Who owns USMC
Which tracked institutional funds hold USMC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See USMC company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-20). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
33 tracked funds added or opened USMC while 13 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
USMC’s largest tracked holder by dollar value, PRINCIPAL FINANCIAL GROUP INC, sizes it at 1.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in USMC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 81 tracked filers holding USMC, 49 increased or opened the position and 40 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in USMC between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- Ameritas Advisory Services, LLC$7M
- Qube Research & Technologies Ltd$1M
- GOLDMAN SACHS GROUP INC$1M
- Arax Advisory Partners$593K
Full exits 6
- Integrated Wealth Concepts LLC$17M
- Legacy CG, LLC$4M
- AE Wealth Management LLC$3M
- Cambridge Investment Research Advisors, Inc.$3M
- CITADEL ADVISORS LLC$2M
- U.S. Capital Wealth Advisors, LLC$515K
Largest adds
- PRINCIPAL FINANCIAL GROUP INC$454M
- PRINCIPAL SECURITIES, INC.$53M
- ENVESTNET ASSET MANAGEMENT INC$51M
- WELLS FARGO & COMPANY/MN$13M
- LPL Financial LLC$10M
- OSAIC HOLDINGS, INC.$8M
Largest trims
- COMMONWEALTH EQUITY SERVICES, LLC$4M
- Jackson Wealth Management, LLC$2M
- Orion Porfolio Solutions, LLC$2M
- ROYAL BANK OF CANADA$2M
- Richmond Investment Services, LLC$881K
- GTS SECURITIES LLC$723K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC added | 32,298,980 | $2.4B | 64.8% | 2026-Q2 |
| PRINCIPAL SECURITIES, INC. added | 4,823,521 | $358M | 9.7% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 4,575,742 | $339M | 9.2% | 2026-Q2 |
| LPL Financial LLC trimmed | 1,069,720 | $79M | 2.1% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 1,028,455 | $76M | 2.1% | 2026-Q2 |
| MORGAN STANLEY added | 691,776 | $51M | 1.4% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 635,412 | $47M | 1.3% | 2026-Q2 |
| Oasis Advisors, LLC trimmed | 270,674 | $20M | 0.5% | 2026-Q2 |
| Segment Wealth Management, LLC added | 267,031 | $20M | 0.5% | 2026-Q2 |
| Symphony Financial Services, Inc. added | 249,857 | $19M | 0.5% | 2026-Q2 |
| Golden State Wealth Management, LLC added | 213,613 | $16M | 0.4% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 210,429 | $16M | 0.4% | 2026-Q2 |
| NewEdge Advisors, LLC added | 199,956 | $15M | 0.4% | 2026-Q2 |
| MERCER GLOBAL ADVISORS INC /ADV trimmed | 185,788 | $14M | 0.4% | 2026-Q2 |
| EP Wealth Advisors, LLC added | 130,890 | $10M | 0.3% | 2026-Q2 |
| Ameritas Advisory Services, LLC added | 91,983 | $7M | 0.2% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 83,874 | $6M | 0.2% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 75,946 | $6M | 0.2% | 2026-Q2 |
| US BANCORP \DE\ added | 60,915 | $5M | 0.1% | 2026-Q2 |
| &PARTNERS added | 60,528 | $4M | 0.1% | 2026-Q2 |
| MCDONALD PARTNERS LLC added | 59,997 | $4M | 0.1% | 2026-Q2 |
| Wealth Advisors of Iowa, LLC trimmed | 56,564 | $4M | 0.1% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 56,399 | $4M | 0.1% | 2026-Q2 |
| Capital Investment Advisory Services, LLC added | 53,134 | $4M | 0.1% | 2026-Q2 |
| Smartleaf Asset Management LLC | 46,610 | $3M | 0.1% | 2026-Q2 |
| GREENWOOD CAPITAL ASSOCIATES LLC added | 43,879 | $3M | 0.1% | 2026-Q2 |
| Cetera Investment Advisers added | 42,953 | $3M | 0.1% | 2026-Q2 |
| CreativeOne Wealth, LLC added | 36,761 | $3M | 0.1% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 36,317 | $3M | 0.1% | 2026-Q2 |
| PMG Wealth Management, Inc. added | 33,505 | $2M | 0.1% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 28,128 | $2M | 0.1% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 24,337 | $2M | 0.0% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 23,845 | $2M | 0.0% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 23,121 | $2M | 0.0% | 2026-Q2 |
| STIFEL FINANCIAL CORP trimmed | 21,997 | $2M | 0.0% | 2026-Q2 |
| Private Advisor Group, LLC added | 21,234 | $2M | 0.0% | 2026-Q2 |
| UBS Group AG trimmed | 19,843 | $1M | 0.0% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 19,269 | $1M | 0.0% | 2026-Q2 |
| Qube Research & Technologies Ltd new | 16,989 | $1M | 0.0% | 2026-Q2 |
| Prospera Financial Services Inc added | 16,938 | $1M | 0.0% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC added | 16,730 | $1M | 0.0% | 2026-Q2 |
| CITIZENS FINANCIAL GROUP INC/RI added | 16,370 | $1M | 0.0% | 2026-Q2 |
| Richmond Investment Services, LLC trimmed | 15,765 | $1M | 0.0% | 2026-Q2 |
| GTS SECURITIES LLC trimmed | 13,248 | $982K | 0.0% | 2026-Q2 |
| CARY STREET PARTNERS FINANCIAL LLC | 12,516 | $928K | 0.0% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 11,275 | $836K | 0.0% | 2026-Q2 |
| Cannon Wealth Management Services, LLC added | 9,373 | $695K | 0.0% | 2026-Q2 |
| Kraft, Davis & Associates, LLC | 9,241 | $683K | 0.0% | 2026-Q2 |
| Gotham Asset Management, LLC trimmed | 8,145 | $604K | 0.0% | 2026-Q2 |
| Arax Advisory Partners new | 8,002 | $593K | 0.0% | 2026-Q2 |
| BLAIR WILLIAM & CO/IL added | 7,068 | $524K | 0.0% | 2026-Q2 |
| Advisory Services Network, LLC added | 6,740 | $500K | 0.0% | 2026-Q2 |
| Orion Porfolio Solutions, LLC trimmed | 6,681 | $495K | 0.0% | 2026-Q2 |
| BASSO CAPITAL MANAGEMENT, L.P. new | 6,617 | $490K | 0.0% | 2026-Q2 |
| Cornerstone Wealth Management, LLC trimmed | 6,329 | $469K | 0.0% | 2026-Q2 |
| Jackson Wealth Management, LLC trimmed | 5,780 | $428K | 0.0% | 2026-Q2 |
| Simplicity Wealth,LLC added | 5,056 | $375K | 0.0% | 2026-Q2 |
| Baird Financial Group, Inc. trimmed | 4,318 | $320K | 0.0% | 2026-Q2 |
| Perennial Investment Advisors, LLC | 4,249 | $315K | 0.0% | 2026-Q2 |
| Cornerstone Planning Group LLC trimmed | 4,203 | $313K | 0.0% | 2026-Q2 |
| Equitable Holdings, Inc. trimmed | 4,113 | $305K | 0.0% | 2026-Q2 |
| ASSETMARK, INC added | 3,837 | $284K | 0.0% | 2026-Q2 |
| D. E. Shaw & Co., Inc. added | 3,390 | $251K | 0.0% | 2026-Q2 |
| MARSHALL WACE, LLP trimmed | 2,741 | $203K | 0.0% | 2026-Q2 |
| JANE STREET GROUP, LLC trimmed | 2,716 | $201K | 0.0% | 2026-Q2 |
| Concorde Asset Management, LLC new | 2,700 | $200K | 0.0% | 2026-Q2 |
| Cape Investment Advisory, Inc. trimmed | 2,412 | $179K | 0.0% | 2026-Q2 |
| MARSHALL INVESTMENT MANAGEMENT, LLC added | 1,370 | $102K | 0.0% | 2026-Q2 |
| FIFTH THIRD BANCORP | 1,244 | $92K | 0.0% | 2026-Q2 |
| FMR LLC added | 1,155 | $86K | 0.0% | 2026-Q2 |
| COMPASS FINANCIAL MANAGEMENT LLC new | 1,084 | $83K | 0.0% | 2026-Q2 |
| Regatta Research & Money Management new | 609 | $45K | 0.0% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 544 | $40K | 0.0% | 2026-Q2 |
| CoreCap Advisors, LLC | 500 | $37K | 0.0% | 2026-Q2 |
| ABOUND FINANCIAL, LLC | 418 | $31K | 0.0% | 2026-Q2 |
| CITIGROUP INC new | 367 | $27K | 0.0% | 2026-Q2 |
| Pinnacle Bancorp, Inc. trimmed | 215 | $16K | 0.0% | 2026-Q2 |
| Rockefeller Capital Management L.P. | 98 | $7K | 0.0% | 2026-Q2 |
| Strategic Wealth Partners, Ltd. | 54 | $4K | 0.0% | 2026-Q2 |
| Russell Investments Group, Ltd. trimmed | 44 | $3K | 0.0% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. | 27 | $2K | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC added | 258,390 | $17M | 0.4% | 2026-Q1 stale (1 quarter behind) |
| Legacy CG, LLC trimmed | 62,166 | $4M | 0.1% | 2026-Q1 stale (1 quarter behind) |
| AE Wealth Management LLC trimmed | 48,218 | $3M | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Cambridge Investment Research Advisors, Inc. trimmed | 39,837 | $3M | 0.1% | 2026-Q1 stale (1 quarter behind) |
| CITADEL ADVISORS LLC added | 28,054 | $2M | 0.0% | 2026-Q1 stale (1 quarter behind) |
| U.S. Capital Wealth Advisors, LLC | 8,002 | $515K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| HRT FINANCIAL LP new | 7,327 | $471K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Centennial Advisors, LLC new | 7,218 | $464K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| O'Brien Wealth Partners LLC trimmed | 893,720 | $61M | 1.7% | 2025-Q4 stale (2 quarters behind) |
| TWO SIGMA INVESTMENTS, LP added | 141,000 | $10M | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Ethos Financial Group, LLC new | 111,872 | $8M | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Elevation Capital Advisory, LLC trimmed | 101,514 | $7M | 0.2% | 2025-Q4 stale (2 quarters behind) |
| SILVER OAK SECURITIES, INCORPORATED trimmed | 26,687 | $2M | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Virtu Financial LLC added | 22,824 | $2M | 0.0% | 2025-Q4 stale (2 quarters behind) |
| One Capital Management, LLC | 7,732 | $529K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Hershey Financial Advisers, LLC new | 6,955 | $476K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Systelligence, LLC new | 67,603 | $4M | 0.1% | 2025-Q2 stale (4 quarters behind) |
| AVANTAX ADVISORY SERVICES, INC. added | 46,471 | $3M | 0.1% | 2025-Q2 stale (4 quarters behind) |
| AMERIFLEX GROUP, INC. added | 25,510 | $2M | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.