Who owns UMI
Which tracked institutional funds hold UMI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UMI company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
9 tracked funds added or opened UMI while 8 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
UMI’s largest tracked holder by dollar value, HighTower Advisors, LLC, sizes it at 39.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 39.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in UMI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 48 tracked filers holding UMI, 20 increased or opened the position and 15 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in UMI between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 2
- Coppell Advisory Solutions LLC$1M
- GTS SECURITIES LLC$1M
Full exits 3
- HighTower Advisors, LLC$373M
- CITADEL ADVISORS LLC$1M
- INTEGRITY ALLIANCE, LLC.$697K
Largest adds
- WHITTIER TRUST CO$2M
- FISCHER INVESTMENT STRATEGIES, LLC$562K
- OSAIC HOLDINGS, INC.$528K
- Advisors Asset Management, Inc.$383K
- ROYAL BANK OF CANADA$337K
- MORGAN STANLEY$297K
Largest trims
- Brookwood Investment Group LLC$749K
- MERCER GLOBAL ADVISORS INC /ADV$723K
- ENVESTNET ASSET MANAGEMENT INC$704K
- Private Advisor Group, LLC$597K
- MML INVESTORS SERVICES, LLC$277K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| FISCHER INVESTMENT STRATEGIES, LLC added | 92,242 | $5M | 1.3% | 2026-Q2 |
| Brookwood Investment Group LLC trimmed | 81,534 | $5M | 1.1% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 58,912 | $3M | 0.8% | 2026-Q2 |
| Insight Wealth Partners, LLC added | 57,492 | $3M | 0.8% | 2026-Q2 |
| LPL Financial LLC added | 54,314 | $3M | 0.7% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC trimmed | 49,950 | $3M | 0.7% | 2026-Q2 |
| WHITTIER TRUST CO added | 41,631 | $2M | 0.6% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 19,023 | $1M | 0.3% | 2026-Q2 |
| Coppell Advisory Solutions LLC added | 334 | $1M | 0.3% | 2026-Q2 |
| GTS SECURITIES LLC added | 17,814 | $1M | 0.2% | 2026-Q2 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 17,717 | $1M | 0.2% | 2026-Q2 |
| Dynamic Advisor Solutions LLC trimmed | 16,690 | $982K | 0.2% | 2026-Q2 |
| MORGAN STANLEY added | 15,531 | $914K | 0.2% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 13,242 | $779K | 0.2% | 2026-Q2 |
| Advisors Asset Management, Inc. added | 11,325 | $666K | 0.2% | 2026-Q2 |
| Spinnaker Investment Group, LLC | 8,423 | $496K | 0.1% | 2026-Q2 |
| Creative Planning | 6,210 | $365K | 0.1% | 2026-Q2 |
| SageView Advisory Group, LLC | 6,200 | $365K | 0.1% | 2026-Q2 |
| Annex Advisory Services, LLC added | 6,009 | $354K | 0.1% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 5,967 | $351K | 0.1% | 2026-Q2 |
| Cascade Financial Partners, LLC trimmed | 5,957 | $351K | 0.1% | 2026-Q2 |
| MERCER GLOBAL ADVISORS INC /ADV trimmed | 5,856 | $345K | 0.1% | 2026-Q2 |
| Diversify Advisory Services, LLC new | 4,508 | $271K | 0.1% | 2026-Q2 |
| DIVERSIFY WEALTH MANAGEMENT, LLC added | 4,508 | $271K | 0.1% | 2026-Q2 |
| Focus Partners Wealth new | 4,497 | $265K | 0.1% | 2026-Q2 |
| Private Advisor Group, LLC trimmed | 4,440 | $261K | 0.1% | 2026-Q2 |
| Gladstone Institutional Advisory LLC | 4,374 | $257K | 0.1% | 2026-Q2 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3,642 | $214K | 0.0% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. trimmed | 3,559 | $209K | 0.0% | 2026-Q2 |
| Planning Strategies Inc. new | 1,520 | $89K | 0.0% | 2026-Q2 |
| Atlantic Union Bankshares Corp added | 1,106 | $65K | 0.0% | 2026-Q2 |
| SALEM INVESTMENT COUNSELORS INC | 870 | $51K | 0.0% | 2026-Q2 |
| Ameritas Advisory Services, LLC | 833 | $49K | 0.0% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC | 500 | $29K | 0.0% | 2026-Q2 |
| PNC Financial Services Group, Inc. | 500 | $29K | 0.0% | 2026-Q2 |
| IFG Advisory, LLC new | 446 | $26K | 0.0% | 2026-Q2 |
| BLUELINE ADVISORS LLC | 407 | $24K | 0.0% | 2026-Q2 |
| Institute for Wealth Management, LLC. new | 357 | $21K | 0.0% | 2026-Q2 |
| Arax Advisory Partners | 300 | $18K | 0.0% | 2026-Q2 |
| Larson Financial Group LLC | 226 | $13K | 0.0% | 2026-Q2 |
| Blue Trust, Inc. | 200 | $12K | 0.0% | 2026-Q2 |
| Costello Asset Management, INC | 135 | $8K | 0.0% | 2026-Q2 |
| Rockefeller Capital Management L.P. | 100 | $6K | 0.0% | 2026-Q2 |
| AMERIFLEX GROUP, INC. | 100 | $6K | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 99 | $6K | 0.0% | 2026-Q2 |
| Strategic Wealth Partners, Ltd. trimmed | 97 | $6K | 0.0% | 2026-Q2 |
| Signature Equity Partners, LLC trimmed | 76 | $4K | 0.0% | 2026-Q2 |
| Farther Finance Advisors, LLC | 33 | $2K | 0.0% | 2026-Q2 |
| HighTower Advisors, LLC added | 6,367,995 | $373M | 86.9% | 2026-Q1 stale (1 quarter behind) |
| CITADEL ADVISORS LLC added | 18,026 | $1M | 0.2% | 2026-Q1 stale (1 quarter behind) |
| INTEGRITY ALLIANCE, LLC. new | 11,890 | $697K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| TWO SIGMA SECURITIES, LLC new | 3,687 | $216K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| HANTZ FINANCIAL SERVICES, INC. | 276 | $16K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Cetera Investment Advisers added | 56,138 | $3M | 0.6% | 2025-Q4 stale (2 quarters behind) |
| JANE STREET GROUP, LLC added | 19,463 | $955K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| FineMark National Bank & Trust | 17,717 | $870K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| HOWE & RUSLING INC | 4,301 | $211K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| UBS Group AG added | 396 | $19K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV new | 29,526 | $2M | 0.4% | 2025-Q3 stale (3 quarters behind) |
| WFA Asset Management Corp added | 5,462 | $245K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| FLOW TRADERS U.S. LLC new | 4,734 | $243K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| JONES FINANCIAL COMPANIES LLLP new | 50 | $3K | 0.0% | 2025-Q3 stale (3 quarters behind) |
| AVANTAX ADVISORY SERVICES, INC. added | 119,783 | $6M | 1.4% | 2025-Q2 stale (4 quarters behind) |
| Savoie Capital LLC | 33,850 | $2M | 0.4% | 2025-Q2 stale (4 quarters behind) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP new | 24,503 | $1M | 0.3% | 2025-Q2 stale (4 quarters behind) |
| PRIVATE CLIENT SERVICES, LLC new | 5,143 | $262K | 0.1% | 2025-Q2 stale (4 quarters behind) |
| RAYMOND JAMES FINANCIAL INC new | 3,135 | $160K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| ARMSTRONG ADVISORY GROUP, INC new | 475 | $24K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| WELLS FARGO & COMPANY/MN | 172 | $9K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| ST GERMAIN D J CO INC new | 91 | $5K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.