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Institutional Ownership · SEC Form 13F

Who owns SWAN


Which tracked institutional funds hold SWAN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SWAN company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

36
Institutional holders
10M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on SWAN is one-sided between 2025-Q4 and 2026-Q1: 1 added or opened and 6 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SWAN’s largest tracked holder by dollar value, Tredje AP-fonden, sizes it at 1.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SWAN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 36 tracked filers holding SWAN, 20 increased or opened the position and 11 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SWAN between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • OLD MISSION CAPITAL LLC$710K

Full exits 1

  • NewEdge Advisors, LLC$6M

Largest trims

  • Tredje AP-fonden$9M
  • Cerity Partners LLC$1M
  • LaSalle St. Investment Advisors, LLC$1M
  • Cetera Investment Advisers$399K
  • Summit Financial, LLC$281K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Tredje AP-fonden6,525,000$203M63.6%2026-Q1
Cerity Partners LLC added2,172,820$67M21.2%2026-Q1
LaSalle St. Investment Advisors, LLC trimmed473,747$15M4.6%2026-Q1
LifePlan Financial, LLC added147,155$5M1.4%2026-Q1
McAdam, LLC added135,161$4M1.3%2026-Q1
Summit Financial, LLC trimmed66,771$2M0.7%2026-Q1
Cetera Investment Advisers trimmed66,355$2M0.6%2026-Q1
LPL Financial LLC added43,025$1M0.4%2026-Q1
Ausdal Financial Partners, Inc. trimmed38,018$1M0.4%2026-Q1
First PREMIER Bank trimmed36,543$1M0.4%2026-Q1
Global View Capital Management LLC added35,019$1M0.3%2026-Q1
RDA Financial Network added31,263$971K0.3%2026-Q1
AMERIPRISE FINANCIAL INC added27,635$858K0.3%2026-Q1
OLD MISSION CAPITAL LLC trimmed22,845$710K0.2%2026-Q1
Hyundai Investments Co., Ltd. added20,773$633K0.2%2026-Q1
M Holdings Securities, Inc.18,620$580K0.2%2026-Q1
ROYAL BANK OF CANADA added14,933$464K0.1%2026-Q1
MONEY CONCEPTS CAPITAL CORP11,173$347K0.1%2026-Q1
StoneX Group Inc. added9,942$309K0.1%2026-Q1
OPPENHEIMER & CO INC added9,561$297K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed8,957$278K0.1%2026-Q1
JANE STREET GROUP, LLC trimmed7,056$219K0.1%2026-Q1
Jaffetilchin Investment Partners, LLC added6,635$206K0.1%2026-Q1
OSAIC HOLDINGS, INC. added6,183$192K0.1%2026-Q1
Aptus Capital Advisors, LLC5,734$178K0.1%2026-Q1
ANGELES WEALTH MANAGEMENT, LLC3,344$104K0.0%2026-Q1
Farther Finance Advisors, LLC trimmed1,400$44K0.0%2026-Q1
NATIONAL BANK OF CANADA /FI/730$23K0.0%2026-Q1
Blue Trust, Inc.668$21K0.0%2026-Q1
CWM, LLC added520$16K0.0%2026-Q1
MORGAN STANLEY added296$9K0.0%2026-Q1
HARBOUR INVESTMENTS, INC. added275$9K0.0%2026-Q1
AE Wealth Management LLC66$2K0.0%2026-Q1
Federation des caisses Desjardins du Quebec new50$2K0.0%2026-Q1
IFP Advisors, Inc10$3110.0%2026-Q1
WELLS FARGO & COMPANY/MN1$330.0%2026-Q1
NewEdge Advisors, LLC added195,582$6M2.0%2025-Q4 stale
Freedom Investment Management, Inc. trimmed63,604$2M0.6%2025-Q2 stale
AlTi Global, Inc. added16,070$461K0.1%2025-Q1 stale
HighTower Advisors, LLC7,657$220K0.1%2025-Q1 stale
Meridian Wealth Management, LLC6,546$213K0.1%2025-Q4 stale
XY Planning Network, Inc. new6,400$208K0.1%2025-Q4 stale
UBS Group AG added4,891$150K0.0%2025-Q2 stale
Capital Investment Advisory Services, LLC1,355$44K0.0%2025-Q4 stale
Global Retirement Partners, LLC added1,313$43K0.0%2025-Q4 stale
CITADEL ADVISORS LLC trimmed1,460$42K0.0%2025-Q1 stale
Ameritas Advisory Services, LLC trimmed1,197$37K0.0%2025-Q2 stale
RAYMOND JAMES FINANCIAL INC trimmed300$9K0.0%2025-Q2 stale
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO new46$1K0.0%2025-Q1 stale
VALLEY NATIONAL ADVISERS INC new36$1K0.0%2025-Q3 stale
Allworth Financial LP0$40.0%2025-Q3 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership