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Institutional Ownership · SEC Form 13F

Who owns UYLD (UYLD)


Which tracked institutional funds hold UYLD, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UYLD company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

98
Institutional holders
19,483,499
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on UYLD is one-sided between 2025-Q4 and 2026-Q1: 38 added or opened and 11 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

UYLD’s largest tracked holder by dollar value, WEALTH ENHANCEMENT ADVISORY SERVICES, LLC, sizes it at 0.9% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.9pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in UYLD divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 98 tracked filers holding UYLD, 60 increased or opened the position and 33 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in UYLD between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 11

  • TCFG Investment Advisors, LLC$5M
  • HighTower Advisors, LLC$3M
  • Mason & Associates Inc$2M
  • JANE STREET GROUP, LLC$2M
  • FLOW TRADERS U.S. LLC$1M
  • Castleview Partners, LLC$947K

Largest adds

  • RAYMOND JAMES FINANCIAL INC$10M
  • UBS Group AG$9M
  • Kestra Advisory Services, LLC$8M
  • IFC Advisors LLC$5M
  • Able Wealth Management LLC$3M
  • MIDLAND WEALTH ADVISORS, LLC$2M

Largest trims

  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$136M
  • Gradient Investments LLC$16M
  • COMMONWEALTH EQUITY SERVICES, LLC$6M
  • Crescent Grove Advisors, LLC$5M
  • Focus Partners Wealth$2M
  • Greenwich Wealth Management LLC$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed8,365,161$422M41.1%2026-Q1
Focus Partners Wealth trimmed1,080,969$55M5.4%2026-Q1
Gradient Investments LLC trimmed1,077,672$55M5.4%2026-Q1
UBS Group AG added978,905$50M4.9%2026-Q1
OSAIC HOLDINGS, INC. added830,941$42M4.1%2026-Q1
Richard P Slaughter Associates Inc added672,971$34M3.3%2026-Q1
WELLS FARGO & COMPANY/MN trimmed397,476$20M2.0%2026-Q1
Greenwich Wealth Management LLC trimmed317,235$16M1.6%2026-Q1
IFC Advisors LLC added313,913$16M1.6%2026-Q1
Heritage Trust Co added296,790$15M1.5%2026-Q1
FIRST NATIONAL BANK OF OMAHA added287,576$15M1.4%2026-Q1
RAYMOND JAMES FINANCIAL INC added277,261$14M1.4%2026-Q1
STEEL GROVE CAPITAL ADVISORS, LLC trimmed273,229$14M1.4%2026-Q1
Janney Montgomery Scott LLC added273,164$14M1.4%2026-Q1
MIDLAND WEALTH ADVISORS, LLC added250,427$13M1.2%2026-Q1
Crescent Grove Advisors, LLC trimmed243,870$13M1.2%2026-Q1
STIFEL FINANCIAL CORP added225,937$12M1.1%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC added184,406$9M0.9%2026-Q1
ISLAY CAPITAL MANAGEMENT, LLC added175,457$9M0.9%2026-Q1
Kestra Advisory Services, LLC added169,902$9M0.8%2026-Q1
Precision Wealth Strategies, LLC added165,111$8M0.8%2026-Q1
Bulwark Capital Corp added161,225$8M0.8%2026-Q1
Able Wealth Management LLC added159,097$8M0.8%2026-Q1
Weaver Consulting Group added156,273$8M0.8%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC trimmed145,244$7M0.7%2026-Q1
LPL Financial LLC added137,291$7M0.7%2026-Q1
Sage Mountain Advisors LLC trimmed126,240$6M0.6%2026-Q1
TCFG Investment Advisors, LLC new103,664$5M0.5%2026-Q1
TCFG WEALTH MANAGEMENT, LLC trimmed103,664$5M0.5%2026-Q1
NorthCrest Asset Manangement, LLC added101,036$5M0.5%2026-Q1
J. Team Financial, Inc. added95,601$5M0.5%2026-Q1
PARSONS CAPITAL MANAGEMENT INC/RI trimmed95,524$5M0.5%2026-Q1
Vise Technologies, Inc.85,821$4M0.4%2026-Q1
Concurrent Investment Advisors, LLC added79,112$4M0.4%2026-Q1
XY Planning Network, Inc. added63,626$3M0.3%2026-Q1
Lewis Asset Management, LLC added60,569$3M0.3%2026-Q1
HighTower Advisors, LLC new59,149$3M0.3%2026-Q1
Mason & Associates Inc new48,322$2M0.2%2026-Q1
Arkadios Wealth Advisors added48,102$2M0.2%2026-Q1
Mechanics Bank Trust Department added46,768$2M0.2%2026-Q1
M Wealth Management, LLC trimmed46,651$2M0.2%2026-Q1
Transamerica Financial Advisors, LLC trimmed46,404$2M0.2%2026-Q1
Brown Financial Advisors trimmed43,303$2M0.2%2026-Q1
BENJAMIN EDWARDS INC added41,889$2M0.2%2026-Q1
JANE STREET GROUP, LLC added40,877$2M0.2%2026-Q1
TradeWell Securities, LLC. added32,542$2M0.2%2026-Q1
Cambridge Investment Research Advisors, Inc. added32,215$2M0.2%2026-Q1
IEQ CAPITAL, LLC added30,671$2M0.2%2026-Q1
Camarda Financial Advisors, LLC trimmed28,638$1M0.1%2026-Q1
Mattson Financial Services, LLC trimmed25,216$1M0.1%2026-Q1
FLOW TRADERS U.S. LLC trimmed22,946$1M0.1%2026-Q1
Copley Financial Group, Inc. trimmed21,490$1M0.1%2026-Q1
Paladin Wealth, LLC trimmed19,684$1M0.1%2026-Q1
Castleview Partners, LLC new18,552$947K0.1%2026-Q1
RMR Wealth Builders new17,790$912K0.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed15,790$806K0.1%2026-Q1
CITADEL ADVISORS LLC added15,661$799K0.1%2026-Q1
MML INVESTORS SERVICES, LLC added14,781$754K0.1%2026-Q1
Balefire, LLC new14,652$748K0.1%2026-Q1
Barnes Wealth Management Group, Inc new14,329$731K0.1%2026-Q1
Diversified Portfolios, Inc. trimmed13,624$695K0.1%2026-Q1
Perigon Wealth Management, LLC new12,639$645K0.1%2026-Q1
RFG Advisory, LLC added12,614$644K0.1%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added12,415$634K0.1%2026-Q1
Argent Trust Co11,465$585K0.1%2026-Q1
Requisite Capital Management, LLC trimmed11,388$584K0.1%2026-Q1
Equitable Holdings, Inc. new10,709$547K0.1%2026-Q1
Snowden Capital Advisors LLC added10,509$539K0.1%2026-Q1
OneAscent Financial Services LLC new9,274$473K0.0%2026-Q1
Riverwater Partners LLC9,244$472K0.0%2026-Q1
NORTHBRIDGE FINANCIAL GROUP, LLC new8,375$428K0.0%2026-Q1
GOLDMAN SACHS GROUP INC new7,809$399K0.0%2026-Q1
Wealth Enhancement Trust Services, Inc. added7,779$397K0.0%2026-Q1
Brookwood Investment Group LLC new7,375$376K0.0%2026-Q1
FIRETHORN WEALTH PARTNERS, LLC added6,721$343K0.0%2026-Q1
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors trimmed6,359$325K0.0%2026-Q1
Redwood Family Wealth LLC added5,883$300K0.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added5,698$291K0.0%2026-Q1
Wealthspire Advisors, LLC5,541$283K0.0%2026-Q1
Belpointe Asset Management LLC added5,335$272K0.0%2026-Q1
Wealthcare Advisory Partners LLC trimmed5,109$261K0.0%2026-Q1
AQR CAPITAL MANAGEMENT LLC new4,057$207K0.0%2026-Q1
Stratos Wealth Partners, LTD. new4,004$204K0.0%2026-Q1
JPMORGAN CHASE & CO added3,156$162K0.0%2026-Q1
MORGAN STANLEY2,715$139K0.0%2026-Q1
Rockefeller Capital Management L.P. trimmed1,750$89K0.0%2026-Q1
CW Advisors, LLC added439,652$22M2.2%2025-Q2 stale
COUNTRY CLUB BANK added229,703$12M1.1%2025-Q3 stale
Consolidated Portfolio Review Corp added16,286$833K0.1%2025-Q3 stale
SENTINEL PENSION ADVISORS, LLC trimmed9,355$478K0.0%2025-Q2 stale
NewEdge Advisors, LLC trimmed8,902$455K0.0%2025-Q4 stale
FIRST TRUST ADVISORS LP new7,778$397K0.0%2025-Q2 stale
Safe Harbor Wealth Advisors, LLC new6,155$315K0.0%2025-Q4 stale
Accurate Wealth Management, LLC trimmed5,063$259K0.0%2025-Q4 stale
Foundations Investment Advisors, LLC new4,792$245K0.0%2025-Q3 stale
A4 Wealth Advisors LLC new4,687$240K0.0%2025-Q3 stale
PATTEN & PATTEN INC/TN trimmed4,034$206K0.0%2025-Q2 stale
Worth Asset Management, LLC trimmed4,020$206K0.0%2025-Q3 stale
Blue Trust, Inc. new970$50K0.0%2025-Q1 stale
BlackRock, Inc. trimmed896$46K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership