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Institutional Ownership · SEC Form 13F

Who owns VKI


Which tracked institutional funds hold VKI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See VKI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

65
Institutional holders
8M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on VKI is one-sided between 2025-Q4 and 2026-Q1: 2 added or opened and 12 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

VKI’s largest tracked holder by dollar value, GUGGENHEIM CAPITAL LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in VKI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 65 tracked filers holding VKI, 28 increased or opened the position and 29 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in VKI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

Full exits 3

  • ROBINSON CAPITAL MANAGEMENT, LLC$4M
  • North Ground Capital$870K
  • JANE STREET GROUP, LLC$517K

Largest adds

  • Hennion & Walsh Asset Management, Inc.$2M
  • GUGGENHEIM CAPITAL LLC$2M

Largest trims

  • LPL Financial LLC$4M
  • SIT INVESTMENT ASSOCIATES INC$2M
  • UBS Group AG$837K
  • LeConte Wealth Management, LLC$793K
  • MACKAY SHIELDS LLC$572K
  • SMITH, MOORE & CO.$512K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
GUGGENHEIM CAPITAL LLC added1,040,093$9M10.4%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed901,833$8M9.0%2026-Q1
UBS Group AG trimmed844,478$7M8.5%2026-Q1
MORGAN STANLEY added752,931$7M7.5%2026-Q1
Advisors Asset Management, Inc. trimmed649,812$6M6.5%2026-Q1
LeConte Wealth Management, LLC trimmed584,255$5M5.8%2026-Q1
Hennion & Walsh Asset Management, Inc. added498,936$4M5.0%2026-Q1
WELLS FARGO & COMPANY/MN added480,118$4M4.8%2026-Q1
LPL Financial LLC trimmed400,085$3M4.0%2026-Q1
SIT INVESTMENT ASSOCIATES INC trimmed314,308$3M3.1%2026-Q1
VAN ECK ASSOCIATES CORP added255,083$2M2.6%2026-Q1
STIFEL FINANCIAL CORP added172,766$1M1.7%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed139,080$1M1.4%2026-Q1
Whipplewood Advisors, LLC trimmed113,584$984K1.1%2026-Q1
Indivisible Partners added90,308$782K0.9%2026-Q1
MELFA WEALTH MANAGEMENT, INC.83,679$725K0.8%2026-Q1
Indiana Trust & Investment Management Co trimmed75,000$650K0.8%2026-Q1
SMITH, MOORE & CO. trimmed67,842$588K0.7%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC67,369$584K0.7%2026-Q1
Capital Investment Advisors, LLC trimmed55,659$482K0.6%2026-Q1
Rockefeller Capital Management L.P. trimmed55,492$481K0.6%2026-Q1
AMERIPRISE FINANCIAL INC added50,690$439K0.5%2026-Q1
Wealth Care LLC new50,000$433K0.5%2026-Q1
ROYAL BANK OF CANADA added48,487$420K0.5%2026-Q1
Madison Park Capital Advisors, LLC added45,662$395K0.5%2026-Q1
MACKAY SHIELDS LLC trimmed45,320$392K0.5%2026-Q1
World Investment Advisors43,795$379K0.4%2026-Q1
Cetera Investment Advisers added35,844$310K0.4%2026-Q1
Nuveen, LLC28,582$248K0.3%2026-Q1
AlphaCore Capital LLC added28,445$246K0.3%2026-Q1
Concurrent Investment Advisors, LLC28,032$243K0.3%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed27,572$239K0.3%2026-Q1
OSAIC HOLDINGS, INC. added26,872$233K0.3%2026-Q1
HARBOUR INVESTMENTS, INC. added25,053$217K0.3%2026-Q1
Kestra Advisory Services, LLC added24,492$212K0.2%2026-Q1
TCP Asset Management, LLC new22,919$198K0.2%2026-Q1
ORLEANS CAPITAL MANAGEMENT CORP/LA20,700$179K0.2%2026-Q1
River Street Advisors LLC19,610$170K0.2%2026-Q1
MGO ONE SEVEN LLC trimmed17,740$154K0.2%2026-Q1
Tradewinds Capital Management, LLC15,837$137K0.2%2026-Q1
Williams Jones Wealth Management, LLC.15,000$130K0.2%2026-Q1
TPG Advisors LLC added14,761$128K0.1%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC.14,600$126K0.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed13,230$115K0.1%2026-Q1
Creative Planning added12,030$104K0.1%2026-Q1
Savant Capital, LLC added11,623$101K0.1%2026-Q1
Financial Engines Advisors L.L.C.10,715$93K0.1%2026-Q1
Integrated Wealth Concepts LLC10,550$91K0.1%2026-Q1
CITADEL ADVISORS LLC new10,157$88K0.1%2026-Q1
ROTHSCHILD INVESTMENT LLC7,666$66K0.1%2026-Q1
Geneos Wealth Management Inc.3,151$27K0.0%2026-Q1
CoreCap Advisors, LLC added3,147$27K0.0%2026-Q1
Allworth Financial LP added3,001$26K0.0%2026-Q1
MAI Capital Management2,042$18K0.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added1,865$16K0.0%2026-Q1
US BANCORP \DE\1,694$15K0.0%2026-Q1
Penserra Capital Management LLC new1,614$13K0.0%2026-Q1
PRIVATE TRUST CO NA1,400$12K0.0%2026-Q1
EASTERN BANK1,228$11K0.0%2026-Q1
Advisory Services Network, LLC1,000$9K0.0%2026-Q1
FIFTH THIRD BANCORP new1,000$9K0.0%2026-Q1
HIGHLINE WEALTH PARTNERS LLC trimmed470$4K0.0%2026-Q1
Community Financial Services Group, LLC new400$4K0.0%2026-Q1
Mascoma Wealth Management LLC364$3K0.0%2026-Q1
JPMORGAN CHASE & CO0$70.0%2026-Q1
ROBINSON CAPITAL MANAGEMENT, LLC trimmed453,981$4M4.8%2025-Q4 stale
Fiera Capital Corp trimmed352,164$3M3.6%2025-Q3 stale
RIVERNORTH CAPITAL MANAGEMENT, LLC trimmed160,147$1M1.6%2025-Q3 stale
North Ground Capital added95,443$870K1.0%2025-Q4 stale
ABSOLUTE INVESTMENT ADVISERS, LLC72,100$603K0.7%2025-Q2 stale
Karpus Management, Inc. trimmed69,000$578K0.7%2025-Q2 stale
JANE STREET GROUP, LLC added56,725$517K0.6%2025-Q4 stale
Alpine Global Management, LLC trimmed46,240$422K0.5%2025-Q4 stale
Quarry LP36,900$309K0.4%2025-Q2 stale
BANK OF MONTREAL /CAN/ added29,270$257K0.3%2025-Q3 stale
XTX Topco Ltd added24,305$208K0.2%2025-Q1 stale
Atria Wealth Solutions, Inc. new23,556$197K0.2%2025-Q2 stale
Choate Investment Advisors19,814$181K0.2%2025-Q4 stale
Moloney Securities Asset Management, LLC added13,910$122K0.1%2025-Q3 stale
SIMON QUICK ADVISORS, LLC added13,747$117K0.1%2025-Q1 stale
J.W. COLE ADVISORS, INC. added12,829$117K0.1%2025-Q4 stale
WEDBUSH SECURITIES INC12,800$112K0.1%2025-Q3 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed11,286$103K0.1%2025-Q4 stale
Formidable Asset Management, LLC trimmed12,250$103K0.1%2025-Q3 stale
Busey Bank11,272$99K0.1%2025-Q3 stale
Elequin Capital, LP trimmed11,207$96K0.1%2025-Q1 stale
Janney Montgomery Scott LLC10,364$95K0.1%2025-Q4 stale
Fortitude Family Office, LLC3,500$32K0.0%2025-Q4 stale
GPS Wealth Strategies Group, LLC3,525$30K0.0%2025-Q2 stale
FSA Wealth Management LLC3,000$26K0.0%2025-Q3 stale
COMERICA BANK1,000$9K0.0%2025-Q4 stale
Wealthspire Advisors, LLC new443$4K0.0%2025-Q3 stale
Newbridge Financial Services Group, Inc.410$4K0.0%2025-Q3 stale
Steward Partners Investment Advisory, LLC trimmed384$3K0.0%2025-Q3 stale
Strive Financial Group ,LLC new348$3K0.0%2025-Q4 stale
SageView Advisory Group, LLC new238$2K0.0%2025-Q4 stale
First Command Advisory Services, Inc. new211$2K0.0%2025-Q2 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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