |
| BENJAMIN EDWARDS INC added | 74,406 | $562K | 0.2% | 2026-Q2 |
| Garden State Investment Advisory Services LLC added | 65,260 | $493K | 0.2% | 2026-Q2 |
| Private Advisor Group, LLC added | 62,116 | $470K | 0.1% | 2026-Q2 |
| CoreCap Advisors, LLC added | 59,850 | $452K | 0.1% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 59,467 | $450K | 0.1% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 58,350 | $441K | 0.1% | 2026-Q2 |
| Prospera Financial Services Inc trimmed | 54,917 | $415K | 0.1% | 2026-Q2 |
| Dynamic Advisor Solutions LLC added | 54,125 | $409K | 0.1% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 51,892 | $392K | 0.1% | 2026-Q2 |
| TORONTO DOMINION BANK trimmed | 50,000 | $378K | 0.1% | 2026-Q2 |
| Gladstone Institutional Advisory LLC trimmed | 49,081 | $371K | 0.1% | 2026-Q2 |
| OneAscent Family Office, LLC added | 44,268 | $335K | 0.1% | 2026-Q2 |
| FIRETHORN WEALTH PARTNERS, LLC added | 42,157 | $319K | 0.1% | 2026-Q2 |
| BlackRock, Inc. | 41,258 | $312K | 0.1% | 2026-Q2 |
| SeaCrest Wealth Management, LLC added | 39,161 | $296K | 0.1% | 2026-Q2 |
| MGO ONE SEVEN LLC added | 35,273 | $267K | 0.1% | 2026-Q2 |
| Meridian Wealth Management, LLC trimmed | 35,062 | $265K | 0.1% | 2026-Q2 |
| Pathstone Holdings, LLC | 33,089 | $250K | 0.1% | 2026-Q2 |
| Mariner, LLC added | 32,449 | $245K | 0.1% | 2026-Q2 |
| Buska Wealth Management, LLC added | 30,596 | $231K | 0.1% | 2026-Q2 |
| Foundations Investment Advisors, LLC new | 30,479 | $230K | 0.1% | 2026-Q2 |
| EP Wealth Advisors, LLC added | 28,733 | $217K | 0.1% | 2026-Q2 |
| AMERIFLEX GROUP, INC. trimmed | 27,500 | $208K | 0.1% | 2026-Q2 |
| Rockefeller Capital Management L.P. | 26,634 | $201K | 0.1% | 2026-Q2 |
| KESTRA PRIVATE WEALTH SERVICES, LLC added | 26,328 | $199K | 0.1% | 2026-Q2 |
| HF Advisory Group, LLC added | 25,484 | $193K | 0.1% | 2026-Q2 |
| LANARK FINANCIAL, INC. | 25,205 | $191K | 0.1% | 2026-Q2 |
| Chicago Partners Investment Group LLC added | 25,023 | $179K | 0.1% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 23,533 | $180K | 0.1% | 2026-Q2 |
| BECKER CAPITAL MANAGEMENT INC added | 22,847 | $173K | 0.1% | 2026-Q2 |
| Sequoia Financial Advisors, LLC | 21,400 | $162K | 0.0% | 2026-Q2 |
| BIP Wealth, LLC added | 20,898 | $158K | 0.0% | 2026-Q2 |
| Clear Street Group Inc. new | 20,493 | $155K | 0.0% | 2026-Q2 |
| Sanctuary Advisors, LLC added | 20,084 | $152K | 0.0% | 2026-Q2 |
| Larson Financial Group LLC added | 20,083 | $152K | 0.0% | 2026-Q2 |
| Marshall Financial Group, LLC added | 20,000 | $151K | 0.0% | 2026-Q2 |
| UBS Group AG added | 18,476 | $140K | 0.0% | 2026-Q2 |
| NewEdge Advisors, LLC added | 18,101 | $137K | 0.0% | 2026-Q2 |
| Clearstead Advisors, LLC | 17,880 | $135K | 0.0% | 2026-Q2 |
| Summit Financial, LLC trimmed | 17,754 | $134K | 0.0% | 2026-Q2 |
| World Investment Advisors trimmed | 17,670 | $134K | 0.0% | 2026-Q2 |
| Capital CS Group, LLC added | 17,437 | $132K | 0.0% | 2026-Q2 |
| Secure Asset Management, LLC added | 17,065 | $129K | 0.0% | 2026-Q2 |
| INTEGRITY ALLIANCE, LLC. trimmed | 16,693 | $126K | 0.0% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 16,550 | $125K | 0.0% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC | 15,916 | $120K | 0.0% | 2026-Q2 |
| Strategic Financial Concepts, LLC added | 15,700 | $119K | 0.0% | 2026-Q2 |
| Corient Private Wealth LP added | 14,795 | $112K | 0.0% | 2026-Q2 |
| EVOLUTION WEALTH MANAGEMENT INC. trimmed | 14,568 | $110K | 0.0% | 2026-Q2 |
| PRIVATE TRUST CO NA new | 14,514 | $110K | 0.0% | 2026-Q2 |
| Accurate Wealth Management, LLC added | 14,163 | $108K | 0.0% | 2026-Q2 |
| A4 Wealth Advisors LLC trimmed | 14,022 | $106K | 0.0% | 2026-Q2 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC added | 14,008 | $106K | 0.0% | 2026-Q2 |
| BLUEDOOR PRIVATE WEALTH, LLC new | 13,916 | $105K | 0.0% | 2026-Q2 |
| NWF Advisory Services Inc. | 13,500 | $102K | 0.0% | 2026-Q2 |
| TWO SIGMA SECURITIES, LLC trimmed | 13,184 | $100K | 0.0% | 2026-Q2 |
| Redhawk Wealth Advisors, Inc. added | 13,063 | $99K | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC trimmed | 12,912 | $98K | 0.0% | 2026-Q2 |
| DAVENPORT & Co LLC | 12,773 | $97K | 0.0% | 2026-Q2 |
| RMR Wealth Builders new | 12,560 | $95K | 0.0% | 2026-Q2 |
| Allworth Financial LP | 11,910 | $90K | 0.0% | 2026-Q2 |
| Evergreen Wealth Partners LLC | 11,531 | $87K | 0.0% | 2026-Q2 |
| HARBOR INVESTMENT ADVISORY, LLC | 11,204 | $85K | 0.0% | 2026-Q2 |
| Kingsview Wealth Management, LLC trimmed | 11,128 | $84K | 0.0% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.