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Institutional Ownership · SEC Form 13F

Who owns UUP (UUP)


Which tracked institutional funds hold UUP, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UUP company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

90
Institutional holders
13,565,953
Shares held (tracked funds)

How the tape is positioned

34 tracked funds added or opened UUP while 21 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

UUP’s largest tracked holder by dollar value, JPMORGAN CHASE & CO, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes UUP more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in UUP divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 90 tracked filers holding UUP, 55 increased or opened the position and 39 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in UUP between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 19

  • Tidal Investments LLC$44M
  • JANE STREET GROUP, LLC$36M
  • POTOMAC FUND MANAGEMENT INC /ADV$28M
  • Empowered Funds, LLC$14M
  • WESPAC Advisors, LLC$6M
  • Sollinda Capital Management LLC$5M

Full exits 12

  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$7M
  • RAFFLES ASSOCIATES LP$3M
  • Brookstone Capital Management$2M
  • Exit Wealth Advisors, LLC.$2M
  • Blue Capital, Inc.$2M
  • GROUP ONE TRADING LLC$2M

Largest adds

  • JPMORGAN CHASE & CO$80M
  • HRT FINANCIAL LP$9M
  • IMC-Chicago, LLC$8M
  • BNP PARIBAS FINANCIAL MARKETS$8M
  • MORGAN STANLEY$6M
  • LPL Financial LLC$5M

Largest trims

  • Cambridge Investment Research Advisors, Inc.$3M
  • OSAIC HOLDINGS, INC.$2M
  • Jefferies Financial Group Inc.$1M
  • ROYAL BANK OF CANADA$804K
  • ENVESTNET ASSET MANAGEMENT INC$600K
  • EXCHANGE TRADED CONCEPTS, LLC$567K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
JPMORGAN CHASE & CO added2,924,780$82M19.1%2026-Q1
Tidal Investments LLC added1,575,405$44M10.2%2026-Q1
JANE STREET GROUP, LLC added1,293,080$36M8.4%2026-Q1
POTOMAC FUND MANAGEMENT INC /ADV added1,007,882$28M6.5%2026-Q1
MORGAN STANLEY added798,024$22M5.2%2026-Q1
Empowered Funds, LLC added489,634$14M3.2%2026-Q1
HRT FINANCIAL LP added343,340$10M2.2%2026-Q1
IMC-Chicago, LLC added314,724$9M2.0%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added280,210$8M1.8%2026-Q1
BANK OF AMERICA CORP /DE/ added270,479$8M1.8%2026-Q1
LPL Financial LLC added268,035$7M1.7%2026-Q1
CITADEL ADVISORS LLC added257,205$7M1.7%2026-Q1
Intrua Financial, LLC trimmed243,172$7M1.6%2026-Q1
WESPAC Advisors, LLC added200,119$6M1.3%2026-Q1
AMERIPRISE FINANCIAL INC trimmed193,143$5M1.3%2026-Q1
RAYMOND JAMES FINANCIAL INC added191,449$5M1.2%2026-Q1
Western Standard LLC185,453$5M1.2%2026-Q1
Sollinda Capital Management LLC new170,038$5M1.1%2026-Q1
ABLE Financial Group, LLC new167,696$5M1.1%2026-Q1
EXCHANGE TRADED CONCEPTS, LLC trimmed160,310$4M1.0%2026-Q1
Steward Partners Investment Advisory, LLC added155,695$4M1.0%2026-Q1
Cetera Investment Advisers added144,023$4M0.9%2026-Q1
Mutual Advisors, LLC added118,084$3M0.8%2026-Q1
HARBOUR INVESTMENTS, INC. added117,846$3M0.8%2026-Q1
GOLDMAN SACHS GROUP INC115,694$3M0.8%2026-Q1
Pettinga Financial Advisors LLC added114,675$3M0.7%2026-Q1
Jefferies Financial Group Inc. trimmed107,020$3M0.7%2026-Q1
BASSO CAPITAL MANAGEMENT, L.P. new94,850$3M0.6%2026-Q1
ROYAL BANK OF CANADA trimmed76,374$2M0.5%2026-Q1
Baird Financial Group, Inc. added73,295$2M0.5%2026-Q1
MONEY CONCEPTS CAPITAL CORP added66,257$2M0.4%2026-Q1
UBS Group AG added65,827$2M0.4%2026-Q1
Kovack Advisors, Inc. added63,342$2M0.4%2026-Q1
Cornerstone Wealth Management, LLC new61,641$2M0.4%2026-Q1
US BANCORP \DE\ new60,801$2M0.4%2026-Q1
New York Life Investment Management LLC trimmed60,008$2M0.4%2026-Q1
OSAIC HOLDINGS, INC. trimmed58,649$2M0.4%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed53,707$1M0.3%2026-Q1
GUARDIAN WEALTH ADVISORS, LLC / NC added53,704$1M0.3%2026-Q1
B. Riley Wealth Advisors, Inc. added52,420$1M0.3%2026-Q1
Farther Finance Advisors, LLC added52,413$1M0.3%2026-Q1
Wakefield Asset Management LLLP new49,206$1M0.3%2026-Q1
WELLS FARGO & COMPANY/MN trimmed43,253$1M0.3%2026-Q1
Focus Partners Wealth trimmed39,507$1M0.3%2026-Q1
CCG WEALTH MANAGEMENT, LLC new31,375$872K0.2%2026-Q1
CVS HEALTH Corp new30,000$833K0.2%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed25,690$714K0.2%2026-Q1
PARK AVENUE SECURITIES LLC new23,868$663K0.2%2026-Q1
SIMPLEX TRADING, LLC trimmed17,077$474K0.1%2026-Q1
MML INVESTORS SERVICES, LLC trimmed15,190$422K0.1%2026-Q1
Bank of New York Mellon Corp14,451$401K0.1%2026-Q1
Larson Financial Group LLC added13,401$372K0.1%2026-Q1
Allie Family Office LLC trimmed624$360K0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added12,902$359K0.1%2026-Q1
&PARTNERS trimmed12,901$358K0.1%2026-Q1
PRIVATE TRUST CO NA added11,593$322K0.1%2026-Q1
Integrated Wealth Concepts LLC added11,330$315K0.1%2026-Q1
HighTower Advisors, LLC trimmed10,613$295K0.1%2026-Q1
PRINCIPAL SECURITIES, INC.10,561$293K0.1%2026-Q1
Narus Financial Partners, LLC trimmed8,939$248K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added269,556$7M1.7%2025-Q4 stale
Qube Research & Technologies Ltd added242,779$7M1.6%2025-Q1 stale
Maxi Investments CY Ltd new159,200$4M1.0%2025-Q2 stale
RAFFLES ASSOCIATES LP added125,000$3M0.8%2025-Q4 stale
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors added85,519$2M0.6%2025-Q1 stale
Robeco Institutional Asset Management B.V. new32,250$2M0.5%2025-Q3 stale
Brookstone Capital Management added75,083$2M0.5%2025-Q4 stale
Exit Wealth Advisors, LLC. new73,603$2M0.5%2025-Q4 stale
Park Edge Advisors, LLC added64,130$2M0.4%2025-Q2 stale
Blue Capital, Inc. new61,998$2M0.4%2025-Q4 stale
GROUP ONE TRADING LLC added59,544$2M0.4%2025-Q4 stale
AGP FRANKLIN, LLC new57,808$2M0.4%2025-Q2 stale
Kestra Advisory Services, LLC added52,057$1M0.3%2025-Q1 stale
MILESTONE ASSET MANAGEMENT, LLC added39,970$1M0.3%2025-Q1 stale
RETIREMENT FINANCIAL SOLUTIONS, LLC trimmed41,400$1M0.3%2025-Q2 stale
Professional Financial Advisors, LLC new40,793$1M0.3%2025-Q4 stale
FLOW TRADERS U.S. LLC added38,776$1M0.2%2025-Q4 stale
NATIXIS new36,754$989K0.2%2025-Q2 stale
Tactive Advisors, LLC new27,518$744K0.2%2025-Q4 stale
Keystone Wealth Services, LLC new22,963$621K0.1%2025-Q4 stale
EHRLICH FINANCIAL GROUP new22,511$608K0.1%2025-Q4 stale
TWO SIGMA SECURITIES, LLC trimmed20,458$553K0.1%2025-Q4 stale
Quadrature Capital Ltd trimmed19,601$539K0.1%2025-Q3 stale
Foundations Investment Advisors, LLC trimmed19,121$514K0.1%2025-Q2 stale
Hilltop Holdings Inc. added17,798$481K0.1%2025-Q4 stale
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC added16,679$459K0.1%2025-Q3 stale
GeoWealth Management, LLC added15,598$445K0.1%2025-Q1 stale
Squarepoint Ops LLC trimmed13,778$379K0.1%2025-Q3 stale
Csenge Advisory Group new13,583$371K0.1%2025-Q1 stale
Global Retirement Partners, LLC trimmed13,537$366K0.1%2025-Q4 stale
AVANTAX ADVISORY SERVICES, INC.11,984$322K0.1%2025-Q2 stale
COMMONWEALTH EQUITY SERVICES, LLC added11,750$318K0.1%2025-Q4 stale
DRIVE WEALTH MANAGEMENT, LLC added10,963$313K0.1%2025-Q1 stale
Orion Porfolio Solutions, LLC new11,542$312K0.1%2025-Q4 stale
GTS SECURITIES LLC trimmed10,457$288K0.1%2025-Q3 stale
Focus Financial Network, Inc. trimmed10,397$286K0.1%2025-Q3 stale
Cerity Partners LLC new10,105$278K0.1%2025-Q3 stale
Cabana LLC trimmed9,960$274K0.1%2025-Q3 stale
National Wealth Management Group, LLC trimmed10,103$273K0.1%2025-Q4 stale
FLAGSHIP HARBOR ADVISORS, LLC trimmed10,092$273K0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership