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Institutional Ownership · SEC Form 13F

Who owns XOMA (XOMA)


Which tracked institutional funds hold XOMA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See XOMA company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

85
Institutional holders
9,947,826
Shares held (tracked funds)
83.9%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on XOMA is one-sided between 2025-Q4 and 2026-Q1: 27 added or opened and 7 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

XOMA’s largest tracked holder by dollar value, BVF INC/IL, sizes it at 2.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 2.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in XOMA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 85 tracked filers holding XOMA, 50 increased or opened the position and 25 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in XOMA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 9

  • VANGUARD CAPITAL MANAGEMENT LLC$17M
  • GW&K Investment Management, LLC$7M
  • MILLENNIUM MANAGEMENT LLC$6M
  • CITADEL ADVISORS LLC$3M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$3M
  • Simcoe Capital LLC$2M

Full exits 3

  • VANGUARD GROUP INC$19M
  • RENAISSANCE TECHNOLOGIES LLC$1M
  • WELLINGTON MANAGEMENT GROUP LLP$787K

Largest adds

  • Woodline Partners LP$13M
  • BVF INC/IL$12M
  • FMR LLC$9M
  • MORGAN STANLEY$8M
  • BlackRock, Inc.$4M
  • DIMENSIONAL FUND ADVISORS LP$3M

Largest trims

  • HighVista Strategies LLC$2M
  • Stonepine Capital Management, LLC$878K
  • LOS ANGELES CAPITAL MANAGEMENT LLC$636K
  • BARCLAYS PLC$332K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BVF INC/IL2,590,303$81M24.2%2026-Q1
MORGAN STANLEY trimmed1,702,157$53M15.9%2026-Q1
FMR LLC added1,260,801$40M11.8%2026-Q1
BlackRock, Inc. added646,914$20M6.1%2026-Q1
Woodline Partners LP added640,001$20M6.0%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new549,796$17M5.1%2026-Q1
Opaleye Management Inc. added300,000$9M2.8%2026-Q1
GW&K Investment Management, LLC new232,141$7M2.2%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added229,766$7M2.2%2026-Q1
MILLENNIUM MANAGEMENT LLC added204,920$6M1.9%2026-Q1
STATE STREET CORP added193,148$6M1.8%2026-Q1
DIMENSIONAL FUND ADVISORS LP added133,360$4M1.2%2026-Q1
TLS Advisors LLC added114,867$4M1.1%2026-Q1
CITADEL ADVISORS LLC added98,638$3M0.9%2026-Q1
NORTHERN TRUST CORP added93,490$3M0.9%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new85,797$3M0.8%2026-Q1
Bank of New York Mellon Corp added74,984$2M0.7%2026-Q1
UBS Group AG added72,533$2M0.7%2026-Q1
Stonepine Capital Management, LLC trimmed69,500$2M0.7%2026-Q1
Simcoe Capital LLC new68,053$2M0.6%2026-Q1
VANGUARD FIDUCIARY TRUST CO new66,664$2M0.6%2026-Q1
PANAGORA ASSET MANAGEMENT INC added58,662$2M0.5%2026-Q1
HighVista Strategies LLC trimmed46,814$1M0.4%2026-Q1
CM Management, LLC40,000$1M0.4%2026-Q1
RBF Capital, LLC30,000$941K0.3%2026-Q1
STATE OF WISCONSIN INVESTMENT BOARD added28,894$906K0.3%2026-Q1
Quadrature Capital Ltd new28,495$894K0.3%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed27,151$852K0.3%2026-Q1
TWO SIGMA INVESTMENTS, LP added26,075$818K0.2%2026-Q1
GOLDMAN SACHS GROUP INC added23,998$753K0.2%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC17,580$551K0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added17,390$546K0.2%2026-Q1
NANO CAP NEW MILLENNIUM GROWTH FUND L P added17,000$533K0.2%2026-Q1
ExodusPoint Capital Management, LP trimmed14,663$460K0.1%2026-Q1
JANE STREET GROUP, LLC trimmed14,519$455K0.1%2026-Q1
Nuveen, LLC12,706$399K0.1%2026-Q1
RHUMBLINE ADVISERS added11,705$367K0.1%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed11,018$346K0.1%2026-Q1
DIVERSIFIED MANAGEMENT INC10,000$314K0.1%2026-Q1
REGIONS FINANCIAL CORP added9,250$290K0.1%2026-Q1
DEUTSCHE BANK AG\ added8,447$265K0.1%2026-Q1
Caption Management, LLC new7,433$233K0.1%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ trimmed6,803$214K0.1%2026-Q1
Invesco Ltd. trimmed6,782$213K0.1%2026-Q1
MetLife Investment Management, LLC5,677$178K0.1%2026-Q1
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added4,600$144K0.0%2026-Q1
Vanguard Global Advisers, LLC new4,046$127K0.0%2026-Q1
WELLS FARGO & COMPANY/MN trimmed3,865$121K0.0%2026-Q1
JPMORGAN CHASE & CO added3,992$121K0.0%2026-Q1
OSAIC HOLDINGS, INC. trimmed3,444$108K0.0%2026-Q1
Police & Firemen's Retirement System of New Jersey2,856$90K0.0%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND2,362$74K0.0%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added2,193$69K0.0%2026-Q1
BARCLAYS PLC trimmed1,965$62K0.0%2026-Q1
State of Alaska, Department of Revenue1,050$32K0.0%2026-Q1
ROYAL BANK OF CANADA trimmed1,002$31K0.0%2026-Q1
Ameritas Investment Partners, Inc.959$30K0.0%2026-Q1
Legal & General Group Plc trimmed854$27K0.0%2026-Q1
Russell Investments Group, Ltd. added819$26K0.0%2026-Q1
CITIGROUP INC added753$24K0.0%2026-Q1
Costello Asset Management, INC600$19K0.0%2026-Q1
Tower Research Capital LLC (TRC) added572$18K0.0%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed514$16K0.0%2026-Q1
NATIXIS372$12K0.0%2026-Q1
Truvestments Capital LLC290$9K0.0%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC new283$9K0.0%2026-Q1
EverSource Wealth Advisors, LLC added639$7K0.0%2026-Q1
LOS ANGELES CAPITAL MANAGEMENT LLC trimmed190$6K0.0%2026-Q1
GAMMA Investing LLC added152$5K0.0%2026-Q1
Sterling Capital Management LLC trimmed145$5K0.0%2026-Q1
CWM, LLC trimmed113$4K0.0%2026-Q1
Optiver Holding B.V. added90$3K0.0%2026-Q1
US BANCORP \DE\ new67$2K0.0%2026-Q1
Ancora Advisors LLC31$9720.0%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC.25$7840.0%2026-Q1
MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV20$6280.0%2026-Q1
NISA INVESTMENT ADVISORS, LLC19$5960.0%2026-Q1
SBI Securities Co., Ltd. added14$4390.0%2026-Q1
Root Financial Partners, LLC new13$4080.0%2026-Q1
VANGUARD GROUP INC added701,657$19M5.6%2025-Q4 stale
RENAISSANCE TECHNOLOGIES LLC added39,017$1M0.3%2025-Q4 stale
Eversept Partners, LP trimmed45,017$897K0.3%2025-Q1 stale
WELLINGTON MANAGEMENT GROUP LLP trimmed29,591$787K0.2%2025-Q4 stale
MARSHALL WACE, LLP added16,308$411K0.1%2025-Q2 stale
Man Group plc new6,397$247K0.1%2025-Q3 stale
Squarepoint Ops LLC trimmed8,901$237K0.1%2025-Q4 stale
MACQUARIE GROUP LTD added6,932$221K0.1%2025-Q3 stale
SG Americas Securities, LLC new6,356$169K0.1%2025-Q4 stale
LAZARD ASSET MANAGEMENT LLC added4,819$121K0.0%2025-Q2 stale
RAYMOND JAMES FINANCIAL INC new4,600$116K0.0%2025-Q2 stale
Acuitas Investments, LLC trimmed5,674$113K0.0%2025-Q1 stale
Corebridge Financial, Inc. trimmed3,984$79K0.0%2025-Q1 stale
GROUP ONE TRADING LLC900$23K0.0%2025-Q2 stale
FEDERATED HERMES, INC. added335$9K0.0%2025-Q4 stale
AMALGAMATED BANK added298$8K0.0%2025-Q4 stale
SIMPLEX TRADING, LLC added173$5K0.0%2025-Q4 stale
Wealthspire Advisors, LLC new100$4K0.0%2025-Q3 stale
QUADRANT CAPITAL GROUP LLC new35$1K0.0%2025-Q3 stale
OCCUDO QUANTITATIVE STRATEGIES LP20,925$1K0.0%2025-Q2 stale
Covestor Ltd added58$1K0.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership