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Institutional Ownership · SEC Form 13F

Who owns UTEN (UTEN)


Which tracked institutional funds hold UTEN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UTEN company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

49
Institutional holders
4,597,271
Shares held (tracked funds)

How the tape is positioned

14 tracked funds added or opened UTEN while 8 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

UTEN’s largest tracked holder by dollar value, Equitable Holdings, Inc., sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in UTEN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 49 tracked filers holding UTEN, 32 increased or opened the position and 19 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in UTEN between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV$26M
  • ENVESTNET ASSET MANAGEMENT INC$2M
  • MML INVESTORS SERVICES, LLC$1M
  • NICOLET BANKSHARES INC$915K
  • Global View Capital Management LLC$649K

Full exits 3

  • Foguth Wealth Management, LLC.$5M
  • NewEdge Advisors, LLC$2M
  • MIdWestOne Financial Group, Inc.$1M

Largest adds

  • RAYMOND JAMES FINANCIAL INC$10M
  • MORGAN STANLEY$7M
  • Equitable Holdings, Inc.$6M
  • GOLDMAN SACHS GROUP INC$2M
  • Wealthcare Advisory Partners LLC$2M
  • CITADEL ADVISORS LLC$2M

Largest trims

  • ALTFEST L J & CO INC$8M
  • Farther Finance Advisors, LLC$915K
  • LVW Advisors, LLC$563K
  • STIFEL FINANCIAL CORP$373K
  • COMMONWEALTH EQUITY SERVICES, LLC$295K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Equitable Holdings, Inc. added845,161$37M16.8%2026-Q1
ALTFEST L J & CO INC trimmed821,155$36M16.2%2026-Q1
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV new594,825$26M11.7%2026-Q1
MORGAN STANLEY added538,307$23M10.6%2026-Q1
WEALTHCARE CAPITAL MANAGEMENT LLC added398,188$17M7.9%2026-Q1
RAYMOND JAMES FINANCIAL INC added238,871$10M4.7%2026-Q1
LPL Financial LLC added220,009$10M4.3%2026-Q1
GOLDMAN SACHS GROUP INC added139,653$6M2.8%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed107,339$5M2.1%2026-Q1
CITADEL ADVISORS LLC added70,919$3M1.4%2026-Q1
Wealthcare Advisory Partners LLC added63,898$3M1.3%2026-Q1
Apollon Wealth Management, LLC added62,260$3M1.2%2026-Q1
STIFEL FINANCIAL CORP trimmed50,443$2M1.0%2026-Q1
UBS Group AG added50,115$2M1.0%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added40,916$2M0.8%2026-Q1
JPMORGAN CHASE & CO added36,018$2M0.7%2026-Q1
MML INVESTORS SERVICES, LLC new34,268$1M0.7%2026-Q1
Crew Capital Management, Ltd added32,813$1M0.6%2026-Q1
TRUIST FINANCIAL CORP added30,013$1M0.6%2026-Q1
Farther Finance Advisors, LLC trimmed28,024$1M0.6%2026-Q1
NICOLET BANKSHARES INC new20,990$915K0.4%2026-Q1
JANE STREET GROUP, LLC added19,529$851K0.4%2026-Q1
Sanctuary Advisors, LLC trimmed18,573$810K0.4%2026-Q1
Empirical Asset Management, LLC trimmed16,137$704K0.3%2026-Q1
Stewardship Advisors, LLC added15,303$667K0.3%2026-Q1
Global View Capital Management LLC new14,885$649K0.3%2026-Q1
STAPP WEALTH MANAGEMENT, PLLC14,825$646K0.3%2026-Q1
J.W. COLE ADVISORS, INC. added14,298$623K0.3%2026-Q1
F/m Investments LLC added11,620$507K0.2%2026-Q1
Laird Norton Wetherby Trust Company, LLC trimmed6,351$277K0.1%2026-Q1
Cambridge Investment Research Advisors, Inc. added5,868$256K0.1%2026-Q1
GTS SECURITIES LLC new5,663$247K0.1%2026-Q1
LVW Advisors, LLC trimmed5,496$240K0.1%2026-Q1
Valtinson Bruner Financial Planning LLC added5,281$230K0.1%2026-Q1
HighPoint Advisor Group LLC5,261$229K0.1%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV new5,177$226K0.1%2026-Q1
Geneos Wealth Management Inc.2,000$87K0.0%2026-Q1
OSAIC HOLDINGS, INC. added1,100$48K0.0%2026-Q1
Steward Partners Investment Advisory, LLC trimmed680$30K0.0%2026-Q1
Sound Income Strategies, LLC new634$28K0.0%2026-Q1
Realta Investment Advisors trimmed550$24K0.0%2026-Q1
Spire Wealth Management547$24K0.0%2026-Q1
Advisory Services Network, LLC new441$19K0.0%2026-Q1
AE Wealth Management LLC added406$18K0.0%2026-Q1
WELLS FARGO & COMPANY/MN added287$13K0.0%2026-Q1
EverSource Wealth Advisors, LLC trimmed2,053$10K0.0%2026-Q1
Aptus Capital Advisors, LLC87$4K0.0%2026-Q1
CWM, LLC32$1K0.0%2026-Q1
DHJJ Financial Advisors, Ltd.2$930.0%2026-Q1
Signal Advisors Wealth, LLC trimmed114,960$5M2.3%2025-Q2 stale
Foguth Wealth Management, LLC. trimmed105,388$5M2.1%2025-Q4 stale
FLOW TRADERS U.S. LLC added71,211$3M1.4%2025-Q2 stale
NewEdge Advisors, LLC added36,585$2M0.7%2025-Q4 stale
Kraft, Davis & Associates, LLC trimmed36,486$2M0.7%2025-Q2 stale
KESTRA PRIVATE WEALTH SERVICES, LLC new26,418$1M0.5%2025-Q1 stale
MIdWestOne Financial Group, Inc. trimmed25,050$1M0.5%2025-Q4 stale
Tower Research Capital LLC (TRC) trimmed10,686$471K0.2%2025-Q4 stale
Atria Wealth Solutions, Inc. trimmed10,095$443K0.2%2025-Q1 stale
THOROUGHBRED FINANCIAL SERVICES, LLC trimmed7,309$322K0.1%2025-Q4 stale
VestGen Advisors, LLC5,488$242K0.1%2025-Q4 stale
Cetera Investment Advisers new5,230$230K0.1%2025-Q1 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed5,000$220K0.1%2025-Q4 stale
Kestra Advisory Services, LLC trimmed2,585$114K0.1%2025-Q4 stale
Financial Gravity Companies, Inc. trimmed457$20K0.0%2025-Q2 stale
Financial Gravity Asset Management, Inc. trimmed399$18K0.0%2025-Q3 stale
ROYAL BANK OF CANADA new397$17K0.0%2025-Q1 stale
FMR LLC added277$12K0.0%2025-Q4 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership