Who owns UAUG
Which tracked institutional funds hold UAUG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See UAUG company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-25). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
8 tracked funds added or opened UAUG while 9 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
UAUG’s largest tracked holder by dollar value, Broussard Financial Group LLC, sizes it at 13.5% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 13.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in UAUG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 86 tracked filers holding UAUG, 17 increased or opened the position and 43 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in UAUG between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 2
- SteelPeak Wealth, LLC$842K
- JANE STREET GROUP, LLC$630K
Full exits 2
- Cambridge Investment Research Advisors, Inc.$1M
- AssuredPartners Investment Advisors, LLC$1M
Largest adds
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M
- OLD MISSION CAPITAL LLC$2M
- Broussard Financial Group LLC$726K
- C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$674K
- MBL Wealth, LLC$368K
- LPL Financial LLC$264K
Largest trims
- Spire Wealth Management$899K
- KFG WEALTH MANAGEMENT, LLC$878K
- Kestra Advisory Services, LLC$448K
- WealthShield Partners, LLC$448K
- Berger Financial Group, Inc$397K
- RAYMOND JAMES FINANCIAL INC$308K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Broussard Financial Group LLC trimmed | 401,796 | $17M | 14.0% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC trimmed | 249,840 | $11M | 8.7% | 2026-Q2 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors added | 153,873 | $6M | 5.4% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 149,147 | $6M | 5.2% | 2026-Q2 |
| OSAIC HOLDINGS, INC. trimmed | 141,651 | $6M | 4.9% | 2026-Q2 |
| MBL Wealth, LLC added | 127,626 | $5M | 4.4% | 2026-Q2 |
| Brookstone Capital Management trimmed | 116,061 | $5M | 4.0% | 2026-Q2 |
| KFG WEALTH MANAGEMENT, LLC trimmed | 98,177 | $4M | 3.4% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 73,269 | $3M | 2.5% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 71,361 | $3M | 2.5% | 2026-Q2 |
| Archer Investment Corp trimmed | 65,908 | $3M | 2.3% | 2026-Q2 |
| FIDUCIARY FINANCIAL GROUP, LLC | 58,579 | $2M | 2.0% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 52,534 | $2M | 1.8% | 2026-Q2 |
| CENTRAL VALLEY ADVISORS, LLC trimmed | 49,933 | $2M | 1.7% | 2026-Q2 |
| OLD MISSION CAPITAL LLC added | 45,917 | $2M | 1.6% | 2026-Q2 |
| Berger Financial Group, Inc trimmed | 43,839 | $2M | 1.5% | 2026-Q2 |
| LPL Financial LLC added | 35,672 | $2M | 1.2% | 2026-Q2 |
| Clearstead Advisors, LLC trimmed | 35,366 | $1M | 1.2% | 2026-Q2 |
| Spire Wealth Management trimmed | 35,059 | $1M | 1.2% | 2026-Q2 |
| Cetera Investment Advisers trimmed | 33,020 | $1M | 1.1% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 28,368 | $1M | 1.0% | 2026-Q2 |
| Foundations Investment Advisors, LLC trimmed | 24,997 | $1M | 0.9% | 2026-Q2 |
| Strategic Blueprint, LLC trimmed | 24,163 | $1M | 0.8% | 2026-Q2 |
| MILESTONE ASSET MANAGEMENT, LLC trimmed | 22,948 | $966K | 0.8% | 2026-Q2 |
| Retirement Planning Group, LLC | 20,669 | $870K | 0.7% | 2026-Q2 |
| SteelPeak Wealth, LLC new | 19,998 | $842K | 0.7% | 2026-Q2 |
| Impact Partnership Wealth, LLC | 19,523 | $822K | 0.7% | 2026-Q2 |
| CRA Financial Services, LLC | 18,555 | $781K | 0.6% | 2026-Q2 |
| TRUIST FINANCIAL CORP trimmed | 18,379 | $773K | 0.6% | 2026-Q2 |
| WPWealth LLP | 16,150 | $680K | 0.6% | 2026-Q2 |
| Prime Capital Investment Advisors, LLC trimmed | 15,947 | $671K | 0.6% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC trimmed | 15,258 | $642K | 0.5% | 2026-Q2 |
| JANE STREET GROUP, LLC trimmed | 14,967 | $630K | 0.5% | 2026-Q2 |
| Keystone Wealth Services, LLC trimmed | 14,482 | $609K | 0.5% | 2026-Q2 |
| Onyx Bridge Wealth Group LLC trimmed | 13,680 | $576K | 0.5% | 2026-Q2 |
| Vantage Point Financial LLC trimmed | 11,911 | $501K | 0.4% | 2026-Q2 |
| Chicago Partners Investment Group LLC trimmed | 11,272 | $476K | 0.4% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 11,238 | $473K | 0.4% | 2026-Q2 |
| Farther Finance Advisors, LLC trimmed | 10,865 | $457K | 0.4% | 2026-Q2 |
| Lakeridge Wealth Management LLC | 10,726 | $451K | 0.4% | 2026-Q2 |
| WealthShield Partners, LLC trimmed | 10,682 | $450K | 0.4% | 2026-Q2 |
| Lantz Financial LLC trimmed | 10,533 | $443K | 0.4% | 2026-Q2 |
| Simplicity Wealth,LLC | 10,329 | $435K | 0.4% | 2026-Q2 |
| Cornerstone Wealth Group, LLC | 10,094 | $425K | 0.4% | 2026-Q2 |
| Integrity Advisory Solutions, LLC added | 9,938 | $418K | 0.3% | 2026-Q2 |
| Cresset Asset Management, LLC | 9,286 | $391K | 0.3% | 2026-Q2 |
| Advance Capital Management, Inc. trimmed | 9,184 | $387K | 0.3% | 2026-Q2 |
| Creative Planning trimmed | 9,153 | $385K | 0.3% | 2026-Q2 |
| SageView Advisory Group, LLC trimmed | 9,078 | $382K | 0.3% | 2026-Q2 |
| First Commonwealth Financial Corp /PA/ | 8,726 | $367K | 0.3% | 2026-Q2 |
| Advisory Services Network, LLC | 8,520 | $359K | 0.3% | 2026-Q2 |
| Diligent Investors, LLC | 8,500 | $358K | 0.3% | 2026-Q2 |
| Trek Financial, LLC | 8,044 | $339K | 0.3% | 2026-Q2 |
| Accurate Wealth Management, LLC trimmed | 8,013 | $338K | 0.3% | 2026-Q2 |
| Sterling Financial Planning, Inc. added | 7,809 | $329K | 0.3% | 2026-Q2 |
| EVOLUTION WEALTH MANAGEMENT INC. | 7,192 | $303K | 0.3% | 2026-Q2 |
| Bluesphere Advisors LLC | 7,108 | $299K | 0.2% | 2026-Q2 |
| ALTERNA WEALTH MANAGEMENT, INC | 7,021 | $295K | 0.2% | 2026-Q2 |
| 4J Wealth Management LLC | 6,850 | $288K | 0.2% | 2026-Q2 |
| Concurrent Investment Advisors, LLC | 6,772 | $285K | 0.2% | 2026-Q2 |
| TOUNJIAN ADVISORY PARTNERS, LLC new | 6,672 | $281K | 0.2% | 2026-Q2 |
| IMG Wealth Management, Inc. trimmed | 6,551 | $276K | 0.2% | 2026-Q2 |
| Kingsview Wealth Management, LLC | 6,399 | $269K | 0.2% | 2026-Q2 |
| PFG Advisors | 6,030 | $254K | 0.2% | 2026-Q2 |
| Beacon Pointe Advisors, LLC | 6,011 | $253K | 0.2% | 2026-Q2 |
| Gallagher Fiduciary Advisors, LLC | 6,009 | $253K | 0.2% | 2026-Q2 |
| Advus Financial Partners, LLC | 5,940 | $250K | 0.2% | 2026-Q2 |
| Octavia Wealth Advisors, LLC | 5,473 | $230K | 0.2% | 2026-Q2 |
| Buska Wealth Management, LLC trimmed | 5,424 | $228K | 0.2% | 2026-Q2 |
| WEALTH ALLIANCE, LLC | 5,158 | $217K | 0.2% | 2026-Q2 |
| Interchange Capital Partners, LLC new | 5,000 | $210K | 0.2% | 2026-Q2 |
| MGO ONE SEVEN LLC new | 4,945 | $208K | 0.2% | 2026-Q2 |
| FOUNDERS FINANCIAL SECURITIES LLC trimmed | 4,840 | $204K | 0.2% | 2026-Q2 |
| RFG Advisory, LLC trimmed | 4,835 | $203K | 0.2% | 2026-Q2 |
| AE Wealth Management LLC trimmed | 2,984 | $126K | 0.1% | 2026-Q2 |
| Aptus Capital Advisors, LLC | 1,800 | $76K | 0.1% | 2026-Q2 |
| UBS Group AG added | 1,473 | $62K | 0.1% | 2026-Q2 |
| AdvisorNet Financial, Inc | 1,100 | $46K | 0.0% | 2026-Q2 |
| ROYAL BANK OF CANADA | 1,000 | $42K | 0.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN new | 942 | $40K | 0.0% | 2026-Q2 |
| DHJJ Financial Advisors, Ltd. | 815 | $34K | 0.0% | 2026-Q2 |
| Keating Financial Advisory Services, Inc. trimmed | 752 | $32K | 0.0% | 2026-Q2 |
| Orion Capital Management LLC | 455 | $19K | 0.0% | 2026-Q2 |
| CoreCap Advisors, LLC | 246 | $10K | 0.0% | 2026-Q2 |
| Triumph Capital Management | 30 | $1K | 0.0% | 2026-Q2 |
| ASSETMARK, INC | 16 | $673 | 0.0% | 2026-Q2 |
| Cambridge Investment Research Advisors, Inc. trimmed | 34,397 | $1M | 1.1% | 2026-Q1 stale (1 quarter behind) |
| AssuredPartners Investment Advisors, LLC trimmed | 29,180 | $1M | 1.0% | 2026-Q1 stale (1 quarter behind) |
| NewCorp Financial Services, Inc. new | 57,531 | $2M | 1.9% | 2025-Q4 stale (2 quarters behind) |
| Arkadios Wealth Advisors added | 12,178 | $486K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| Hiley Hunt Wealth Management trimmed | 11,131 | $444K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| Arete Wealth Advisors, LLC trimmed | 9,818 | $392K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Summit Financial, LLC trimmed | 8,335 | $333K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| HighTower Advisors, LLC trimmed | 9,590 | $377K | 0.3% | 2025-Q3 stale (3 quarters behind) |
| Mach-1 Financial Group, LLC new | 7,926 | $312K | 0.3% | 2025-Q3 stale (3 quarters behind) |
| MATHER GROUP, LLC. | 7,637 | $300K | 0.2% | 2025-Q3 stale (3 quarters behind) |
| NOVUS ADVISORS, LLC | 21,005 | $786K | 0.6% | 2025-Q2 stale (4 quarters behind) |
| ACT Advisors, LLC. | 15,169 | $568K | 0.5% | 2025-Q2 stale (4 quarters behind) |
| PKS Advisory Services, LLC trimmed | 12,717 | $476K | 0.4% | 2025-Q2 stale (4 quarters behind) |
| AVANTAX ADVISORY SERVICES, INC. trimmed | 7,476 | $280K | 0.2% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.