Who owns UTEN (UTEN)
Which tracked institutional funds hold UTEN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UTEN company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
14 tracked funds added or opened UTEN while 8 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
UTEN’s largest tracked holder by dollar value, Equitable Holdings, Inc., sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in UTEN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 49 tracked filers holding UTEN, 32 increased or opened the position and 19 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in UTEN between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 5
- WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV$26M
- ENVESTNET ASSET MANAGEMENT INC$2M
- MML INVESTORS SERVICES, LLC$1M
- NICOLET BANKSHARES INC$915K
- Global View Capital Management LLC$649K
Full exits 3
- Foguth Wealth Management, LLC.$5M
- NewEdge Advisors, LLC$2M
- MIdWestOne Financial Group, Inc.$1M
Largest adds
- RAYMOND JAMES FINANCIAL INC$10M
- MORGAN STANLEY$7M
- Equitable Holdings, Inc.$6M
- GOLDMAN SACHS GROUP INC$2M
- Wealthcare Advisory Partners LLC$2M
- CITADEL ADVISORS LLC$2M
Largest trims
- ALTFEST L J & CO INC$8M
- Farther Finance Advisors, LLC$915K
- LVW Advisors, LLC$563K
- STIFEL FINANCIAL CORP$373K
- COMMONWEALTH EQUITY SERVICES, LLC$295K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Equitable Holdings, Inc. added | 845,161 | $37M | 16.8% | 2026-Q1 |
| ALTFEST L J & CO INC trimmed | 821,155 | $36M | 16.2% | 2026-Q1 |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV new | 594,825 | $26M | 11.7% | 2026-Q1 |
| MORGAN STANLEY added | 538,307 | $23M | 10.6% | 2026-Q1 |
| WEALTHCARE CAPITAL MANAGEMENT LLC added | 398,188 | $17M | 7.9% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 238,871 | $10M | 4.7% | 2026-Q1 |
| LPL Financial LLC added | 220,009 | $10M | 4.3% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC added | 139,653 | $6M | 2.8% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 107,339 | $5M | 2.1% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 70,919 | $3M | 1.4% | 2026-Q1 |
| Wealthcare Advisory Partners LLC added | 63,898 | $3M | 1.3% | 2026-Q1 |
| Apollon Wealth Management, LLC added | 62,260 | $3M | 1.2% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 50,443 | $2M | 1.0% | 2026-Q1 |
| UBS Group AG added | 50,115 | $2M | 1.0% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 40,916 | $2M | 0.8% | 2026-Q1 |
| JPMORGAN CHASE & CO added | 36,018 | $2M | 0.7% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC new | 34,268 | $1M | 0.7% | 2026-Q1 |
| Crew Capital Management, Ltd added | 32,813 | $1M | 0.6% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 30,013 | $1M | 0.6% | 2026-Q1 |
| Farther Finance Advisors, LLC trimmed | 28,024 | $1M | 0.6% | 2026-Q1 |
| NICOLET BANKSHARES INC new | 20,990 | $915K | 0.4% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 19,529 | $851K | 0.4% | 2026-Q1 |
| Sanctuary Advisors, LLC trimmed | 18,573 | $810K | 0.4% | 2026-Q1 |
| Empirical Asset Management, LLC trimmed | 16,137 | $704K | 0.3% | 2026-Q1 |
| Stewardship Advisors, LLC added | 15,303 | $667K | 0.3% | 2026-Q1 |
| Global View Capital Management LLC new | 14,885 | $649K | 0.3% | 2026-Q1 |
| STAPP WEALTH MANAGEMENT, PLLC | 14,825 | $646K | 0.3% | 2026-Q1 |
| J.W. COLE ADVISORS, INC. added | 14,298 | $623K | 0.3% | 2026-Q1 |
| F/m Investments LLC added | 11,620 | $507K | 0.2% | 2026-Q1 |
| Laird Norton Wetherby Trust Company, LLC trimmed | 6,351 | $277K | 0.1% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 5,868 | $256K | 0.1% | 2026-Q1 |
| GTS SECURITIES LLC new | 5,663 | $247K | 0.1% | 2026-Q1 |
| LVW Advisors, LLC trimmed | 5,496 | $240K | 0.1% | 2026-Q1 |
| Valtinson Bruner Financial Planning LLC added | 5,281 | $230K | 0.1% | 2026-Q1 |
| HighPoint Advisor Group LLC | 5,261 | $229K | 0.1% | 2026-Q1 |
| MERCER GLOBAL ADVISORS INC /ADV new | 5,177 | $226K | 0.1% | 2026-Q1 |
| Geneos Wealth Management Inc. | 2,000 | $87K | 0.0% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 1,100 | $48K | 0.0% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC trimmed | 680 | $30K | 0.0% | 2026-Q1 |
| Sound Income Strategies, LLC new | 634 | $28K | 0.0% | 2026-Q1 |
| Realta Investment Advisors trimmed | 550 | $24K | 0.0% | 2026-Q1 |
| Spire Wealth Management | 547 | $24K | 0.0% | 2026-Q1 |
| Advisory Services Network, LLC new | 441 | $19K | 0.0% | 2026-Q1 |
| AE Wealth Management LLC added | 406 | $18K | 0.0% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 287 | $13K | 0.0% | 2026-Q1 |
| EverSource Wealth Advisors, LLC trimmed | 2,053 | $10K | 0.0% | 2026-Q1 |
| Aptus Capital Advisors, LLC | 87 | $4K | 0.0% | 2026-Q1 |
| CWM, LLC | 32 | $1K | 0.0% | 2026-Q1 |
| DHJJ Financial Advisors, Ltd. | 2 | $93 | 0.0% | 2026-Q1 |
| Signal Advisors Wealth, LLC trimmed | 114,960 | $5M | 2.3% | 2025-Q2 stale |
| Foguth Wealth Management, LLC. trimmed | 105,388 | $5M | 2.1% | 2025-Q4 stale |
| FLOW TRADERS U.S. LLC added | 71,211 | $3M | 1.4% | 2025-Q2 stale |
| NewEdge Advisors, LLC added | 36,585 | $2M | 0.7% | 2025-Q4 stale |
| Kraft, Davis & Associates, LLC trimmed | 36,486 | $2M | 0.7% | 2025-Q2 stale |
| KESTRA PRIVATE WEALTH SERVICES, LLC new | 26,418 | $1M | 0.5% | 2025-Q1 stale |
| MIdWestOne Financial Group, Inc. trimmed | 25,050 | $1M | 0.5% | 2025-Q4 stale |
| Tower Research Capital LLC (TRC) trimmed | 10,686 | $471K | 0.2% | 2025-Q4 stale |
| Atria Wealth Solutions, Inc. trimmed | 10,095 | $443K | 0.2% | 2025-Q1 stale |
| THOROUGHBRED FINANCIAL SERVICES, LLC trimmed | 7,309 | $322K | 0.1% | 2025-Q4 stale |
| VestGen Advisors, LLC | 5,488 | $242K | 0.1% | 2025-Q4 stale |
| Cetera Investment Advisers new | 5,230 | $230K | 0.1% | 2025-Q1 stale |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 5,000 | $220K | 0.1% | 2025-Q4 stale |
| Kestra Advisory Services, LLC trimmed | 2,585 | $114K | 0.1% | 2025-Q4 stale |
| Financial Gravity Companies, Inc. trimmed | 457 | $20K | 0.0% | 2025-Q2 stale |
| Financial Gravity Asset Management, Inc. trimmed | 399 | $18K | 0.0% | 2025-Q3 stale |
| ROYAL BANK OF CANADA new | 397 | $17K | 0.0% | 2025-Q1 stale |
| FMR LLC added | 277 | $12K | 0.0% | 2025-Q4 stale |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.