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Institutional Ownership · SEC Form 13F

Who owns UCON (UCON)


Which tracked institutional funds hold UCON, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UCON company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

272
Institutional holders
110,004,428
Shares held (tracked funds)

How the tape is positioned

75 tracked funds added or opened UCON while 65 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

UCON’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.5% of theirs — a 0.4pp gap the other way — the median holder sizes UCON more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in UCON divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 272 tracked filers holding UCON, 161 increased or opened the position and 134 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in UCON between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 14

  • Spartan Wealth Advisory Services LLC$16M
  • Arch Global Advisors, LLC$15M
  • CITADEL ADVISORS LLC$10M
  • JANE STREET GROUP, LLC$7M
  • My Portfolio Guide, LLC$6M
  • Independent Advisor Alliance$5M

Full exits 15

  • Cerity Partners LLC$9M
  • AXXCESS WEALTH MANAGEMENT, LLC$9M
  • Wealth Advisory Team LLC$8M
  • Tolleson Wealth Management, Inc.$7M
  • Keel Point, LLC$6M
  • Redhawk Wealth Advisors, Inc.$5M

Largest adds

  • Arkadios Wealth Advisors$25M
  • Integrated Wealth Concepts LLC$15M
  • HARBOUR INVESTMENTS, INC.$12M
  • ENVESTNET ASSET MANAGEMENT INC$12M
  • MORGAN STANLEY$12M
  • AMERIPRISE FINANCIAL INC$11M

Largest trims

  • JPMORGAN CHASE & CO$13M
  • PARK NATIONAL CORP /OH/$8M
  • Steward Partners Investment Advisory, LLC$7M
  • WELLS FARGO & COMPANY/MN$6M
  • Envestnet Portfolio Solutions, Inc.$5M
  • BANK OF AMERICA CORP /DE/$5M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added12,475,047$309M11.8%2026-Q1
MORGAN STANLEY added8,958,341$222M8.4%2026-Q1
WELLS FARGO & COMPANY/MN trimmed6,072,533$150M5.7%2026-Q1
AMERIPRISE FINANCIAL INC added5,337,705$132M5.0%2026-Q1
HARBOUR INVESTMENTS, INC. added4,120,885$102M3.9%2026-Q1
ROYAL BANK OF CANADA added4,003,535$99M3.8%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed3,833,580$95M3.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added2,830,912$70M2.7%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added2,456,178$61M2.3%2026-Q1
HighTower Advisors, LLC added2,436,336$60M2.3%2026-Q1
TRUIST FINANCIAL CORP added1,907,244$47M1.8%2026-Q1
OSAIC HOLDINGS, INC. trimmed1,891,127$47M1.8%2026-Q1
STIFEL FINANCIAL CORP added1,633,782$40M1.5%2026-Q1
Csenge Advisory Group added1,490,172$37M1.4%2026-Q1
Trilogy Capital Inc. added1,480,371$37M1.4%2026-Q1
Cetera Investment Advisers added1,436,630$36M1.4%2026-Q1
Aptus Capital Advisors, LLC added1,383,455$34M1.3%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed1,118,598$28M1.1%2026-Q1
Arkadios Wealth Advisors added1,062,860$26M1.0%2026-Q1
Wagner Wealth Management, LLC trimmed1,033,196$26M1.0%2026-Q1
Focus Partners Wealth added1,002,574$25M0.9%2026-Q1
Cambridge Investment Research Advisors, Inc. added997,473$25M0.9%2026-Q1
Integrated Wealth Concepts LLC added898,608$22M0.8%2026-Q1
IFP Advisors, Inc added892,567$22M0.8%2026-Q1
Bensler, LLC added845,423$21M0.8%2026-Q1
Cyndeo Wealth Partners, LLC added839,917$21M0.8%2026-Q1
Capital Investment Advisory Services, LLC added813,598$20M0.8%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC added802,977$20M0.8%2026-Q1
EdgeRock Capital LLC added790,536$20M0.7%2026-Q1
Stratos Wealth Partners, LTD. added785,166$19M0.7%2026-Q1
TruWealth Advisors, LLC trimmed774,486$19M0.7%2026-Q1
Dynamic Advisor Solutions LLC added770,412$19M0.7%2026-Q1
MML INVESTORS SERVICES, LLC trimmed767,191$19M0.7%2026-Q1
Commonwealth Financial Services, LLC added765,621$19M0.7%2026-Q1
Walkner Condon Financial Advisors LLC added740,026$18M0.7%2026-Q1
Gateway Wealth Partners, LLC added690,142$17M0.7%2026-Q1
Visionary Wealth Advisors trimmed661,363$16M0.6%2026-Q1
EARNED WEALTH ADVISORS, LLC added637,190$16M0.6%2026-Q1
Geneos Wealth Management Inc. added635,772$16M0.6%2026-Q1
Spartan Wealth Advisory Services LLC new626,701$16M0.6%2026-Q1
Arch Global Advisors, LLC new624,974$15M0.6%2026-Q1
JPMORGAN CHASE & CO trimmed606,067$15M0.6%2026-Q1
Navalign, LLC added598,694$15M0.6%2026-Q1
Equitable Holdings, Inc. added577,807$15M0.6%2026-Q1
Smartleaf Asset Management LLC added580,959$14M0.5%2026-Q1
First Heartland Consultants, Inc. trimmed571,147$14M0.5%2026-Q1
Collaborative Wealth Managment Inc. added567,904$14M0.5%2026-Q1
Etesian Wealth Advisors, Inc. added567,078$14M0.5%2026-Q1
Private Advisor Group, LLC added526,308$13M0.5%2026-Q1
Chicago Partners Investment Group LLC added510,491$13M0.5%2026-Q1
Kestra Advisory Services, LLC trimmed506,120$13M0.5%2026-Q1
Holistic Financial Partners added504,537$12M0.5%2026-Q1
Janney Montgomery Scott LLC trimmed500,134$12M0.5%2026-Q1
CAPTRUST FINANCIAL ADVISORS added498,878$12M0.5%2026-Q1
CWM, LLC added497,973$12M0.5%2026-Q1
Western Wealth Management, LLC added497,721$12M0.5%2026-Q1
Mariner, LLC added478,721$12M0.5%2026-Q1
Rehmann Capital Advisory Group added459,184$11M0.4%2026-Q1
Larson Financial Group LLC trimmed456,852$11M0.4%2026-Q1
&PARTNERS added421,486$10M0.4%2026-Q1
Darwin Wealth Management, LLC added416,747$10M0.4%2026-Q1
US BANCORP \DE\ added416,350$10M0.4%2026-Q1
Bleakley Financial Group, LLC trimmed413,641$10M0.4%2026-Q1
HBW ADVISORY SERVICES LLC added409,888$10M0.4%2026-Q1
CITADEL ADVISORS LLC trimmed407,614$10M0.4%2026-Q1
Mach-1 Financial Group, LLC added404,701$10M0.4%2026-Q1
Prasad Wealth Partners, LLC added398,932$10M0.4%2026-Q1
Appalachian Capital Management Ltd added359,962$9M0.3%2026-Q1
CoreCap Advisors, LLC added356,647$9M0.3%2026-Q1
Boyce & Associates Wealth Consulting, Inc. trimmed355,244$9M0.3%2026-Q1
XML Financial, LLC added352,834$9M0.3%2026-Q1
Live Oak Investment Partners added348,032$9M0.3%2026-Q1
Certified Advisory Corp trimmed312,915$8M0.3%2026-Q1
MATHER GROUP, LLC. added306,966$8M0.3%2026-Q1
OPPENHEIMER & CO INC added288,327$7M0.3%2026-Q1
Baird Financial Group, Inc. added286,856$7M0.3%2026-Q1
JANE STREET GROUP, LLC trimmed272,279$7M0.3%2026-Q1
TWIN PEAKS WEALTH ADVISORS, LLC added263,194$7M0.2%2026-Q1
TrueWealth Advisors, LLC added261,874$6M0.2%2026-Q1
PFG Advisors trimmed261,514$6M0.2%2026-Q1
Goldstone Financial Group, LLC trimmed254,748$6M0.2%2026-Q1
GSG Advisors LLC added251,136$6M0.2%2026-Q1
Gaddis Premier Wealth Advisors LLC added243,498$6M0.2%2026-Q1
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC added241,294$6M0.2%2026-Q1
My Portfolio Guide, LLC new238,296$6M0.2%2026-Q1
Golden State Wealth Management, LLC added235,120$6M0.2%2026-Q1
Apollon Wealth Management, LLC trimmed234,628$6M0.2%2026-Q1
Great Point Wealth Advisors, LLC added699,400$17M0.7%2025-Q1 stale
Cerity Partners LLC trimmed375,796$9M0.4%2025-Q4 stale
Good Life Advisors, LLC added364,676$9M0.3%2025-Q2 stale
AXXCESS WEALTH MANAGEMENT, LLC added357,150$9M0.3%2025-Q4 stale
FAGAN ASSOCIATES, INC. added355,263$9M0.3%2025-Q1 stale
Wealth Advisory Team LLC trimmed314,054$8M0.3%2025-Q4 stale
Tolleson Wealth Management, Inc. trimmed278,461$7M0.3%2025-Q4 stale
Legacy Investment Solutions, LLC added276,854$7M0.3%2025-Q2 stale
Lunt Capital Management, Inc. added255,614$6M0.2%2025-Q1 stale
Siligmueller & Norvid Wealth Advisors LLC trimmed251,946$6M0.2%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. added239,994$6M0.2%2025-Q2 stale
Keel Point, LLC added234,626$6M0.2%2025-Q4 stale
O'Connor Financial Group LLC added237,698$6M0.2%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership