Who owns TUA
Which tracked institutional funds hold TUA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See TUA company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-14). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
12 tracked funds added or opened TUA while 25 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
TUA’s largest tracked holder by dollar value, Simplify Asset Management Inc., sizes it at 1.4% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 1.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in TUA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 84 tracked filers holding TUA, 49 increased or opened the position and 40 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in TUA between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 6
- Trek Financial, LLC$25M
- Encompass More Asset Management$9M
- CITADEL ADVISORS LLC$3M
- ENVESTNET ASSET MANAGEMENT INC$2M
- TOUNJIAN ADVISORY PARTNERS, LLC$1M
- IFG Advisory, LLC$704K
Full exits 9
- HighTower Advisors, LLC$25M
- Insight Wealth Strategies, LLC$14M
- KESTRA PRIVATE WEALTH SERVICES, LLC$2M
- Hilltop Holdings Inc.$1M
- Belpointe Asset Management LLC$810K
- EVOKE WEALTH, LLC$697K
Largest adds
- Lloyd Advisory Services, LLC.$13M
- GenTrust, LLC$7M
- Mid-American Wealth Advisory Group, Inc.$6M
- Financial Enhancement Group LLC$4M
- AE Wealth Management LLC$1M
- Golden Reserve Retirement LLC$556K
Largest trims
- Ferguson Shapiro LLC$38M
- Simplify Asset Management Inc.$18M
- LPL Financial LLC$7M
- ALTFEST L J & CO INC$4M
- PRIVATE CLIENT SERVICES, LLC$1M
- Magnolia Private Wealth, LLC$1M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Simplify Asset Management Inc. trimmed | 4,810,740 | $98M | 16.3% | 2026-Q2 |
| GenTrust, LLC added | 3,302,450 | $67M | 11.2% | 2026-Q2 |
| AE Wealth Management LLC added | 2,035,990 | $42M | 6.9% | 2026-Q2 |
| Mid-American Wealth Advisory Group, Inc. added | 1,505,044 | $31M | 5.1% | 2026-Q2 |
| Trek Financial, LLC added | 1,248,306 | $25M | 4.2% | 2026-Q2 |
| Ancora Advisors LLC added | 996,922 | $20M | 3.4% | 2026-Q2 |
| Financial Enhancement Group LLC added | 844,724 | $17M | 2.9% | 2026-Q2 |
| Lloyd Advisory Services, LLC. added | 679,397 | $14M | 2.3% | 2026-Q2 |
| Ferguson Shapiro LLC trimmed | 530,665 | $11M | 1.8% | 2026-Q2 |
| ALTFEST L J & CO INC trimmed | 513,278 | $10M | 1.7% | 2026-Q2 |
| Heck Capital Advisors, LLC added | 447,209 | $9M | 1.5% | 2026-Q2 |
| LPL Financial LLC trimmed | 431,936 | $9M | 1.5% | 2026-Q2 |
| Encompass More Asset Management added | 426,294 | $9M | 1.4% | 2026-Q2 |
| Park Edge Advisors, LLC trimmed | 354,937 | $7M | 1.2% | 2026-Q2 |
| Broussard Financial Group LLC trimmed | 349,430 | $7M | 1.2% | 2026-Q2 |
| Authentikos Wealth Advisory, LLC added | 262,798 | $5M | 0.9% | 2026-Q2 |
| Aprio Wealth Management, LLC trimmed | 210,655 | $4M | 0.7% | 2026-Q2 |
| Professional Financial Management, Inc. added | 206,219 | $4M | 0.7% | 2026-Q2 |
| HOLLENCREST CAPITAL MANAGEMENT | 201,303 | $4M | 0.7% | 2026-Q2 |
| LifeWealth Investments, LLC added | 170,572 | $3M | 0.6% | 2026-Q2 |
| Elevated Capital Advisors, LLC trimmed | 163,300 | $3M | 0.6% | 2026-Q2 |
| Magnolia Private Wealth, LLC trimmed | 242,589 | $3M | 0.5% | 2026-Q2 |
| HOWARD BAILEY SECURITIES, LLC added | 156,987 | $3M | 0.5% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 139,754 | $3M | 0.5% | 2026-Q2 |
| B.O.S.S. Retirement Advisors, LLC added | 139,720 | $3M | 0.5% | 2026-Q2 |
| PRINCIPAL SECURITIES, INC. trimmed | 135,797 | $3M | 0.5% | 2026-Q2 |
| PRIVATE CLIENT SERVICES, LLC trimmed | 132,458 | $3M | 0.4% | 2026-Q2 |
| Great Lakes Retirement, Inc. trimmed | 121,629 | $2M | 0.4% | 2026-Q2 |
| Gladstone Institutional Advisory LLC trimmed | 100,272 | $2M | 0.3% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 88,568 | $2M | 0.3% | 2026-Q2 |
| ROYAL BANK OF CANADA | 79,467 | $2M | 0.3% | 2026-Q2 |
| Aegis Wealth Management, Inc. added | 74,953 | $2M | 0.3% | 2026-Q2 |
| Integrated Wealth Management added | 63,803 | $1M | 0.2% | 2026-Q2 |
| Golden Reserve Retirement LLC added | 58,630 | $1M | 0.2% | 2026-Q2 |
| Centennial Advisors, LLC added | 57,089 | $1M | 0.2% | 2026-Q2 |
| IHT Wealth Management, LLC trimmed | 52,723 | $1M | 0.2% | 2026-Q2 |
| TOUNJIAN ADVISORY PARTNERS, LLC added | 49,358 | $1M | 0.2% | 2026-Q2 |
| EVERGREEN CAPITAL MANAGEMENT LLC trimmed | 44,036 | $899K | 0.1% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC | 41,000 | $837K | 0.1% | 2026-Q2 |
| Kingdom Financial Group LLC. added | 38,296 | $782K | 0.1% | 2026-Q2 |
| IFG Advisory, LLC new | 34,486 | $704K | 0.1% | 2026-Q2 |
| Csenge Advisory Group trimmed | 32,821 | $670K | 0.1% | 2026-Q2 |
| Straight Path Wealth Management trimmed | 31,697 | $647K | 0.1% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 23,034 | $470K | 0.1% | 2026-Q2 |
| Legacy PCG, LLC | 22,004 | $447K | 0.1% | 2026-Q2 |
| 4WEALTH ADVISORS, INC. trimmed | 21,061 | $432K | 0.1% | 2026-Q2 |
| Cumberland Partners Ltd added | 19,232 | $393K | 0.1% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 18,065 | $369K | 0.1% | 2026-Q2 |
| SMART Wealth LLC trimmed | 17,838 | $364K | 0.1% | 2026-Q2 |
| Montgomery Financial Services LLC new | 17,341 | $354K | 0.1% | 2026-Q2 |
| EVOLUTION WEALTH MANAGEMENT INC. trimmed | 16,426 | $336K | 0.1% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC trimmed | 16,320 | $333K | 0.1% | 2026-Q2 |
| CWC Advisors, LLC. added | 14,691 | $300K | 0.0% | 2026-Q2 |
| FSA Advisors, Inc. added | 14,288 | $292K | 0.0% | 2026-Q2 |
| KPP Advisory Services LLC | 13,636 | $279K | 0.0% | 2026-Q2 |
| Welch Group, LLC added | 13,482 | $275K | 0.0% | 2026-Q2 |
| OSAIC HOLDINGS, INC. trimmed | 12,734 | $260K | 0.0% | 2026-Q2 |
| Wellment Financial added | 12,040 | $246K | 0.0% | 2026-Q2 |
| Astoria Portfolio Advisors LLC. new | 11,420 | $233K | 0.0% | 2026-Q2 |
| AQR CAPITAL MANAGEMENT LLC new | 10,670 | $218K | 0.0% | 2026-Q2 |
| BRIGHTON JONES LLC added | 10,669 | $218K | 0.0% | 2026-Q2 |
| GROUP ONE TRADING LLC added | 10,139 | $207K | 0.0% | 2026-Q2 |
| Networth Advisors, LLC added | 10,095 | $206K | 0.0% | 2026-Q2 |
| Harbour Capital Advisors, LLC new | 10,110 | $206K | 0.0% | 2026-Q2 |
| Clarity Financial LLC | 10,030 | $205K | 0.0% | 2026-Q2 |
| SIGNATUREFD, LLC added | 5,314 | $109K | 0.0% | 2026-Q2 |
| Key Capital Management, INC added | 4,242 | $87K | 0.0% | 2026-Q2 |
| SIMPLEX TRADING, LLC trimmed | 3,038 | $62K | 0.0% | 2026-Q2 |
| Decker Retirement Planning Inc. added | 2,355 | $48K | 0.0% | 2026-Q2 |
| Quest 10 Wealth Builders, Inc. trimmed | 2,099 | $43K | 0.0% | 2026-Q2 |
| US BANCORP \DE\ | 900 | $18K | 0.0% | 2026-Q2 |
| PRIVATE TRUST CO NA | 820 | $17K | 0.0% | 2026-Q2 |
| Geneos Wealth Management Inc. added | 790 | $16K | 0.0% | 2026-Q2 |
| NATIONAL BANK OF CANADA /FI/ | 634 | $13K | 0.0% | 2026-Q2 |
| MORGAN STANLEY added | 536 | $11K | 0.0% | 2026-Q2 |
| Mosley Wealth Management added | 394 | $8K | 0.0% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 340 | $7K | 0.0% | 2026-Q2 |
| VIRTUS ADVISERS, LLC added | 304 | $6K | 0.0% | 2026-Q2 |
| FMR LLC added | 270 | $6K | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 234 | $5K | 0.0% | 2026-Q2 |
| COMPASS FINANCIAL MANAGEMENT LLC new | 199 | $4K | 0.0% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC trimmed | 146 | $3K | 0.0% | 2026-Q2 |
| UBS Group AG trimmed | 97 | $2K | 0.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN | 1 | $14 | 0.0% | 2026-Q2 |
| HighTower Advisors, LLC added | 1,181,534 | $25M | 4.1% | 2026-Q1 stale (1 quarter behind) |
| Insight Wealth Strategies, LLC added | 666,189 | $14M | 2.3% | 2026-Q1 stale (1 quarter behind) |
| KESTRA PRIVATE WEALTH SERVICES, LLC added | 82,163 | $2M | 0.3% | 2026-Q1 stale (1 quarter behind) |
| Hilltop Holdings Inc. trimmed | 57,302 | $1M | 0.2% | 2026-Q1 stale (1 quarter behind) |
| Belpointe Asset Management LLC trimmed | 38,388 | $810K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| EVOKE WEALTH, LLC new | 33,045 | $697K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Southern Farm Bureau Life Insurance | 2,967,492 | $65M | 10.8% | 2025-Q4 stale (2 quarters behind) |
| Private Advisor Group, LLC added | 873,195 | $19M | 3.2% | 2025-Q4 stale (2 quarters behind) |
| FOURPATH CAPITAL MANAGEMENT, LLC trimmed | 872,303 | $19M | 3.2% | 2025-Q4 stale (2 quarters behind) |
| Proficio Capital Partners LLC trimmed | 61,713 | $1M | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Summit Financial, LLC trimmed | 53,836 | $1M | 0.2% | 2025-Q4 stale (2 quarters behind) |
| WESPAC Advisors, LLC trimmed | 42,338 | $927K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Whalen Wealth Management Inc. added | 160,129 | $4M | 0.6% | 2025-Q3 stale (3 quarters behind) |
| Family Management Corp trimmed | 32,727 | $716K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| Ausdal Financial Partners, Inc. trimmed | 31,995 | $700K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| GeoWealth Management, LLC added | 60,371 | $1M | 0.2% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.