Skip to main content Skip to main content
Institutional Ownership · SEC Form 13F

Who owns Upstream Bio, Inc. (UPB)


Which tracked institutional funds hold UPB, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UPB company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

142
Institutional holders
45M
Shares held (tracked funds)
82.9%
Of shares outstanding

How the tape is positioned

23 tracked funds added or opened UPB while 61 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

UPB’s largest tracked holder by dollar value, FMR LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes UPB more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in UPB divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 142 tracked filers holding UPB, 93 increased or opened the position and 77 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in UPB between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 14

  • VANGUARD CAPITAL MANAGEMENT LLC$17M
  • SEB Asset Management AB$8M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$7M
  • HSBC HOLDINGS PLC$6M
  • Qube Research & Technologies Ltd$6M
  • SPHERA FUNDS MANAGEMENT LTD.$3M

Full exits 16

  • VANGUARD GROUP INC$58M
  • JANUS HENDERSON GROUP PLC$41M
  • Omega Fund Management, LLC$36M
  • VR ADVISER, LLC$32M
  • Integral Health Asset Management, LLC$20M
  • Vestal Point Capital, LP$20M

Largest adds

  • FEDERATED HERMES, INC.$9M
  • Y-Intercept (Hong Kong) Ltd$8M
  • D. E. Shaw & Co., Inc.$7M
  • MORGAN STANLEY$2M
  • XTX Topco Ltd$1M
  • Point72 Asset Management, L.P.$1M

Largest trims

  • FMR LLC$139M
  • ORBIMED ADVISORS LLC$103M
  • NORGES BANK$72M
  • Decheng Capital LLC$61M
  • BlackRock, Inc.$60M
  • UBS Group AG$47M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
FMR LLC trimmed7,210,151$65M9.5%2026-Q1
ORBIMED ADVISORS LLC5,693,589$51M7.5%2026-Q1
BlackRock, Inc. added3,370,689$30M4.5%2026-Q1
Decheng Capital LLC trimmed2,724,868$25M3.6%2026-Q1
ENAVATE SCIENCES GP, LLC2,459,703$22M3.2%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new1,873,574$17M2.5%2026-Q1
Y-Intercept (Hong Kong) Ltd added1,000,631$9M1.3%2026-Q1
FEDERATED HERMES, INC. added979,758$9M1.3%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added950,617$9M1.3%2026-Q1
MILLENNIUM MANAGEMENT LLC added937,323$8M1.2%2026-Q1
SEB Asset Management AB new878,473$8M1.2%2026-Q1
Bain Capital Life Sciences Investors, LLC trimmed867,211$8M1.1%2026-Q1
Woodline Partners LP added831,481$7M1.1%2026-Q1
D. E. Shaw & Co., Inc. added820,480$7M1.1%2026-Q1
Parkman Healthcare Partners LLC trimmed786,783$7M1.0%2026-Q1
SAMSARA BIOCAPITAL, LLC736,047$7M1.0%2026-Q1
Pictet Asset Management Holding SA trimmed733,431$7M1.0%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new727,711$7M1.0%2026-Q1
STATE STREET CORP trimmed705,350$6M0.9%2026-Q1
NORGES BANK trimmed969,916$6M0.9%2026-Q1
HSBC HOLDINGS PLC new640,326$6M0.8%2026-Q1
Qube Research & Technologies Ltd new619,321$6M0.8%2026-Q1
MORGAN STANLEY added552,609$5M0.7%2026-Q1
JPMORGAN CHASE & CO added463,001$4M0.6%2026-Q1
Nantahala Capital Management, LLC trimmed400,000$4M0.5%2026-Q1
Altshuler Shaham Ltd trimmed380,061$3M0.5%2026-Q1
SPHERA FUNDS MANAGEMENT LTD. new358,000$3M0.5%2026-Q1
Propel Bio Management, LLC new341,779$3M0.5%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed342,353$3M0.5%2026-Q1
Jump Financial, LLC new319,400$3M0.4%2026-Q1
GOLDMAN SACHS GROUP INC trimmed316,587$3M0.4%2026-Q1
Alyeska Investment Group, L.P.298,329$3M0.4%2026-Q1
NORTHERN TRUST CORP added260,992$2M0.3%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed257,729$2M0.3%2026-Q1
Prosight Management, LP new241,123$2M0.3%2026-Q1
UBS Group AG trimmed231,254$2M0.3%2026-Q1
VANGUARD FIDUCIARY TRUST CO new224,157$2M0.3%2026-Q1
XTX Topco Ltd added209,277$2M0.3%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP new185,087$2M0.2%2026-Q1
TCG Crossover Management, LLC trimmed181,063$2M0.2%2026-Q1
DEUTSCHE BANK AG\ added180,889$2M0.2%2026-Q1
Point72 Asset Management, L.P. added178,168$2M0.2%2026-Q1
Trexquant Investment LP added176,657$2M0.2%2026-Q1
Schonfeld Strategic Advisors LLC added161,349$1M0.2%2026-Q1
Boxer Capital Management, LLC150,000$1M0.2%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added126,000$1M0.2%2026-Q1
ALLIANCEBERNSTEIN L.P.31,010$842K0.1%2026-Q1
ExodusPoint Capital Management, LP added91,431$823K0.1%2026-Q1
AMERICAN CENTURY COMPANIES INC trimmed87,624$789K0.1%2026-Q1
Bank of New York Mellon Corp trimmed81,383$732K0.1%2026-Q1
DIMENSIONAL FUND ADVISORS LP new80,002$719K0.1%2026-Q1
Simplify Asset Management Inc. new77,793$700K0.1%2026-Q1
Nuveen, LLC trimmed75,536$680K0.1%2026-Q1
EntryPoint Capital, LLC new73,568$662K0.1%2026-Q1
AQR CAPITAL MANAGEMENT LLC added70,556$635K0.1%2026-Q1
MARSHALL WACE, LLP trimmed64,527$581K0.1%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added62,100$559K0.1%2026-Q1
Quantinno Capital Management LP added49,389$445K0.1%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed48,460$436K0.1%2026-Q1
Swiss National Bank added48,100$433K0.1%2026-Q1
Squarepoint Ops LLC new44,626$402K0.1%2026-Q1
ALPS ADVISORS INC trimmed43,992$396K0.1%2026-Q1
STATE OF WISCONSIN INVESTMENT BOARD new41,671$375K0.1%2026-Q1
RHUMBLINE ADVISERS trimmed41,203$371K0.1%2026-Q1
Invesco Ltd. trimmed40,510$365K0.1%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added39,661$357K0.1%2026-Q1
GSA CAPITAL PARTNERS LLP new39,232$353K0.1%2026-Q1
Stonepine Capital Management, LLC new35,000$315K0.0%2026-Q1
VANGUARD GROUP INC trimmed2,133,212$58M8.5%2025-Q4 stale
JANUS HENDERSON GROUP PLC new1,527,958$41M6.1%2025-Q4 stale
Omega Fund Management, LLC trimmed1,326,293$36M5.3%2025-Q4 stale
VR ADVISER, LLC1,169,298$32M4.7%2025-Q4 stale
Integral Health Asset Management, LLC added750,000$20M3.0%2025-Q4 stale
Vestal Point Capital, LP new720,000$20M2.9%2025-Q4 stale
Siren, L.L.C. trimmed588,450$16M2.3%2025-Q4 stale
Deep Track Capital, LP trimmed1,442,767$16M2.3%2025-Q2 stale
GREAT POINT PARTNERS LLC300,000$8M1.2%2025-Q4 stale
JENNISON ASSOCIATES LLC new288,847$8M1.2%2025-Q4 stale
Squadron Capital Management LLC new230,650$6M0.9%2025-Q4 stale
SummitTX Capital, L.P. added116,724$3M0.5%2025-Q4 stale
Ikarian Capital, LLC new161,113$3M0.4%2025-Q3 stale
Lynx1 Capital Management LP219,247$2M0.4%2025-Q2 stale
Artia Global Partners LP new68,653$2M0.3%2025-Q4 stale
Exome Asset Management LLC added64,845$2M0.3%2025-Q4 stale
AMERIPRISE FINANCIAL INC new56,557$2M0.2%2025-Q4 stale
BALYASNY ASSET MANAGEMENT L.P. trimmed73,131$1M0.2%2025-Q3 stale
SEVEN GRAND MANAGERS, LLC new50,000$1M0.2%2025-Q4 stale
Velan Capital Investment Management LP107,000$1M0.2%2025-Q2 stale
BOOTHBAY FUND MANAGEMENT, LLC new61,299$1M0.2%2025-Q3 stale
Rafferty Asset Management, LLC added38,683$1M0.2%2025-Q4 stale
NOMURA HOLDINGS INC new28,290$532K0.1%2025-Q3 stale
PSP Research LLC new17,634$479K0.1%2025-Q4 stale
PRELUDE CAPITAL MANAGEMENT, LLC added16,560$450K0.1%2025-Q4 stale
PROFUND ADVISORS LLC new14,582$396K0.1%2025-Q4 stale
Graham Capital Management, L.P. new13,712$372K0.1%2025-Q4 stale
EcoR1 Capital, LLC60,000$367K0.1%2025-Q1 stale
CITADEL ADVISORS LLC trimmed13,420$364K0.1%2025-Q4 stale
Caption Management, LLC new18,196$342K0.1%2025-Q3 stale
Virtu Financial LLC new12,246$332K0.0%2025-Q4 stale
Verition Fund Management LLC trimmed12,020$326K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership