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Institutional Ownership · SEC Form 13F

Who owns SPYX (SPYX)


Which tracked institutional funds hold SPYX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SPYX company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

249
Institutional holders
19,502,276
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on SPYX is one-sided between 2025-Q4 and 2026-Q1: 12 added or opened and 42 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SPYX’s largest tracked holder by dollar value, Windmill Hill Asset Management Ltd, sizes it at 66.7% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 66.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SPYX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 249 tracked filers holding SPYX, 103 increased or opened the position and 87 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SPYX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 4

  • ELEVATION POINT WEALTH PARTNERS, LLC$3M
  • IMC-Chicago, LLC$2M
  • CITADEL ADVISORS LLC$1M
  • Constant Guidance Financial LLC$681K

Full exits 5

  • Rathbones Group PLC$19M
  • AXXCESS WEALTH MANAGEMENT, LLC$3M
  • NerdWallet Wealth Partners, LLC$3M
  • Tidal Investments LLC$2M
  • TRUST CO OF VERMONT$632K

Largest adds

  • ROYAL BANK OF CANADA$2M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$795K
  • SEEDS INVESTOR LLC$556K
  • Mariner, LLC$392K
  • STIFEL FINANCIAL CORP$357K
  • Operose Advisors LLC$294K

Largest trims

  • Windmill Hill Asset Management Ltd$143M
  • Choate Investment Advisors$8M
  • Betterment LLC$4M
  • Bank of New York Mellon Corp$4M
  • XPONANCE LLC$2M
  • PNC FINANCIAL SERVICES GROUP, INC.$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Windmill Hill Asset Management Ltd trimmed4,032,340$214M20.3%2026-Q1
Choate Investment Advisors trimmed2,377,793$126M11.9%2026-Q1
Betterment LLC added1,971,282$105M9.9%2026-Q1
Bank of New York Mellon Corp trimmed1,296,886$69M6.5%2026-Q1
BANK OF AMERICA CORP /DE/ added1,011,233$54M5.1%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. trimmed512,610$27M2.6%2026-Q1
LPL Financial LLC added485,750$26M2.4%2026-Q1
Gemmer Asset Management LLC added453,587$24M2.3%2026-Q1
MORGAN STANLEY added436,290$23M2.2%2026-Q1
SPINNAKER TRUST added432,061$23M2.2%2026-Q1
Beacon Pointe Advisors, LLC added398,330$21M2.0%2026-Q1
PARTNERS CAPITAL INVESTMENT GROUP, LLP added357,185$19M1.8%2026-Q1
Allianz SE298,008$16M1.5%2026-Q1
ROYAL BANK OF CANADA added266,749$14M1.3%2026-Q1
Pathstone Holdings, LLC266,117$14M1.3%2026-Q1
Mariner, LLC added252,208$13M1.3%2026-Q1
AMERIPRISE FINANCIAL INC added238,040$13M1.2%2026-Q1
GOULD ASSET MANAGEMENT LLC /CA/ added182,436$10M0.9%2026-Q1
RETIREMENT INCOME SOLUTIONS, INC trimmed169,450$9M0.9%2026-Q1
Rockefeller Capital Management L.P. trimmed160,386$9M0.8%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed156,283$8M0.8%2026-Q1
Cerity Partners LLC added154,946$8M0.8%2026-Q1
SEEDS INVESTOR LLC added142,394$8M0.8%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed140,029$7M0.7%2026-Q1
SEI INVESTMENTS CO added123,132$7M0.6%2026-Q1
UBS Group AG trimmed107,244$6M0.5%2026-Q1
FOSTER DYKEMA CABOT & PARTNERS, LLC100,831$5M0.5%2026-Q1
HARBOUR INVESTMENTS, INC. added85,871$5M0.4%2026-Q1
CRUX WEALTH ADVISORS trimmed85,514$5M0.4%2026-Q1
TIFF ADVISORY SERVICES, LLC trimmed84,413$4M0.4%2026-Q1
WELLS FARGO & COMPANY/MN added77,048$4M0.4%2026-Q1
XPONANCE LLC trimmed74,154$4M0.4%2026-Q1
FLPUTNAM INVESTMENT MANAGEMENT CO trimmed70,599$4M0.4%2026-Q1
Stonehearth Capital Management, LLC trimmed68,884$4M0.3%2026-Q1
BROWN BROTHERS HARRIMAN & CO65,877$3M0.3%2026-Q1
Milestone Investment Advisors LLC added61,469$3M0.3%2026-Q1
ELEVATION POINT WEALTH PARTNERS, LLC new49,590$3M0.2%2026-Q1
HighTower Advisors, LLC added49,206$3M0.2%2026-Q1
Modera Wealth Management, LLC trimmed46,400$2M0.2%2026-Q1
OSAIC HOLDINGS, INC. trimmed45,440$2M0.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added45,111$2M0.2%2026-Q1
AGF MANAGEMENT LTD trimmed43,825$2M0.2%2026-Q1
Creative Planning trimmed41,222$2M0.2%2026-Q1
Investment Research & Advisory Group, Inc. added3,224$2M0.2%2026-Q1
Oxler Private Wealth LLC added36,247$2M0.2%2026-Q1
PFG Advisors added35,189$2M0.2%2026-Q1
FMR LLC added34,693$2M0.2%2026-Q1
MASECO LLP34,150$2M0.2%2026-Q1
IMC-Chicago, LLC added33,023$2M0.2%2026-Q1
GOLDMAN SACHS GROUP INC added32,953$2M0.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed32,941$2M0.2%2026-Q1
Boyd Wealth Management, LLC trimmed32,717$2M0.2%2026-Q1
MARINO, STRAM & ASSOCIATES LLC trimmed32,575$2M0.2%2026-Q1
Fortis Capital Management LLC added31,734$2M0.2%2026-Q1
OneDigital Investment Advisors LLC added31,313$2M0.2%2026-Q1
UNITED CAPITAL FINANCIAL ADVISORS, LLC added30,927$2M0.2%2026-Q1
CITIZENS FINANCIAL GROUP INC/RI30,200$2M0.2%2026-Q1
AQR CAPITAL MANAGEMENT LLC28,572$2M0.1%2026-Q1
Operose Advisors LLC added28,379$2M0.1%2026-Q1
Clear Harbor Asset Management, LLC27,825$1M0.1%2026-Q1
JPMORGAN CHASE & CO added28,022$1M0.1%2026-Q1
Wealthfront Advisers LLC added26,570$1M0.1%2026-Q1
CITADEL ADVISORS LLC added26,348$1M0.1%2026-Q1
Hanson & Doremus Investment Management25,461$1M0.1%2026-Q1
Alesco Advisors, LLC, An ESL Co trimmed24,810$1M0.1%2026-Q1
PFG Investments, LLC trimmed24,517$1M0.1%2026-Q1
CAPITAL CITY TRUST CO/FL24,183$1M0.1%2026-Q1
JONES FINANCIAL COMPANIES LLLP added24,199$1M0.1%2026-Q1
Kestra Advisory Services, LLC added22,484$1M0.1%2026-Q1
MML INVESTORS SERVICES, LLC trimmed22,369$1M0.1%2026-Q1
BRADLEY FOSTER & SARGENT INC/CT trimmed21,492$1M0.1%2026-Q1
Essex Financial Services, Inc. trimmed21,475$1M0.1%2026-Q1
SENTINEL TRUST CO LBA21,265$1M0.1%2026-Q1
WESCAP Management Group, Inc. trimmed21,222$1M0.1%2026-Q1
Western Wealth Management, LLC added21,132$1M0.1%2026-Q1
eCIO, Inc. added20,795$1M0.1%2026-Q1
STIFEL FINANCIAL CORP added20,450$1M0.1%2026-Q1
Avior Wealth Management, LLC trimmed20,283$1M0.1%2026-Q1
Bridgewater Advisors Inc. trimmed17,599$1M0.1%2026-Q1
Bragg Financial Advisors, Inc added20,159$1M0.1%2026-Q1
Affinity Capital Advisors, LLC trimmed19,713$1M0.1%2026-Q1
Bell Investment Advisors, Inc trimmed19,530$1M0.1%2026-Q1
Cetera Investment Advisers trimmed19,156$1M0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed18,750$994K0.1%2026-Q1
HighPoint Advisor Group LLC18,513$982K0.1%2026-Q1
Cresset Asset Management, LLC18,481$980K0.1%2026-Q1
Johnson Financial Group, LLC18,311$971K0.1%2026-Q1
RED REEF ADVISORS LLC added18,068$958K0.1%2026-Q1
AlTi Global, Inc. trimmed17,992$954K0.1%2026-Q1
Focus Financial Network, Inc. added16,999$901K0.1%2026-Q1
Sensible Financial Planning & Management, LLC. added395,140$22M2.1%2025-Q3 stale
Rathbones Group PLC336,612$19M1.8%2025-Q4 stale
Forefront Analytics, LLC added203,859$9M0.9%2025-Q1 stale
AXXCESS WEALTH MANAGEMENT, LLC added50,913$3M0.3%2025-Q4 stale
NerdWallet Wealth Partners, LLC trimmed4,099$3M0.3%2025-Q4 stale
Northern Financial Advisors Inc added34,489$2M0.2%2025-Q3 stale
Tidal Investments LLC trimmed27,802$2M0.1%2025-Q4 stale
Arax Advisory Partners new26,762$1M0.1%2025-Q2 stale
FIRST NATIONAL CORP /MA/ /ADV trimmed22,782$1M0.1%2025-Q3 stale
Atria Wealth Solutions, Inc. added20,549$940K0.1%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership