Who owns UAUG
Which tracked institutional funds hold UAUG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UAUG company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
5 tracked funds added or opened UAUG while 7 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
UAUG’s largest tracked holder by dollar value, Broussard Financial Group LLC, sizes it at 12.9% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 12.9pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in UAUG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 83 tracked filers holding UAUG, 16 increased or opened the position and 39 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in UAUG between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 2
- Prime Capital Investment Advisors, LLC$895K
- Keystone Wealth Services, LLC$573K
Full exits 1
- NewCorp Financial Services, Inc.$2M
Largest adds
- ENVESTNET ASSET MANAGEMENT INC$549K
- Broussard Financial Group LLC$486K
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$471K
Largest trims
- Brookstone Capital Management$62M
- Strategic Blueprint, LLC$987K
- Archer Investment Corp$648K
- OLD MISSION CAPITAL LLC$585K
- OSAIC HOLDINGS, INC.$392K
- COMMONWEALTH EQUITY SERVICES, LLC$367K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Broussard Financial Group LLC added | 411,343 | $16M | 13.5% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 275,073 | $11M | 9.1% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 154,058 | $6M | 5.1% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 150,755 | $6M | 5.0% | 2026-Q1 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors added | 147,456 | $6M | 4.9% | 2026-Q1 |
| Brookstone Capital Management trimmed | 130,915 | $5M | 4.3% | 2026-Q1 |
| KFG WEALTH MANAGEMENT, LLC trimmed | 127,338 | $5M | 4.2% | 2026-Q1 |
| MBL Wealth, LLC trimmed | 127,165 | $5M | 4.2% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 74,732 | $3M | 2.5% | 2026-Q1 |
| Archer Investment Corp trimmed | 67,831 | $3M | 2.2% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 67,587 | $3M | 2.2% | 2026-Q1 |
| Spire Wealth Management added | 60,341 | $2M | 2.0% | 2026-Q1 |
| FIDUCIARY FINANCIAL GROUP, LLC | 58,579 | $2M | 1.9% | 2026-Q1 |
| Berger Financial Group, Inc trimmed | 56,975 | $2M | 1.9% | 2026-Q1 |
| CENTRAL VALLEY ADVISORS, LLC trimmed | 53,232 | $2M | 1.8% | 2026-Q1 |
| Clearstead Advisors, LLC added | 35,510 | $1M | 1.2% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 34,397 | $1M | 1.1% | 2026-Q1 |
| Cetera Investment Advisers added | 33,855 | $1M | 1.1% | 2026-Q1 |
| LPL Financial LLC trimmed | 31,450 | $1M | 1.0% | 2026-Q1 |
| AssuredPartners Investment Advisors, LLC trimmed | 29,180 | $1M | 1.0% | 2026-Q1 |
| Foundations Investment Advisors, LLC trimmed | 25,672 | $1M | 0.8% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 24,591 | $968K | 0.8% | 2026-Q1 |
| Strategic Blueprint, LLC trimmed | 24,416 | $961K | 0.8% | 2026-Q1 |
| MILESTONE ASSET MANAGEMENT, LLC trimmed | 24,174 | $951K | 0.8% | 2026-Q1 |
| WealthShield Partners, LLC trimmed | 22,809 | $897K | 0.8% | 2026-Q1 |
| Prime Capital Investment Advisors, LLC new | 22,747 | $895K | 0.7% | 2026-Q1 |
| Retirement Planning Group, LLC | 20,669 | $813K | 0.7% | 2026-Q1 |
| Impact Partnership Wealth, LLC trimmed | 19,523 | $768K | 0.6% | 2026-Q1 |
| CRA Financial Services, LLC | 18,555 | $730K | 0.6% | 2026-Q1 |
| TRUIST FINANCIAL CORP | 18,386 | $723K | 0.6% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 17,264 | $679K | 0.6% | 2026-Q1 |
| WPWealth LLP | 16,150 | $635K | 0.5% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC trimmed | 15,318 | $603K | 0.5% | 2026-Q1 |
| Keystone Wealth Services, LLC trimmed | 14,553 | $573K | 0.5% | 2026-Q1 |
| Onyx Bridge Wealth Group LLC | 14,504 | $571K | 0.5% | 2026-Q1 |
| Advance Capital Management, Inc. | 13,859 | $545K | 0.5% | 2026-Q1 |
| Chicago Partners Investment Group LLC | 12,026 | $493K | 0.4% | 2026-Q1 |
| Vantage Point Financial LLC trimmed | 12,038 | $474K | 0.4% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 11,453 | $451K | 0.4% | 2026-Q1 |
| Farther Finance Advisors, LLC | 11,406 | $450K | 0.4% | 2026-Q1 |
| Lakeridge Wealth Management LLC | 10,726 | $422K | 0.4% | 2026-Q1 |
| Lantz Financial LLC | 10,584 | $416K | 0.3% | 2026-Q1 |
| Cornerstone Wealth Group, LLC | 10,094 | $413K | 0.3% | 2026-Q1 |
| Simplicity Wealth,LLC | 10,329 | $406K | 0.3% | 2026-Q1 |
| Creative Planning new | 10,103 | $397K | 0.3% | 2026-Q1 |
| Accurate Wealth Management, LLC trimmed | 9,270 | $374K | 0.3% | 2026-Q1 |
| Cresset Asset Management, LLC | 9,286 | $365K | 0.3% | 2026-Q1 |
| First Commonwealth Financial Corp /PA/ | 8,726 | $343K | 0.3% | 2026-Q1 |
| OLD MISSION CAPITAL LLC trimmed | 8,662 | $341K | 0.3% | 2026-Q1 |
| Advisory Services Network, LLC | 8,520 | $335K | 0.3% | 2026-Q1 |
| Diligent Investors, LLC | 8,500 | $334K | 0.3% | 2026-Q1 |
| Trek Financial, LLC | 8,044 | $316K | 0.3% | 2026-Q1 |
| Sterling Financial Planning, Inc. | 7,735 | $304K | 0.3% | 2026-Q1 |
| Integrity Advisory Solutions, LLC trimmed | 7,716 | $304K | 0.3% | 2026-Q1 |
| EVOLUTION WEALTH MANAGEMENT INC. | 7,192 | $283K | 0.2% | 2026-Q1 |
| Bluesphere Advisors LLC | 7,108 | $280K | 0.2% | 2026-Q1 |
| ALTERNA WEALTH MANAGEMENT, INC | 7,021 | $276K | 0.2% | 2026-Q1 |
| 4J Wealth Management LLC | 6,850 | $270K | 0.2% | 2026-Q1 |
| Concurrent Investment Advisors, LLC | 6,772 | $266K | 0.2% | 2026-Q1 |
| IMG Wealth Management, Inc. trimmed | 6,557 | $258K | 0.2% | 2026-Q1 |
| Kingsview Wealth Management, LLC | 6,399 | $252K | 0.2% | 2026-Q1 |
| Buska Wealth Management, LLC trimmed | 6,260 | $246K | 0.2% | 2026-Q1 |
| PFG Advisors | 6,030 | $237K | 0.2% | 2026-Q1 |
| Beacon Pointe Advisors, LLC | 6,011 | $236K | 0.2% | 2026-Q1 |
| Gallagher Fiduciary Advisors, LLC | 6,009 | $236K | 0.2% | 2026-Q1 |
| Wood Tarver Financial Group, LLC trimmed | 5,727 | $225K | 0.2% | 2026-Q1 |
| Comprehensive Financial Consultants Institutional, Inc. | 5,648 | $222K | 0.2% | 2026-Q1 |
| Octavia Wealth Advisors, LLC | 5,473 | $215K | 0.2% | 2026-Q1 |
| WEALTH ALLIANCE, LLC trimmed | 5,158 | $203K | 0.2% | 2026-Q1 |
| AE Wealth Management LLC trimmed | 3,335 | $131K | 0.1% | 2026-Q1 |
| Aptus Capital Advisors, LLC | 1,800 | $71K | 0.1% | 2026-Q1 |
| NewCorp Financial Services, Inc. new | 57,531 | $2M | 1.9% | 2025-Q4 stale |
| Pallas Capital Advisors LLC trimmed | 24,747 | $857K | 0.7% | 2025-Q1 stale |
| NOVUS ADVISORS, LLC | 21,005 | $786K | 0.7% | 2025-Q2 stale |
| FOUNDERS FINANCIAL SECURITIES LLC new | 19,169 | $753K | 0.6% | 2025-Q3 stale |
| Heritage Wealth Partners, LLC trimmed | 20,375 | $705K | 0.6% | 2025-Q1 stale |
| ACT Advisors, LLC. | 15,169 | $568K | 0.5% | 2025-Q2 stale |
| Arkadios Wealth Advisors added | 12,178 | $486K | 0.4% | 2025-Q4 stale |
| PKS Advisory Services, LLC trimmed | 12,717 | $476K | 0.4% | 2025-Q2 stale |
| Hiley Hunt Wealth Management trimmed | 11,131 | $444K | 0.4% | 2025-Q4 stale |
| SageView Advisory Group, LLC | 10,103 | $403K | 0.3% | 2025-Q4 stale |
| Arete Wealth Advisors, LLC trimmed | 9,818 | $392K | 0.3% | 2025-Q4 stale |
| HighTower Advisors, LLC trimmed | 9,590 | $377K | 0.3% | 2025-Q3 stale |
| Atlantic Private Wealth, LLC | 9,775 | $338K | 0.3% | 2025-Q1 stale |
| Summit Financial, LLC trimmed | 8,335 | $333K | 0.3% | 2025-Q4 stale |
| Mach-1 Financial Group, LLC new | 7,926 | $312K | 0.3% | 2025-Q3 stale |
| MATHER GROUP, LLC. | 7,637 | $300K | 0.3% | 2025-Q3 stale |
| AVANTAX ADVISORY SERVICES, INC. trimmed | 7,476 | $280K | 0.2% | 2025-Q2 stale |
| Kellett Wealth Advisors, LLC | 7,787 | $270K | 0.2% | 2025-Q1 stale |
| Chris Bulman Inc added | 6,751 | $270K | 0.2% | 2025-Q4 stale |
| Dana Investment Advisors, Inc. trimmed | 6,579 | $263K | 0.2% | 2025-Q4 stale |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 6,389 | $251K | 0.2% | 2025-Q3 stale |
| Atria Wealth Solutions, Inc. | 6,815 | $236K | 0.2% | 2025-Q1 stale |
| HRT FINANCIAL LP trimmed | 6,323 | $218K | 0.2% | 2025-Q1 stale |
| Worth Financial Advisory Group, LLC trimmed | 5,503 | $216K | 0.2% | 2025-Q3 stale |
| Old Port Advisors | 5,500 | $216K | 0.2% | 2025-Q3 stale |
| MORGAN STANLEY | 5,750 | $215K | 0.2% | 2025-Q2 stale |
| RFG Advisory, LLC trimmed | 5,440 | $204K | 0.2% | 2025-Q2 stale |
| IFP Advisors, Inc | 3,400 | $118K | 0.1% | 2025-Q1 stale |
| JPMORGAN CHASE & CO added | 1,968 | $77K | 0.1% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.