Who owns UCON (UCON)
Which tracked institutional funds hold UCON, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UCON company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
75 tracked funds added or opened UCON while 65 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
UCON’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.5% of theirs — a 0.4pp gap the other way — the median holder sizes UCON more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in UCON divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 272 tracked filers holding UCON, 161 increased or opened the position and 134 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in UCON between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 14
- Spartan Wealth Advisory Services LLC$16M
- Arch Global Advisors, LLC$15M
- CITADEL ADVISORS LLC$10M
- JANE STREET GROUP, LLC$7M
- My Portfolio Guide, LLC$6M
- Independent Advisor Alliance$5M
Full exits 15
- Cerity Partners LLC$9M
- AXXCESS WEALTH MANAGEMENT, LLC$9M
- Wealth Advisory Team LLC$8M
- Tolleson Wealth Management, Inc.$7M
- Keel Point, LLC$6M
- Redhawk Wealth Advisors, Inc.$5M
Largest adds
- Arkadios Wealth Advisors$25M
- Integrated Wealth Concepts LLC$15M
- HARBOUR INVESTMENTS, INC.$12M
- ENVESTNET ASSET MANAGEMENT INC$12M
- MORGAN STANLEY$12M
- AMERIPRISE FINANCIAL INC$11M
Largest trims
- JPMORGAN CHASE & CO$13M
- PARK NATIONAL CORP /OH/$8M
- Steward Partners Investment Advisory, LLC$7M
- WELLS FARGO & COMPANY/MN$6M
- Envestnet Portfolio Solutions, Inc.$5M
- BANK OF AMERICA CORP /DE/$5M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 12,475,047 | $309M | 11.8% | 2026-Q1 |
| MORGAN STANLEY added | 8,958,341 | $222M | 8.4% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN trimmed | 6,072,533 | $150M | 5.7% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC added | 5,337,705 | $132M | 5.0% | 2026-Q1 |
| HARBOUR INVESTMENTS, INC. added | 4,120,885 | $102M | 3.9% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 4,003,535 | $99M | 3.8% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 3,833,580 | $95M | 3.6% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 2,830,912 | $70M | 2.7% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 2,456,178 | $61M | 2.3% | 2026-Q1 |
| HighTower Advisors, LLC added | 2,436,336 | $60M | 2.3% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 1,907,244 | $47M | 1.8% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 1,891,127 | $47M | 1.8% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 1,633,782 | $40M | 1.5% | 2026-Q1 |
| Csenge Advisory Group added | 1,490,172 | $37M | 1.4% | 2026-Q1 |
| Trilogy Capital Inc. added | 1,480,371 | $37M | 1.4% | 2026-Q1 |
| Cetera Investment Advisers added | 1,436,630 | $36M | 1.4% | 2026-Q1 |
| Aptus Capital Advisors, LLC added | 1,383,455 | $34M | 1.3% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 1,118,598 | $28M | 1.1% | 2026-Q1 |
| Arkadios Wealth Advisors added | 1,062,860 | $26M | 1.0% | 2026-Q1 |
| Wagner Wealth Management, LLC trimmed | 1,033,196 | $26M | 1.0% | 2026-Q1 |
| Focus Partners Wealth added | 1,002,574 | $25M | 0.9% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 997,473 | $25M | 0.9% | 2026-Q1 |
| Integrated Wealth Concepts LLC added | 898,608 | $22M | 0.8% | 2026-Q1 |
| IFP Advisors, Inc added | 892,567 | $22M | 0.8% | 2026-Q1 |
| Bensler, LLC added | 845,423 | $21M | 0.8% | 2026-Q1 |
| Cyndeo Wealth Partners, LLC added | 839,917 | $21M | 0.8% | 2026-Q1 |
| Capital Investment Advisory Services, LLC added | 813,598 | $20M | 0.8% | 2026-Q1 |
| KESTRA PRIVATE WEALTH SERVICES, LLC added | 802,977 | $20M | 0.8% | 2026-Q1 |
| EdgeRock Capital LLC added | 790,536 | $20M | 0.7% | 2026-Q1 |
| Stratos Wealth Partners, LTD. added | 785,166 | $19M | 0.7% | 2026-Q1 |
| TruWealth Advisors, LLC trimmed | 774,486 | $19M | 0.7% | 2026-Q1 |
| Dynamic Advisor Solutions LLC added | 770,412 | $19M | 0.7% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 767,191 | $19M | 0.7% | 2026-Q1 |
| Commonwealth Financial Services, LLC added | 765,621 | $19M | 0.7% | 2026-Q1 |
| Walkner Condon Financial Advisors LLC added | 740,026 | $18M | 0.7% | 2026-Q1 |
| Gateway Wealth Partners, LLC added | 690,142 | $17M | 0.7% | 2026-Q1 |
| Visionary Wealth Advisors trimmed | 661,363 | $16M | 0.6% | 2026-Q1 |
| EARNED WEALTH ADVISORS, LLC added | 637,190 | $16M | 0.6% | 2026-Q1 |
| Geneos Wealth Management Inc. added | 635,772 | $16M | 0.6% | 2026-Q1 |
| Spartan Wealth Advisory Services LLC new | 626,701 | $16M | 0.6% | 2026-Q1 |
| Arch Global Advisors, LLC new | 624,974 | $15M | 0.6% | 2026-Q1 |
| JPMORGAN CHASE & CO trimmed | 606,067 | $15M | 0.6% | 2026-Q1 |
| Navalign, LLC added | 598,694 | $15M | 0.6% | 2026-Q1 |
| Equitable Holdings, Inc. added | 577,807 | $15M | 0.6% | 2026-Q1 |
| Smartleaf Asset Management LLC added | 580,959 | $14M | 0.5% | 2026-Q1 |
| First Heartland Consultants, Inc. trimmed | 571,147 | $14M | 0.5% | 2026-Q1 |
| Collaborative Wealth Managment Inc. added | 567,904 | $14M | 0.5% | 2026-Q1 |
| Etesian Wealth Advisors, Inc. added | 567,078 | $14M | 0.5% | 2026-Q1 |
| Private Advisor Group, LLC added | 526,308 | $13M | 0.5% | 2026-Q1 |
| Chicago Partners Investment Group LLC added | 510,491 | $13M | 0.5% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 506,120 | $13M | 0.5% | 2026-Q1 |
| Holistic Financial Partners added | 504,537 | $12M | 0.5% | 2026-Q1 |
| Janney Montgomery Scott LLC trimmed | 500,134 | $12M | 0.5% | 2026-Q1 |
| CAPTRUST FINANCIAL ADVISORS added | 498,878 | $12M | 0.5% | 2026-Q1 |
| CWM, LLC added | 497,973 | $12M | 0.5% | 2026-Q1 |
| Western Wealth Management, LLC added | 497,721 | $12M | 0.5% | 2026-Q1 |
| Mariner, LLC added | 478,721 | $12M | 0.5% | 2026-Q1 |
| Rehmann Capital Advisory Group added | 459,184 | $11M | 0.4% | 2026-Q1 |
| Larson Financial Group LLC trimmed | 456,852 | $11M | 0.4% | 2026-Q1 |
| &PARTNERS added | 421,486 | $10M | 0.4% | 2026-Q1 |
| Darwin Wealth Management, LLC added | 416,747 | $10M | 0.4% | 2026-Q1 |
| US BANCORP \DE\ added | 416,350 | $10M | 0.4% | 2026-Q1 |
| Bleakley Financial Group, LLC trimmed | 413,641 | $10M | 0.4% | 2026-Q1 |
| HBW ADVISORY SERVICES LLC added | 409,888 | $10M | 0.4% | 2026-Q1 |
| CITADEL ADVISORS LLC trimmed | 407,614 | $10M | 0.4% | 2026-Q1 |
| Mach-1 Financial Group, LLC added | 404,701 | $10M | 0.4% | 2026-Q1 |
| Prasad Wealth Partners, LLC added | 398,932 | $10M | 0.4% | 2026-Q1 |
| Appalachian Capital Management Ltd added | 359,962 | $9M | 0.3% | 2026-Q1 |
| CoreCap Advisors, LLC added | 356,647 | $9M | 0.3% | 2026-Q1 |
| Boyce & Associates Wealth Consulting, Inc. trimmed | 355,244 | $9M | 0.3% | 2026-Q1 |
| XML Financial, LLC added | 352,834 | $9M | 0.3% | 2026-Q1 |
| Live Oak Investment Partners added | 348,032 | $9M | 0.3% | 2026-Q1 |
| Certified Advisory Corp trimmed | 312,915 | $8M | 0.3% | 2026-Q1 |
| MATHER GROUP, LLC. added | 306,966 | $8M | 0.3% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 288,327 | $7M | 0.3% | 2026-Q1 |
| Baird Financial Group, Inc. added | 286,856 | $7M | 0.3% | 2026-Q1 |
| JANE STREET GROUP, LLC trimmed | 272,279 | $7M | 0.3% | 2026-Q1 |
| TWIN PEAKS WEALTH ADVISORS, LLC added | 263,194 | $7M | 0.2% | 2026-Q1 |
| TrueWealth Advisors, LLC added | 261,874 | $6M | 0.2% | 2026-Q1 |
| PFG Advisors trimmed | 261,514 | $6M | 0.2% | 2026-Q1 |
| Goldstone Financial Group, LLC trimmed | 254,748 | $6M | 0.2% | 2026-Q1 |
| GSG Advisors LLC added | 251,136 | $6M | 0.2% | 2026-Q1 |
| Gaddis Premier Wealth Advisors LLC added | 243,498 | $6M | 0.2% | 2026-Q1 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC added | 241,294 | $6M | 0.2% | 2026-Q1 |
| My Portfolio Guide, LLC new | 238,296 | $6M | 0.2% | 2026-Q1 |
| Golden State Wealth Management, LLC added | 235,120 | $6M | 0.2% | 2026-Q1 |
| Apollon Wealth Management, LLC trimmed | 234,628 | $6M | 0.2% | 2026-Q1 |
| Great Point Wealth Advisors, LLC added | 699,400 | $17M | 0.7% | 2025-Q1 stale |
| Cerity Partners LLC trimmed | 375,796 | $9M | 0.4% | 2025-Q4 stale |
| Good Life Advisors, LLC added | 364,676 | $9M | 0.3% | 2025-Q2 stale |
| AXXCESS WEALTH MANAGEMENT, LLC added | 357,150 | $9M | 0.3% | 2025-Q4 stale |
| FAGAN ASSOCIATES, INC. added | 355,263 | $9M | 0.3% | 2025-Q1 stale |
| Wealth Advisory Team LLC trimmed | 314,054 | $8M | 0.3% | 2025-Q4 stale |
| Tolleson Wealth Management, Inc. trimmed | 278,461 | $7M | 0.3% | 2025-Q4 stale |
| Legacy Investment Solutions, LLC added | 276,854 | $7M | 0.3% | 2025-Q2 stale |
| Lunt Capital Management, Inc. added | 255,614 | $6M | 0.2% | 2025-Q1 stale |
| Siligmueller & Norvid Wealth Advisors LLC trimmed | 251,946 | $6M | 0.2% | 2025-Q1 stale |
| AVANTAX ADVISORY SERVICES, INC. added | 239,994 | $6M | 0.2% | 2025-Q2 stale |
| Keel Point, LLC added | 234,626 | $6M | 0.2% | 2025-Q4 stale |
| O'Connor Financial Group LLC added | 237,698 | $6M | 0.2% | 2025-Q1 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.