Skip to main content Skip to main content
Institutional Ownership · SEC Form 13F

Who owns SVOL (SVOL)


Which tracked institutional funds hold SVOL, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SVOL company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

77
Institutional holders
3,696,050
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on SVOL is one-sided between 2025-Q4 and 2026-Q1: 2 added or opened and 17 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SVOL’s largest tracked holder by dollar value, AE Wealth Management LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.0pp gap the other way — the median holder sizes SVOL more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SVOL divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 77 tracked filers holding SVOL, 39 increased or opened the position and 41 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SVOL between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 2

  • Cavalier Investments, LLC$4M
  • JANE STREET GROUP, LLC$669K

Full exits 4

  • IEQ CAPITAL, LLC$1M
  • GREENBERG FINANCIAL GROUP$985K
  • Andina Capital Management, LLC$802K
  • BANK OF MONTREAL /CAN/$566K

Largest trims

  • POM Investment Strategies, LLC$3M
  • AE Wealth Management LLC$3M
  • Elevated Capital Advisors, LLC$3M
  • Owen LaRue, LLC$2M
  • Beacon Capital Management, LLC$908K
  • COMMONWEALTH EQUITY SERVICES, LLC$901K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
AE Wealth Management LLC trimmed699,923$11M10.5%2026-Q1
Elevated Capital Advisors, LLC trimmed304,641$5M4.6%2026-Q1
Cavalier Investments, LLC new260,455$4M3.9%2026-Q1
Owen LaRue, LLC trimmed232,818$4M3.5%2026-Q1
Visionary Wealth Advisors trimmed177,664$3M2.7%2026-Q1
Key Capital Management, INC added170,500$3M2.6%2026-Q1
One Capital Management, LLC added129,710$2M1.9%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed123,047$2M1.8%2026-Q1
HOWARD BAILEY SECURITIES, LLC added121,647$2M1.8%2026-Q1
B.O.S.S. Retirement Advisors, LLC added100,242$2M1.5%2026-Q1
Legacy Wealth Managment, LLC/ID trimmed99,905$2M1.5%2026-Q1
Park Edge Advisors, LLC added97,673$1M1.5%2026-Q1
FSA Advisors, Inc. trimmed86,050$1M1.3%2026-Q1
CAPTRUST FINANCIAL ADVISORS added81,532$1M1.2%2026-Q1
Beacon Capital Management, LLC trimmed70,742$1M1.1%2026-Q1
Authentikos Wealth Advisory, LLC trimmed60,400$927K0.9%2026-Q1
Tactive Advisors, LLC trimmed57,857$888K0.9%2026-Q1
Blackston Financial Advisory Group, LLC added52,947$812K0.8%2026-Q1
Claris Financial LLC added52,626$807K0.8%2026-Q1
Cambridge Advisors Inc. added49,492$759K0.7%2026-Q1
JANE STREET GROUP, LLC trimmed43,642$669K0.7%2026-Q1
Sigma Planning Corp added38,875$596K0.6%2026-Q1
Networth Advisors, LLC added36,115$554K0.5%2026-Q1
Discipline Wealth Solutions, LLC trimmed35,025$537K0.5%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added33,132$508K0.5%2026-Q1
LPL Financial LLC trimmed33,100$508K0.5%2026-Q1
MML INVESTORS SERVICES, LLC added32,507$499K0.5%2026-Q1
Avidian Wealth Enterprises, LLC31,065$477K0.5%2026-Q1
MATHER GROUP, LLC. new30,042$461K0.5%2026-Q1
Maridea Wealth Management LLC new25,587$393K0.4%2026-Q1
Stirlingshire Investments, Inc. trimmed22,177$340K0.3%2026-Q1
Summit Financial, LLC trimmed21,676$333K0.3%2026-Q1
IMC-Chicago, LLC trimmed21,195$325K0.3%2026-Q1
Wealthcare Advisory Partners LLC added18,511$284K0.3%2026-Q1
RFG Advisory, LLC18,223$280K0.3%2026-Q1
Koshinski Asset Management, Inc. added14,328$220K0.2%2026-Q1
Fiduciary Alliance LLC trimmed13,577$217K0.2%2026-Q1
SIMPLEX TRADING, LLC added12,774$196K0.2%2026-Q1
Mosley Wealth Management trimmed10,325$186K0.2%2026-Q1
Advisor OS, LLC added12,046$185K0.2%2026-Q1
Decker Retirement Planning Inc. trimmed11,565$177K0.2%2026-Q1
Ignite Planners, LLC added11,291$173K0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed11,013$169K0.2%2026-Q1
Gaddis Premier Wealth Advisors LLC new10,500$161K0.2%2026-Q1
J HAGAN CAPITAL, INC. trimmed10,395$159K0.2%2026-Q1
Arkadios Wealth Advisors trimmed10,175$156K0.2%2026-Q1
Arax Advisory Partners added10,158$156K0.2%2026-Q1
OLD MISSION CAPITAL LLC trimmed10,150$156K0.2%2026-Q1
Allworth Financial LP10,000$153K0.2%2026-Q1
Aptus Capital Advisors, LLC trimmed8,112$124K0.1%2026-Q1
Belvedere Trading LLC added7,703$118K0.1%2026-Q1
PEAK FINANCIAL ADVISORS LLC added502,384$9M8.9%2025-Q1 stale
Parkside Investments, LLC trimmed380,171$7M6.8%2025-Q2 stale
Legacy Investment Solutions, LLC trimmed163,193$3M2.9%2025-Q2 stale
Cumberland Partners Ltd trimmed126,665$2M2.2%2025-Q1 stale
Diversify Advisory Services, LLC added109,305$2M1.8%2025-Q1 stale
Arete Wealth Advisors, LLC added98,206$2M1.7%2025-Q1 stale
ARQ WEALTH ADVISORS, LLC91,096$2M1.6%2025-Q2 stale
PRINCIPAL SECURITIES, INC.71,342$1M1.5%2025-Q1 stale
IEQ CAPITAL, LLC added73,342$1M1.3%2025-Q4 stale
TD Waterhouse Canada Inc. added84,900$1M1.1%2025-Q2 stale
GREENBERG FINANCIAL GROUP added56,080$985K1.0%2025-Q4 stale
Prosperity Wealth Management, Inc. added46,554$846K0.8%2025-Q1 stale
Andina Capital Management, LLC trimmed45,676$802K0.8%2025-Q4 stale
GROUP ONE TRADING LLC added41,730$767K0.8%2025-Q2 stale
Clarity Capital Partners LLC added38,681$711K0.7%2025-Q2 stale
NAPA WEALTH MANAGEMENT added39,025$702K0.7%2025-Q3 stale
GWN SECURITIES INC. new34,860$679K0.7%2025-Q1 stale
DRIVE WEALTH MANAGEMENT, LLC trimmed32,642$588K0.6%2025-Q3 stale
Ausdal Financial Partners, Inc. trimmed32,579$586K0.6%2025-Q3 stale
BANK OF MONTREAL /CAN/ added32,215$566K0.6%2025-Q4 stale
Mutual Advisors, LLC new29,950$492K0.5%2025-Q1 stale
Park Square Financial Group, LLC added24,107$443K0.4%2025-Q2 stale
CAP Partners, LLC added22,213$408K0.4%2025-Q2 stale
JT Stratford LLC added21,711$399K0.4%2025-Q2 stale
Aspen Wealth Strategies, LLC trimmed20,606$379K0.4%2025-Q2 stale
Guild Investment Management, Inc. new19,187$337K0.3%2025-Q4 stale
Atria Wealth Solutions, Inc. added17,230$317K0.3%2025-Q2 stale
CPA Asset Management LLC trimmed17,304$315K0.3%2025-Q1 stale
Creative Planning added17,276$311K0.3%2025-Q3 stale
Orion Portfolio Solutions, LLC trimmed16,257$296K0.3%2025-Q1 stale
Collaborative Wealth Managment Inc. trimmed16,567$291K0.3%2025-Q4 stale
Janney Montgomery Scott LLC trimmed16,075$289K0.3%2025-Q3 stale
Transce3nd, LLC added15,689$289K0.3%2025-Q2 stale
COMPASS CAPITAL CORP /MA/ /ADV added16,424$285K0.3%2025-Q4 stale
Smith Anglin Financial, LLC trimmed15,238$280K0.3%2025-Q2 stale
Fiscal Wisdom Wealth Management, LLC new15,715$276K0.3%2025-Q4 stale
Straight Path Wealth Management15,100$272K0.3%2025-Q3 stale
HighTower Advisors, LLC trimmed14,775$266K0.3%2025-Q3 stale
Soltis Investment Advisors LLC trimmed14,715$258K0.3%2025-Q4 stale
Guerra Advisors Inc trimmed14,130$254K0.2%2025-Q3 stale
Lloyd Advisory Services, LLC. new14,112$248K0.2%2025-Q4 stale
Orion Porfolio Solutions, LLC trimmed13,100$241K0.2%2025-Q2 stale
CITADEL ADVISORS LLC trimmed12,948$238K0.2%2025-Q2 stale
Clay Northam Wealth Management, LLC new13,050$237K0.2%2025-Q1 stale
HRT FINANCIAL LP trimmed12,745$234K0.2%2025-Q2 stale
VISTA INVESTMENT MANAGEMENT added12,611$232K0.2%2025-Q2 stale
TOUNJIAN ADVISORY PARTNERS, LLC trimmed10,900$198K0.2%2025-Q2 stale
Focus Partners Advisor Solutions, LLC new10,734$195K0.2%2025-Q1 stale
Sheaff Brock Investment Advisors, LLC10,000$182K0.2%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership