Who owns TAXX
Which tracked institutional funds hold TAXX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See TAXX company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-21). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on TAXX is one-sided between 2025-Q4 and 2026-Q1: 21 added or opened and 4 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
TAXX’s largest tracked holder by dollar value, EP Wealth Advisors, LLC, sizes it at 0.4% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in TAXX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 55 tracked filers holding TAXX, 42 increased or opened the position and 10 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in TAXX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 9
- ASSETMARK, INC$4M
- ENVESTNET ASSET MANAGEMENT INC$2M
- MML INVESTORS SERVICES, LLC$2M
- Baer Investment Advisory LLC$2M
- CITADEL ADVISORS LLC$949K
- Patriot Financial Group Insurance Agency, LLC$723K
Full exits 2
- Thrivent Financial for Lutherans$5M
- Oasis Advisors, LLC$2M
Largest adds
- EP Wealth Advisors, LLC$9M
- Tanager Wealth Management LLP$2M
- AE Wealth Management LLC$2M
- CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC$1M
- CWM, LLC$972K
- Nemes Rush Group LLC$668K
Largest trims
- Orion Porfolio Solutions, LLC$1M
- Sound Income Strategies, LLC$975K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| EP Wealth Advisors, LLC added | 1,530,325 | $77M | 39.9% | 2026-Q1 |
| CWM, LLC added | 372,745 | $19M | 9.7% | 2026-Q1 |
| Tanager Wealth Management LLP added | 230,239 | $12M | 6.0% | 2026-Q1 |
| One Capital Management, LLC added | 211,094 | $11M | 5.5% | 2026-Q1 |
| Delos Wealth Advisors, LLC added | 133,399 | $7M | 3.5% | 2026-Q1 |
| BCGM Wealth Management, LLC added | 107,931 | $5M | 2.8% | 2026-Q1 |
| INCOME RESEARCH & MANAGEMENT | 100,000 | $5M | 2.6% | 2026-Q1 |
| ASSETMARK, INC new | 79,673 | $4M | 2.1% | 2026-Q1 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC added | 78,788 | $4M | 2.1% | 2026-Q1 |
| Integrated Wealth Concepts LLC added | 55,102 | $3M | 1.4% | 2026-Q1 |
| Balance Wealth, LLC added | 52,451 | $3M | 1.4% | 2026-Q1 |
| AE Wealth Management LLC added | 50,001 | $3M | 1.3% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC new | 48,170 | $2M | 1.3% | 2026-Q1 |
| LAKE STREET PRIVATE WEALTH, LLC added | 43,120 | $2M | 1.1% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC new | 41,921 | $2M | 1.1% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 37,328 | $2M | 1.0% | 2026-Q1 |
| VICTORY FINANCIAL GROUP, LLC added | 31,394 | $2M | 0.8% | 2026-Q1 |
| Baer Investment Advisory LLC new | 31,394 | $2M | 0.8% | 2026-Q1 |
| Nemes Rush Group LLC added | 31,060 | $2M | 0.8% | 2026-Q1 |
| CGN Advisors LLC added | 26,015 | $1M | 0.7% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 21,997 | $1M | 0.6% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 18,775 | $949K | 0.5% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 18,056 | $913K | 0.5% | 2026-Q1 |
| CFS Investment Advisory Services, LLC trimmed | 17,811 | $903K | 0.5% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC | 17,846 | $902K | 0.5% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 17,697 | $895K | 0.5% | 2026-Q1 |
| JDM Financial Group LLC trimmed | 14,350 | $725K | 0.4% | 2026-Q1 |
| Patriot Financial Group Insurance Agency, LLC new | 14,308 | $723K | 0.4% | 2026-Q1 |
| Inspire Advisors, LLC trimmed | 13,865 | $701K | 0.4% | 2026-Q1 |
| Buck Wealth Strategies, LLC added | 12,593 | $637K | 0.3% | 2026-Q1 |
| Orion Porfolio Solutions, LLC trimmed | 12,522 | $633K | 0.3% | 2026-Q1 |
| Gradient Investments LLC added | 12,056 | $609K | 0.3% | 2026-Q1 |
| FLOW TRADERS U.S. LLC added | 10,817 | $547K | 0.3% | 2026-Q1 |
| Plum Street Advisors, LLC new | 10,806 | $546K | 0.3% | 2026-Q1 |
| LAUREL OAK WEALTH MANAGEMENT, LLC new | 9,958 | $503K | 0.3% | 2026-Q1 |
| Bridgewater Advisors Inc. new | 9,826 | $497K | 0.3% | 2026-Q1 |
| Impact Partnership Wealth, LLC new | 8,821 | $446K | 0.2% | 2026-Q1 |
| SmartHarvest Portfolios, LLC | 8,767 | $443K | 0.2% | 2026-Q1 |
| Concurrent Investment Advisors, LLC new | 8,634 | $436K | 0.2% | 2026-Q1 |
| JPMORGAN CHASE & CO added | 8,501 | $429K | 0.2% | 2026-Q1 |
| Farther Finance Advisors, LLC added | 8,316 | $420K | 0.2% | 2026-Q1 |
| Benchmark Financial, LLC new | 7,758 | $392K | 0.2% | 2026-Q1 |
| CATALYST FINANCIAL PARTNERS LLC | 7,176 | $363K | 0.2% | 2026-Q1 |
| Indivisible Partners added | 6,768 | $342K | 0.2% | 2026-Q1 |
| BlackRock, Inc. added | 6,745 | $341K | 0.2% | 2026-Q1 |
| FIDUCIENT ADVISORS LLC added | 6,440 | $326K | 0.2% | 2026-Q1 |
| Guild Investment Management, Inc. | 5,500 | $278K | 0.1% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 4,394 | $222K | 0.1% | 2026-Q1 |
| RICHARDSON FINANCIAL SERVICES INC. new | 1,141 | $58K | 0.0% | 2026-Q1 |
| Capital Investment Advisory Services, LLC new | 660 | $33K | 0.0% | 2026-Q1 |
| Sunrise Financial Services, LLC | 595 | $30K | 0.0% | 2026-Q1 |
| Ameritas Advisory Services, LLC new | 538 | $27K | 0.0% | 2026-Q1 |
| UBS Group AG trimmed | 114 | $6K | 0.0% | 2026-Q1 |
| 1620 INVESTMENT ADVISORS, INC. new | 55 | $3K | 0.0% | 2026-Q1 |
| Sound Income Strategies, LLC trimmed | 1 | $40 | 0.0% | 2026-Q1 |
| Thrivent Financial for Lutherans added | 90,087 | $5M | 2.4% | 2025-Q4 stale |
| Pineridge Advisors LLC new | 48,466 | $2M | 1.3% | 2025-Q3 stale |
| Oasis Advisors, LLC new | 34,769 | $2M | 0.9% | 2025-Q4 stale |
| M Holdings Securities, Inc. added | 13,993 | $714K | 0.4% | 2025-Q2 stale |
| Orion Portfolio Solutions, LLC added | 10,918 | $552K | 0.3% | 2025-Q1 stale |
| Blume Capital Management, Inc. trimmed | 6,750 | $345K | 0.2% | 2025-Q2 stale |
| FULLCIRCLE WEALTH LLC trimmed | 6,102 | $310K | 0.2% | 2025-Q3 stale |
| Guardian Financial Partners, LLC trimmed | 5,289 | $268K | 0.1% | 2025-Q4 stale |
| WELLS FARGO & COMPANY/MN new | 34 | $2K | 0.0% | 2025-Q2 stale |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.