Who owns TUA (TUA)
Which tracked institutional funds hold TUA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See TUA company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
14 tracked funds added or opened TUA while 25 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
TUA’s largest tracked holder by dollar value, Simplify Asset Management Inc., sizes it at 1.8% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 1.7pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in TUA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 81 tracked filers holding TUA, 43 increased or opened the position and 51 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in TUA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- Simplify Asset Management Inc.$117M
- GenTrust, LLC$61M
- EVOKE WEALTH, LLC$697K
- HRT FINANCIAL LP$687K
Full exits 9
- Southern Farm Bureau Life Insurance$65M
- Private Advisor Group, LLC$19M
- FOURPATH CAPITAL MANAGEMENT, LLC$19M
- Encompass More Asset Management$2M
- Proficio Capital Partners LLC$1M
- Summit Financial, LLC$1M
Largest adds
- HighTower Advisors, LLC$5M
- Financial Enhancement Group LLC$5M
- Ancora Advisors LLC$3M
- Heck Capital Advisors, LLC$3M
- Elevated Capital Advisors, LLC$1M
- GOLDMAN SACHS GROUP INC$563K
Largest trims
- Lloyd Advisory Services, LLC.$14M
- EVERGREEN CAPITAL MANAGEMENT LLC$6M
- Cumberland Partners Ltd$5M
- ALTFEST L J & CO INC$5M
- Hilltop Holdings Inc.$2M
- LPL Financial LLC$2M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Simplify Asset Management Inc. added | 5,528,700 | $117M | 18.4% | 2026-Q1 |
| GenTrust, LLC new | 2,883,134 | $61M | 9.6% | 2026-Q1 |
| Ferguson Shapiro LLC added | 2,326,522 | $49M | 7.7% | 2026-Q1 |
| AE Wealth Management LLC added | 1,917,668 | $40M | 6.4% | 2026-Q1 |
| Mid-American Wealth Advisory Group, Inc. | 1,139,443 | $25M | 3.9% | 2026-Q1 |
| HighTower Advisors, LLC added | 1,181,534 | $25M | 3.9% | 2026-Q1 |
| Ancora Advisors LLC added | 990,249 | $21M | 3.3% | 2026-Q1 |
| LPL Financial LLC trimmed | 765,074 | $16M | 2.5% | 2026-Q1 |
| Insight Wealth Strategies, LLC added | 666,189 | $14M | 2.2% | 2026-Q1 |
| ALTFEST L J & CO INC trimmed | 663,501 | $14M | 2.2% | 2026-Q1 |
| Financial Enhancement Group LLC added | 633,652 | $14M | 2.1% | 2026-Q1 |
| Heck Capital Advisors, LLC added | 428,759 | $9M | 1.4% | 2026-Q1 |
| Park Edge Advisors, LLC trimmed | 380,176 | $8M | 1.3% | 2026-Q1 |
| Broussard Financial Group LLC added | 372,250 | $8M | 1.2% | 2026-Q1 |
| Authentikos Wealth Advisory, LLC added | 249,065 | $5M | 0.8% | 2026-Q1 |
| Aprio Wealth Management, LLC trimmed | 233,128 | $5M | 0.8% | 2026-Q1 |
| Magnolia Private Wealth, LLC added | 298,645 | $5M | 0.7% | 2026-Q1 |
| HOLLENCREST CAPITAL MANAGEMENT trimmed | 201,303 | $4M | 0.7% | 2026-Q1 |
| PRIVATE CLIENT SERVICES, LLC trimmed | 199,112 | $4M | 0.7% | 2026-Q1 |
| Professional Financial Management, Inc. added | 198,092 | $4M | 0.7% | 2026-Q1 |
| Elevated Capital Advisors, LLC added | 165,802 | $3M | 0.6% | 2026-Q1 |
| LifeWealth Investments, LLC added | 163,258 | $3M | 0.5% | 2026-Q1 |
| PRINCIPAL SECURITIES, INC. added | 152,411 | $3M | 0.5% | 2026-Q1 |
| HOWARD BAILEY SECURITIES, LLC trimmed | 148,154 | $3M | 0.5% | 2026-Q1 |
| B.O.S.S. Retirement Advisors, LLC trimmed | 135,491 | $3M | 0.5% | 2026-Q1 |
| Great Lakes Retirement, Inc. trimmed | 123,290 | $3M | 0.4% | 2026-Q1 |
| Gladstone Institutional Advisory LLC trimmed | 112,466 | $2M | 0.4% | 2026-Q1 |
| KESTRA PRIVATE WEALTH SERVICES, LLC added | 82,163 | $2M | 0.3% | 2026-Q1 |
| ROYAL BANK OF CANADA | 79,467 | $2M | 0.3% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 75,737 | $2M | 0.3% | 2026-Q1 |
| Aegis Wealth Management, Inc. trimmed | 70,337 | $1M | 0.2% | 2026-Q1 |
| IHT Wealth Management, LLC added | 67,174 | $1M | 0.2% | 2026-Q1 |
| Integrated Wealth Management trimmed | 58,245 | $1M | 0.2% | 2026-Q1 |
| Hilltop Holdings Inc. trimmed | 57,302 | $1M | 0.2% | 2026-Q1 |
| EVERGREEN CAPITAL MANAGEMENT LLC trimmed | 56,780 | $1M | 0.2% | 2026-Q1 |
| Centennial Advisors, LLC trimmed | 52,168 | $1M | 0.2% | 2026-Q1 |
| Csenge Advisory Group trimmed | 43,480 | $917K | 0.1% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC added | 41,000 | $865K | 0.1% | 2026-Q1 |
| Belpointe Asset Management LLC trimmed | 38,388 | $810K | 0.1% | 2026-Q1 |
| Kingdom Financial Group LLC. trimmed | 38,261 | $807K | 0.1% | 2026-Q1 |
| Lloyd Advisory Services, LLC. trimmed | 38,261 | $807K | 0.1% | 2026-Q1 |
| SMART Wealth LLC added | 33,993 | $717K | 0.1% | 2026-Q1 |
| EVOKE WEALTH, LLC new | 33,045 | $697K | 0.1% | 2026-Q1 |
| HRT FINANCIAL LP added | 32,601 | $687K | 0.1% | 2026-Q1 |
| Straight Path Wealth Management added | 32,447 | $685K | 0.1% | 2026-Q1 |
| Golden Reserve Retirement LLC added | 30,381 | $641K | 0.1% | 2026-Q1 |
| Pekin Hardy Strauss, Inc. added | 29,902 | $631K | 0.1% | 2026-Q1 |
| Equitable Holdings, Inc. added | 26,035 | $570K | 0.1% | 2026-Q1 |
| 4WEALTH ADVISORS, INC. trimmed | 22,471 | $473K | 0.1% | 2026-Q1 |
| Legacy PCG, LLC new | 22,004 | $464K | 0.1% | 2026-Q1 |
| Farther Finance Advisors, LLC trimmed | 20,927 | $441K | 0.1% | 2026-Q1 |
| Anchor Investment Management, LLC | 19,873 | $419K | 0.1% | 2026-Q1 |
| Cumberland Partners Ltd trimmed | 19,168 | $404K | 0.1% | 2026-Q1 |
| EVOLUTION WEALTH MANAGEMENT INC. trimmed | 18,108 | $382K | 0.1% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 16,067 | $339K | 0.1% | 2026-Q1 |
| CWC Advisors, LLC. trimmed | 14,622 | $309K | 0.0% | 2026-Q1 |
| KPP Advisory Services LLC new | 13,636 | $288K | 0.0% | 2026-Q1 |
| FSA Advisors, Inc. added | 13,431 | $283K | 0.0% | 2026-Q1 |
| Welch Group, LLC new | 12,758 | $269K | 0.0% | 2026-Q1 |
| Wellment Financial added | 11,781 | $249K | 0.0% | 2026-Q1 |
| Longview Financial Advisors, Inc. added | 10,271 | $217K | 0.0% | 2026-Q1 |
| Southern Farm Bureau Life Insurance | 2,967,492 | $65M | 10.2% | 2025-Q4 stale |
| Private Advisor Group, LLC added | 873,195 | $19M | 3.0% | 2025-Q4 stale |
| FOURPATH CAPITAL MANAGEMENT, LLC trimmed | 872,303 | $19M | 3.0% | 2025-Q4 stale |
| Fortis Group Advisors, LLC new | 244,229 | $5M | 0.8% | 2025-Q1 stale |
| Whalen Wealth Management Inc. added | 160,129 | $4M | 0.6% | 2025-Q3 stale |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC new | 151,560 | $3M | 0.5% | 2025-Q1 stale |
| CITADEL ADVISORS LLC trimmed | 117,300 | $3M | 0.4% | 2025-Q3 stale |
| Encompass More Asset Management added | 92,398 | $2M | 0.3% | 2025-Q4 stale |
| FLOW TRADERS U.S. LLC new | 89,575 | $2M | 0.3% | 2025-Q1 stale |
| Mutual Advisors, LLC new | 87,134 | $2M | 0.3% | 2025-Q1 stale |
| Proficio Capital Partners LLC trimmed | 61,713 | $1M | 0.2% | 2025-Q4 stale |
| GeoWealth Management, LLC added | 60,371 | $1M | 0.2% | 2025-Q2 stale |
| Summit Financial, LLC trimmed | 53,836 | $1M | 0.2% | 2025-Q4 stale |
| WESPAC Advisors, LLC trimmed | 42,338 | $927K | 0.1% | 2025-Q4 stale |
| Family Management Corp trimmed | 32,727 | $716K | 0.1% | 2025-Q3 stale |
| Ausdal Financial Partners, Inc. trimmed | 31,995 | $700K | 0.1% | 2025-Q3 stale |
| JANE STREET GROUP, LLC trimmed | 31,564 | $690K | 0.1% | 2025-Q3 stale |
| Cambridge Advisors Inc. added | 30,579 | $674K | 0.1% | 2025-Q2 stale |
| Cambridge Investment Research Advisors, Inc. trimmed | 27,401 | $604K | 0.1% | 2025-Q2 stale |
| COMPASS CAPITAL CORP /MA/ /ADV trimmed | 26,531 | $579K | 0.1% | 2025-Q2 stale |
| ENVESTNET ASSET MANAGEMENT INC added | 26,381 | $578K | 0.1% | 2025-Q4 stale |
| Professional Financial Advisors, LLC added | 26,250 | $575K | 0.1% | 2025-Q4 stale |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 24,700 | $544K | 0.1% | 2025-Q2 stale |
| OneDigital Investment Advisors LLC new | 20,070 | $442K | 0.1% | 2025-Q2 stale |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 20,040 | $439K | 0.1% | 2025-Q4 stale |
| Belvedere Trading LLC new | 19,701 | $434K | 0.1% | 2025-Q2 stale |
| MML INVESTORS SERVICES, LLC added | 19,451 | $426K | 0.1% | 2025-Q4 stale |
| OLD MISSION CAPITAL LLC trimmed | 18,734 | $410K | 0.1% | 2025-Q4 stale |
| Wealthcare Advisory Partners LLC added | 18,070 | $398K | 0.1% | 2025-Q2 stale |
| TOUNJIAN ADVISORY PARTNERS, LLC trimmed | 17,192 | $378K | 0.1% | 2025-Q2 stale |
| Lord & Richards Wealth Management, LLC added | 16,920 | $372K | 0.1% | 2025-Q1 stale |
| Magnus Financial Group LLC trimmed | 13,910 | $305K | 0.0% | 2025-Q4 stale |
| FOUNDATIONS INVESTMENT ADVISORS, LLC added | 12,746 | $279K | 0.0% | 2025-Q4 stale |
| Brookstone Capital Management trimmed | 12,634 | $276K | 0.0% | 2025-Q3 stale |
| Trek Financial, LLC trimmed | 11,868 | $260K | 0.0% | 2025-Q4 stale |
| Ethos Financial Group, LLC trimmed | 11,671 | $257K | 0.0% | 2025-Q2 stale |
| BRIGHTON JONES LLC added | 10,452 | $229K | 0.0% | 2025-Q3 stale |
| UBS Group AG added | 9,995 | $220K | 0.0% | 2025-Q2 stale |
| Signal Advisors Wealth, LLC new | 9,808 | $215K | 0.0% | 2025-Q1 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.