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Institutional Ownership · SEC Form 13F

Who owns USAU


Which tracked institutional funds hold USAU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See USAU company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

97
Institutional holders
6M
Shares held (tracked funds)
37.6%
Of shares outstanding

How the tape is positioned

12 tracked funds added or opened USAU while 9 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

USAU’s largest tracked holder by dollar value, Philadelphia Financial Management of San Francisco, LLC, sizes it at 4.8% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 4.8pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in USAU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 97 tracked filers holding USAU, 56 increased or opened the position and 42 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in USAU between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • FRANKLIN RESOURCES INC$9M
  • MANGROVE PARTNERS IM, LLC$728K
  • AQR CAPITAL MANAGEMENT LLC$586K

Full exits 2

  • Cambridge Investment Research Advisors, Inc.$902K
  • RENAISSANCE TECHNOLOGIES LLC$694K

Largest adds

  • MACKENZIE FINANCIAL CORP$4M
  • Philadelphia Financial Management of San Francisco, LLC$3M
  • BlackRock, Inc.$3M
  • GEODE CAPITAL MANAGEMENT, LLC$1M
  • VANGUARD CAPITAL MANAGEMENT LLC$910K
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$553K

Largest trims

  • MILLENNIUM MANAGEMENT LLC$1M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$561K
  • CITADEL ADVISORS LLC$504K
  • LOS ANGELES CAPITAL MANAGEMENT LLC$476K
  • Quantbot Technologies LP$455K
  • UBS Group AG$332K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Philadelphia Financial Management of San Francisco, LLC added1,145,546$18M15.4%2026-Q2
BlackRock, Inc. added867,174$13M11.7%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added593,048$9M8.0%2026-Q2
FRANKLIN RESOURCES INC new565,800$9M7.6%2026-Q2
MACKENZIE FINANCIAL CORP added506,414$8M6.8%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added378,471$6M5.1%2026-Q2
VAN ECK ASSOCIATES CORP trimmed368,243$6M5.0%2026-Q2
STATE STREET CORP added282,472$4M3.8%2026-Q2
Russell Investments Group, Ltd. added119,674$2M1.6%2026-Q2
NORTHERN TRUST CORP added113,221$2M1.5%2026-Q2
UBS Group AG trimmed108,145$2M1.5%2026-Q2
VANGUARD FIDUCIARY TRUST CO added102,619$2M1.4%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed98,726$2M1.3%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC trimmed98,440$2M1.3%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added95,983$1M1.3%2026-Q2
MORGAN STANLEY trimmed67,580$1M0.9%2026-Q2
Nuveen, LLC added48,589$745K0.7%2026-Q2
MANGROVE PARTNERS IM, LLC new47,480$728K0.6%2026-Q2
Prospera Financial Services Inc trimmed42,400$650K0.6%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added39,881$611K0.5%2026-Q2
AQR CAPITAL MANAGEMENT LLC new38,255$586K0.5%2026-Q2
GOLDMAN SACHS GROUP INC trimmed34,790$533K0.5%2026-Q2
Bank of New York Mellon Corp added31,879$489K0.4%2026-Q2
SIMPLEX TRADING, LLC added27,710$425K0.4%2026-Q2
Universal- Beteiligungs- und Servicegesellschaft mbH24,000$368K0.3%2026-Q2
CITADEL ADVISORS LLC trimmed20,932$321K0.3%2026-Q2
FMR LLC added17,765$272K0.2%2026-Q2
WELLS FARGO & COMPANY/MN added17,255$265K0.2%2026-Q2
RHUMBLINE ADVISERS added16,902$259K0.2%2026-Q2
MERCER GLOBAL ADVISORS INC /ADV new16,708$256K0.2%2026-Q2
JANE STREET GROUP, LLC trimmed16,574$254K0.2%2026-Q2
ALLIANCEBERNSTEIN L.P. added16,300$248K0.2%2026-Q2
DEUTSCHE BANK AG\ added14,288$219K0.2%2026-Q2
Centiva Capital, LP added14,117$216K0.2%2026-Q2
Vanguard Global Advisers, LLC13,662$209K0.2%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed11,455$176K0.2%2026-Q2
CoreCap Advisors, LLC trimmed10,525$161K0.1%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ new10,348$159K0.1%2026-Q2
MetLife Investment Management, LLC7,651$117K0.1%2026-Q2
CITIGROUP INC added6,724$103K0.1%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added6,579$101K0.1%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added6,446$99K0.1%2026-Q2
JPMORGAN CHASE & CO added6,437$96K0.1%2026-Q2
Police & Firemen's Retirement System of New Jersey added5,829$89K0.1%2026-Q2
OSAIC HOLDINGS, INC. trimmed5,151$79K0.1%2026-Q2
NEW YORK STATE COMMON RETIREMENT FUND4,500$67K0.1%2026-Q2
LOS ANGELES CAPITAL MANAGEMENT LLC trimmed3,240$50K0.0%2026-Q2
ROYAL BANK OF CANADA added2,946$46K0.0%2026-Q2
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,750$43K0.0%2026-Q2
Ameritas Advisory Services, LLC added2,710$42K0.0%2026-Q2
Quantbot Technologies LP trimmed2,470$38K0.0%2026-Q2
BARCLAYS PLC trimmed2,391$37K0.0%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,607$25K0.0%2026-Q2
GROUP ONE TRADING LLC added1,498$23K0.0%2026-Q2
EVOLUTION WEALTH MANAGEMENT INC.1,400$21K0.0%2026-Q2
JONES FINANCIAL COMPANIES LLLP added1,382$21K0.0%2026-Q2
Legal & General Group Plc1,322$20K0.0%2026-Q2
Tower Research Capital LLC (TRC) trimmed1,205$18K0.0%2026-Q2
Integrated Wealth Concepts LLC new1,149$18K0.0%2026-Q2
Ameritas Investment Partners, Inc.1,124$17K0.0%2026-Q2
Caitong International Asset Management Co., Ltd trimmed1,059$16K0.0%2026-Q2
FINANCIAL CONSULATE, INC1,000$15K0.0%2026-Q2
NISA INVESTMENT ADVISORS, LLC new1,000$15K0.0%2026-Q2
Parvin Asset Management, LLC trimmed950$15K0.0%2026-Q2
TD Waterhouse Canada Inc. added722$11K0.0%2026-Q2
Steward Partners Investment Advisory, LLC700$11K0.0%2026-Q2
Global Retirement Partners, LLC new504$8K0.0%2026-Q2
Parallel Advisors, LLC new410$6K0.0%2026-Q2
STRS OHIO400$6K0.0%2026-Q2
Farther Finance Advisors, LLC new395$6K0.0%2026-Q2
Arax Advisory Partners added373$6K0.0%2026-Q2
PNC Financial Services Group, Inc. added339$5K0.0%2026-Q2
EverSource Wealth Advisors, LLC trimmed309$5K0.0%2026-Q2
IFP Advisors, Inc added242$4K0.0%2026-Q2
GAMMA Investing LLC trimmed209$3K0.0%2026-Q2
N.E.W. Advisory Services LLC200$3K0.0%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed189$3K0.0%2026-Q2
Physician Wealth Advisors, Inc.141$2K0.0%2026-Q2
Rialto Wealth Management, LLC added140$2K0.0%2026-Q2
Allworth Financial LP added136$2K0.0%2026-Q2
Fortitude Family Office, LLC trimmed133$2K0.0%2026-Q2
HARBOUR INVESTMENTS, INC. added109$2K0.0%2026-Q2
NewEdge Advisors, LLC new100$2K0.0%2026-Q2
Kingdom Financial Group LLC.100$2K0.0%2026-Q2
VISION FINANCIAL MARKETS LLC70$1K0.0%2026-Q2
Essential Partners LLC new69$1K0.0%2026-Q2
ROTHSCHILD INVESTMENT LLC added53$8120.0%2026-Q2
Sterling Capital Management LLC trimmed50$7670.0%2026-Q2
North Star Investment Management Corp. added31$4750.0%2026-Q2
MassMutual Private Wealth & Trust, FSB trimmed25$3830.0%2026-Q2
Arlington Trust Co LLC17$2610.0%2026-Q2
Wealth Enhancement Trust Services, Inc. new17$2610.0%2026-Q2
NATIONAL BANK OF CANADA /FI/ trimmed9$1380.0%2026-Q2
Clearstead Advisors, LLC new4$620.0%2026-Q2
SJS Investment Consulting Inc. new2$310.0%2026-Q2
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed1$150.0%2026-Q2
William Mack & Associates, Inc. new90,000—0.0%2026-Q2
VANGUARD GROUP INC added682,141$13M11.6%2025-Q4 stale (2 quarters behind)
Up Capital Management, Inc. new265,663$5M4.5%2025-Q4 stale (2 quarters behind)
NewGen Asset Management Ltd new80,000$2M1.4%2025-Q4 stale (2 quarters behind)

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership