Who owns XFLT
Which tracked institutional funds hold XFLT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See XFLT company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
7 tracked funds added or opened XFLT while 13 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
XFLT’s largest tracked holder by dollar value, SIT INVESTMENT ASSOCIATES INC, sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in XFLT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 54 tracked filers holding XFLT, 9 increased or opened the position and 92 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in XFLT between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 2
- TORONTO DOMINION BANK$2M
- RPO LLC$2M
Full exits 6
- North Ground Capital$7M
- Alpine Global Management, LLC$4M
- J.W. COLE ADVISORS, INC.$2M
- ENVESTNET ASSET MANAGEMENT INC$2M
- Lido Advisors, LLC$1M
- Shaker Financial Services, LLC$881K
Largest adds
- RIVERNORTH CAPITAL MANAGEMENT, LLC$3M
- MORGAN STANLEY$2M
- Matisse Capital$1M
- Bulldog Investors, LLP$771K
- EverSource Wealth Advisors, LLC$546K
Largest trims
- SIT INVESTMENT ASSOCIATES INC$15M
- Eagle Point Credit Management LLC$2M
- Thomas J. Herzfeld Advisors, Inc.$2M
- Cresset Asset Management, LLC$982K
- GUGGENHEIM CAPITAL LLC$828K
- LPL Financial LLC$380K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC trimmed | 662,994 | $11M | 11.2% | 2026-Q1 |
| MORGAN STANLEY trimmed | 602,194 | $10M | 10.2% | 2026-Q1 |
| Eagle Point Credit Management LLC trimmed | 439,852 | $8M | 7.5% | 2026-Q1 |
| North Ground Capital new | 1,482,418 | $7M | 7.0% | 2025-Q4 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC trimmed | 384,757 | $7M | 6.5% | 2026-Q1 |
| Matisse Capital trimmed | 344,096 | $6M | 5.8% | 2026-Q1 |
| Alpine Global Management, LLC new | 742,275 | $4M | 3.5% | 2025-Q4 |
| Bulldog Investors, LLP trimmed | 186,930 | $3M | 3.2% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC trimmed | 152,538 | $3M | 2.6% | 2026-Q1 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. trimmed | 144,227 | $2M | 2.4% | 2026-Q1 |
| Cresset Asset Management, LLC trimmed | 143,955 | $2M | 2.4% | 2026-Q1 |
| J.W. COLE ADVISORS, INC. added | 451,667 | $2M | 2.1% | 2025-Q4 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 427,079 | $2M | 2.0% | 2025-Q4 |
| TORONTO DOMINION BANK new | 100,000 | $2M | 1.7% | 2026-Q1 |
| RPO LLC new | 89,904 | $2M | 1.5% | 2026-Q1 |
| Lido Advisors, LLC | 247,782 | $1M | 1.3% | 2025-Q4 |
| Invesco Ltd. trimmed | 59,884 | $1M | 1.0% | 2026-Q1 |
| Thomas J. Herzfeld Advisors, Inc. trimmed | 59,545 | $1M | 1.0% | 2026-Q1 |
| Virtus Investment Advisers, LLC trimmed | 55,758 | $958K | 0.9% | 2026-Q1 |
| JANE STREET GROUP, LLC trimmed | 55,244 | $949K | 0.9% | 2026-Q1 |
| Closed-End Fund Advisors, Inc. trimmed | 51,831 | $890K | 0.9% | 2026-Q1 |
| Shaker Financial Services, LLC trimmed | 183,519 | $881K | 0.9% | 2025-Q4 |
| UBS Group AG trimmed | 39,528 | $679K | 0.7% | 2026-Q1 |
| LPL Financial LLC trimmed | 38,797 | $667K | 0.7% | 2026-Q1 |
| EverSource Wealth Advisors, LLC trimmed | 6,506 | $628K | 0.6% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 29,649 | $509K | 0.5% | 2026-Q1 |
| Belpointe Asset Management LLC trimmed | 28,958 | $497K | 0.5% | 2026-Q1 |
| Samalin Investment Counsel, LLC trimmed | 27,965 | $480K | 0.5% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 90,261 | $433K | 0.4% | 2025-Q4 |
| Private Advisor Group, LLC trimmed | 23,251 | $399K | 0.4% | 2026-Q1 |
| TrueMark Investments, LLC new | 80,240 | $385K | 0.4% | 2025-Q4 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 21,635 | $372K | 0.4% | 2026-Q1 |
| XTX Topco Ltd trimmed | 17,750 | $305K | 0.3% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 16,614 | $285K | 0.3% | 2026-Q1 |
| Sculptor Capital LP new | 15,686 | $269K | 0.3% | 2026-Q1 |
| ALEXANDER LABRUNERIE & CO., INC. trimmed | 55,000 | $264K | 0.3% | 2025-Q4 |
| NINE MASTS CAPITAL Ltd trimmed | 53,804 | $258K | 0.3% | 2025-Q4 |
| Integrated Wealth Concepts LLC added | 50,069 | $240K | 0.2% | 2025-Q4 |
| Chicago Partners Investment Group LLC trimmed | 12,512 | $226K | 0.2% | 2026-Q1 |
| HighTower Advisors, LLC added | 46,795 | $225K | 0.2% | 2025-Q4 |
| Apollon Wealth Management, LLC trimmed | 12,603 | $217K | 0.2% | 2026-Q1 |
| CHOREO, LLC trimmed | 44,095 | $210K | 0.2% | 2025-Q4 |
| WEDBUSH SECURITIES INC trimmed | 39,993 | $192K | 0.2% | 2025-Q4 |
| CFO4Life Group, LLC | 38,800 | $186K | 0.2% | 2025-Q4 |
| HRT FINANCIAL LP trimmed | 36,299 | $174K | 0.2% | 2025-Q4 |
| SAX WEALTH ADVISORS, LLC | 35,405 | $170K | 0.2% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 35,079 | $168K | 0.2% | 2025-Q4 |
| OSAIC HOLDINGS, INC. trimmed | 9,250 | $159K | 0.2% | 2026-Q1 |
| Marex Group plc added | 30,684 | $147K | 0.1% | 2025-Q4 |
| RAYMOND JAMES FINANCIAL INC trimmed | 30,471 | $146K | 0.1% | 2025-Q4 |
| Brookwood Investment Group LLC trimmed | 26,543 | $127K | 0.1% | 2025-Q4 |
| Compound Planning, Inc. trimmed | 25,025 | $120K | 0.1% | 2025-Q4 |
| SUMMITRY LLC | 25,000 | $120K | 0.1% | 2025-Q4 |
| ROYAL BANK OF CANADA trimmed | 6,751 | $116K | 0.1% | 2026-Q1 |
| CSS LLC/IL new | 23,288 | $112K | 0.1% | 2025-Q4 |
| Mariner, LLC trimmed | 21,973 | $105K | 0.1% | 2025-Q4 |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 20,700 | $99K | 0.1% | 2025-Q4 |
| Castleview Partners, LLC added | 18,572 | $89K | 0.1% | 2025-Q4 |
| Beacon Financial Advisory LLC trimmed | 18,089 | $87K | 0.1% | 2025-Q4 |
| EVOKE WEALTH, LLC added | 17,568 | $84K | 0.1% | 2025-Q4 |
| FIRETHORN WEALTH PARTNERS, LLC added | 17,332 | $83K | 0.1% | 2025-Q4 |
| Mutual Advisors, LLC trimmed | 17,152 | $82K | 0.1% | 2025-Q4 |
| Catalina Capital Group, LLC trimmed | 16,768 | $80K | 0.1% | 2025-Q4 |
| Advisory Services Network, LLC trimmed | 4,496 | $77K | 0.1% | 2026-Q1 |
| Walkner Condon Financial Advisors LLC trimmed | 15,435 | $74K | 0.1% | 2025-Q4 |
| Sigma Planning Corp trimmed | 12,641 | $72K | 0.1% | 2025-Q4 |
| NOMURA HOLDINGS INC added | 14,868 | $71K | 0.1% | 2025-Q4 |
| GREAT VALLEY ADVISOR GROUP, INC. trimmed | 14,380 | $69K | 0.1% | 2025-Q4 |
| MERCER GLOBAL ADVISORS INC /ADV trimmed | 14,203 | $68K | 0.1% | 2025-Q4 |
| Freestate Advisors LLC added | 13,498 | $65K | 0.1% | 2025-Q4 |
| One Capital Management, LLC | 12,498 | $60K | 0.1% | 2025-Q4 |
| ACCREDITED INVESTOR SERVICES, LLC new | 12,153 | $58K | 0.1% | 2025-Q4 |
| Highland Financial Advisors, LLC new | 11,731 | $56K | 0.1% | 2025-Q4 |
| Amplius Wealth Advisors, LLC new | 11,182 | $54K | 0.1% | 2025-Q4 |
| Per Stirling Capital Management, LLC. | 10,550 | $51K | 0.0% | 2025-Q4 |
| CoreCap Advisors, LLC trimmed | 2,916 | $50K | 0.0% | 2026-Q1 |
| Global Retirement Partners, LLC new | 8,327 | $40K | 0.0% | 2025-Q4 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC trimmed | 2,000 | $34K | 0.0% | 2026-Q1 |
| Pathstone Holdings, LLC new | 1,186,027 | $6M | 6.2% | 2025-Q3 stale |
| Consolidated Portfolio Review Corp added | 298,828 | $2M | 1.6% | 2025-Q3 stale |
| BARD ASSOCIATES INC | 149,247 | $893K | 0.9% | 2025-Q1 stale |
| BALYASNY ASSET MANAGEMENT L.P. trimmed | 147,076 | $780K | 0.8% | 2025-Q3 stale |
| Baird Financial Group, Inc. added | 124,087 | $701K | 0.7% | 2025-Q2 stale |
| Meadowbrook Wealth Management, LLC new | 52,700 | $279K | 0.3% | 2025-Q3 stale |
| AQR Arbitrage LLC new | 48,378 | $256K | 0.3% | 2025-Q3 stale |
| M&T Bank Corp | 42,933 | $243K | 0.2% | 2025-Q2 stale |
| IFG Advisory, LLC | 39,456 | $223K | 0.2% | 2025-Q2 stale |
| Virtu Financial LLC added | 37,859 | $201K | 0.2% | 2025-Q3 stale |
| AlphaCore Capital LLC added | 24,621 | $141K | 0.1% | 2025-Q2 stale |
| CITADEL ADVISORS LLC trimmed | 24,712 | $131K | 0.1% | 2025-Q3 stale |
| Abel Hall, LLC new | 20,000 | $106K | 0.1% | 2025-Q3 stale |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 18,795 | $100K | 0.1% | 2025-Q3 stale |
| B. Riley Wealth Advisors, Inc. trimmed | 18,436 | $98K | 0.1% | 2025-Q3 stale |
| Merit Financial Group, LLC new | 15,920 | $90K | 0.1% | 2025-Q2 stale |
| CAPTRUST FINANCIAL ADVISORS new | 12,456 | $70K | 0.1% | 2025-Q2 stale |
| Atria Wealth Solutions, Inc. trimmed | 10,970 | $66K | 0.1% | 2025-Q1 stale |
| Advyzon Investment Management, LLC added | 11,615 | $66K | 0.1% | 2025-Q2 stale |
| Perigon Wealth Management, LLC new | 10,840 | $64K | 0.1% | 2025-Q1 stale |
| Naviter Wealth, LLC | 10,000 | $57K | 0.1% | 2025-Q2 stale |
| Plante Moran Financial Advisors, LLC | 8,508 | $45K | 0.0% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.