Who owns UCON
Which tracked institutional funds hold UCON, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UCON company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-20). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
75 tracked funds added or opened UCON while 55 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
UCON’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.4% of theirs — a 0.3pp gap the other way — the median holder sizes UCON more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in UCON divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 262 tracked filers holding UCON, 142 increased or opened the position and 141 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in UCON between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 10
- Focus Financial Network, Inc.$11M
- AXXCESS WEALTH MANAGEMENT, LLC$11M
- Wealth Advisory Team LLC$8M
- Diversify Advisory Services, LLC$4M
- Midwest Financial Group LLC$4M
- PUFF WEALTH MANAGEMENT, LLC$1M
Full exits 18
- HighTower Advisors, LLC$60M
- Cambridge Investment Research Advisors, Inc.$25M
- Bensler, LLC$21M
- TruWealth Advisors, LLC$19M
- Janney Montgomery Scott LLC$12M
- CWM, LLC$12M
Largest adds
- LPL Financial LLC$31M
- WELLS FARGO & COMPANY/MN$28M
- Waverly Advisors, LLC$19M
- MORGAN STANLEY$10M
- Integrated Wealth Concepts LLC$10M
- BANK OF AMERICA CORP /DE/$10M
Largest trims
- Arkadios Wealth Advisors$26M
- Commonwealth Financial Services, LLC$15M
- CITADEL ADVISORS LLC$8M
- Holistic Financial Partners$8M
- Gateway Wealth Partners, LLC$8M
- COMMONWEALTH EQUITY SERVICES, LLC$7M
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 13,680,994 | $340M | 13.3% | 2026-Q2 |
| MORGAN STANLEY added | 9,315,618 | $232M | 9.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 7,174,273 | $178M | 7.0% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC added | 5,567,401 | $139M | 5.4% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 4,199,258 | $104M | 4.1% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. added | 4,197,950 | $104M | 4.1% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 4,023,683 | $100M | 3.9% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 2,832,819 | $70M | 2.7% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 2,623,316 | $65M | 2.5% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 2,093,617 | $52M | 2.0% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 2,045,101 | $51M | 2.0% | 2026-Q2 |
| Cetera Investment Advisers added | 1,757,095 | $44M | 1.7% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 1,661,708 | $41M | 1.6% | 2026-Q2 |
| Trilogy Capital Inc. added | 1,572,195 | $39M | 1.5% | 2026-Q2 |
| Csenge Advisory Group added | 1,528,668 | $38M | 1.5% | 2026-Q2 |
| Aptus Capital Advisors, LLC added | 1,400,315 | $35M | 1.4% | 2026-Q2 |
| Integrated Wealth Concepts LLC added | 1,288,713 | $32M | 1.2% | 2026-Q2 |
| IFP Advisors, Inc added | 1,129,539 | $28M | 1.1% | 2026-Q2 |
| Focus Partners Wealth trimmed | 999,374 | $25M | 1.0% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 932,943 | $23M | 0.9% | 2026-Q2 |
| Cyndeo Wealth Partners, LLC added | 872,866 | $22M | 0.8% | 2026-Q2 |
| Wagner Wealth Management, LLC trimmed | 859,217 | $21M | 0.8% | 2026-Q2 |
| EdgeRock Capital LLC added | 842,625 | $21M | 0.8% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 833,938 | $21M | 0.8% | 2026-Q2 |
| Dynamic Advisor Solutions LLC added | 816,396 | $20M | 0.8% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 807,842 | $20M | 0.8% | 2026-Q2 |
| Walkner Condon Financial Advisors LLC added | 806,300 | $20M | 0.8% | 2026-Q2 |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 801,883 | $20M | 0.8% | 2026-Q2 |
| EARNED WEALTH ADVISORS, LLC added | 792,030 | $20M | 0.8% | 2026-Q2 |
| Arch Global Advisors, LLC added | 783,525 | $19M | 0.8% | 2026-Q2 |
| Waverly Advisors, LLC added | 782,901 | $19M | 0.8% | 2026-Q2 |
| Capital Investment Advisory Services, LLC trimmed | 756,295 | $19M | 0.7% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 745,409 | $19M | 0.7% | 2026-Q2 |
| Private Advisor Group, LLC added | 679,658 | $17M | 0.7% | 2026-Q2 |
| &PARTNERS added | 661,016 | $16M | 0.6% | 2026-Q2 |
| Geneos Wealth Management Inc. added | 647,628 | $16M | 0.6% | 2026-Q2 |
| Spartan Wealth Advisory Services LLC added | 637,466 | $16M | 0.6% | 2026-Q2 |
| Navalign, LLC added | 620,228 | $15M | 0.6% | 2026-Q2 |
| Collaborative Wealth Managment Inc. added | 604,554 | $15M | 0.6% | 2026-Q2 |
| Visionary Wealth Advisors trimmed | 590,042 | $15M | 0.6% | 2026-Q2 |
| Smartleaf Asset Management LLC | 580,959 | $14M | 0.6% | 2026-Q2 |
| First Heartland Consultants, Inc. added | 577,736 | $14M | 0.6% | 2026-Q2 |
| Equitable Holdings, Inc. trimmed | 544,255 | $14M | 0.5% | 2026-Q2 |
| Etesian Wealth Advisors, Inc. trimmed | 536,383 | $13M | 0.5% | 2026-Q2 |
| Chicago Partners Investment Group LLC added | 522,596 | $13M | 0.5% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 487,466 | $12M | 0.5% | 2026-Q2 |
| Western Wealth Management, LLC trimmed | 455,724 | $11M | 0.4% | 2026-Q2 |
| Rehmann Capital Advisory Group trimmed | 445,374 | $11M | 0.4% | 2026-Q2 |
| Focus Financial Network, Inc. added | 435,847 | $11M | 0.4% | 2026-Q2 |
| HBW ADVISORY SERVICES LLC added | 432,069 | $11M | 0.4% | 2026-Q2 |
| AXXCESS WEALTH MANAGEMENT, LLC added | 428,367 | $11M | 0.4% | 2026-Q2 |
| Darwin Wealth Management, LLC added | 428,366 | $11M | 0.4% | 2026-Q2 |
| Prasad Wealth Partners, LLC added | 407,632 | $10M | 0.4% | 2026-Q2 |
| Mach-1 Financial Group, LLC trimmed | 404,016 | $10M | 0.4% | 2026-Q2 |
| US BANCORP \DE\ trimmed | 392,174 | $10M | 0.4% | 2026-Q2 |
| CAPTRUST FINANCIAL ADVISORS trimmed | 377,679 | $9M | 0.4% | 2026-Q2 |
| Larson Financial Group LLC trimmed | 367,273 | $9M | 0.4% | 2026-Q2 |
| Gateway Wealth Partners, LLC trimmed | 362,821 | $9M | 0.4% | 2026-Q2 |
| Appalachian Capital Management Ltd added | 362,396 | $9M | 0.4% | 2026-Q2 |
| Boyce & Associates Wealth Consulting, Inc. added | 357,500 | $9M | 0.3% | 2026-Q2 |
| Live Oak Investment Partners added | 355,723 | $9M | 0.3% | 2026-Q2 |
| XML Financial, LLC added | 354,461 | $9M | 0.3% | 2026-Q2 |
| Wealth Advisory Team LLC added | 321,889 | $8M | 0.3% | 2026-Q2 |
| MATHER GROUP, LLC. added | 310,721 | $8M | 0.3% | 2026-Q2 |
| Certified Advisory Corp trimmed | 303,176 | $8M | 0.3% | 2026-Q2 |
| Baird Financial Group, Inc. added | 301,493 | $8M | 0.3% | 2026-Q2 |
| Ameritas Advisory Services, LLC added | 297,348 | $7M | 0.3% | 2026-Q2 |
| TWIN PEAKS WEALTH ADVISORS, LLC added | 281,760 | $7M | 0.3% | 2026-Q2 |
| CoreCap Advisors, LLC trimmed | 271,933 | $7M | 0.3% | 2026-Q2 |
| PFG Advisors added | 271,861 | $7M | 0.3% | 2026-Q2 |
| TrueWealth Advisors, LLC added | 263,690 | $7M | 0.3% | 2026-Q2 |
| Gaddis Premier Wealth Advisors LLC added | 262,644 | $7M | 0.3% | 2026-Q2 |
| Tolleson Wealth Management, Inc. trimmed | 257,263 | $6M | 0.2% | 2026-Q2 |
| NewEdge Advisors, LLC added | 252,649 | $6M | 0.2% | 2026-Q2 |
| Summit Financial, LLC added | 248,448 | $6M | 0.2% | 2026-Q2 |
| GSG Advisors LLC trimmed | 245,011 | $6M | 0.2% | 2026-Q2 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC added | 244,917 | $6M | 0.2% | 2026-Q2 |
| Triumph Capital Management added | 241,682 | $6M | 0.2% | 2026-Q2 |
| Total Clarity Wealth Management, Inc. added | 238,069 | $6M | 0.2% | 2026-Q2 |
| Keel Point, LLC added | 235,009 | $6M | 0.2% | 2026-Q2 |
| Apollon Wealth Management, LLC trimmed | 232,625 | $6M | 0.2% | 2026-Q2 |
| OneDigital Investment Advisors LLC added | 227,668 | $6M | 0.2% | 2026-Q2 |
| Nova Wealth Management, Inc. added | 218,384 | $5M | 0.2% | 2026-Q2 |
| Goldstone Financial Group, LLC trimmed | 215,659 | $5M | 0.2% | 2026-Q2 |
| Vise Technologies, Inc. added | 215,630 | $5M | 0.2% | 2026-Q2 |
| FOCUSED ALPHA, LLC trimmed | 209,939 | $5M | 0.2% | 2026-Q2 |
| Mariner, LLC trimmed | 205,551 | $5M | 0.2% | 2026-Q2 |
| D.A. DAVIDSON & CO. added | 204,552 | $5M | 0.2% | 2026-Q2 |
| Golden State Wealth Management, LLC trimmed | 204,175 | $5M | 0.2% | 2026-Q2 |
| Synergy Investment Management, LLC added | 204,044 | $5M | 0.2% | 2026-Q2 |
| OPPENHEIMER & CO INC trimmed | 190,379 | $5M | 0.2% | 2026-Q2 |
| Philip James Wealth Mangement, LLC trimmed | 174,823 | $4M | 0.2% | 2026-Q2 |
| Ashton Thomas Private Wealth, LLC added | 174,645 | $4M | 0.2% | 2026-Q2 |
| Diversify Advisory Services, LLC added | 171,690 | $4M | 0.2% | 2026-Q2 |
| DIVERSIFY WEALTH MANAGEMENT, LLC added | 171,690 | $4M | 0.2% | 2026-Q2 |
| Holistic Financial Partners trimmed | 168,531 | $4M | 0.2% | 2026-Q2 |
| FLAGSHIP HARBOR ADVISORS, LLC trimmed | 157,794 | $4M | 0.2% | 2026-Q2 |
| Fairway Financial, LLC added | 153,163 | $4M | 0.1% | 2026-Q2 |
| Commonwealth Financial Services, LLC trimmed | 153,000 | $4M | 0.1% | 2026-Q2 |
| Midwest Financial Group LLC new | 149,886 | $4M | 0.1% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.