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Institutional Ownership · SEC Form 13F

Who owns SPYI (SPYI)


Which tracked institutional funds hold SPYI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SPYI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

390
Institutional holders
26,376,515
Shares held (tracked funds)

How the tape is positioned

113 tracked funds added or opened SPYI while 52 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SPYI’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.2% of theirs — a 0.2pp gap the other way — the median holder sizes SPYI more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SPYI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 390 tracked filers holding SPYI, 288 increased or opened the position and 99 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SPYI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 28

  • Centurion Wealth Management LLC$10M
  • Sentinel Advisory Group, LLC$7M
  • SteelPeak Wealth, LLC$6M
  • CHOREO, LLC$6M
  • Northeast Financial Group, Inc.$6M
  • Integrity Wealth Partners, LLC$6M

Full exits 15

  • Foguth Wealth Management, LLC.$6M
  • RENAISSANCE TECHNOLOGIES LLC$5M
  • Legacy Capital Wealth Partners, LLC$4M
  • Capital Advisory Group Advisory Services, LLC$4M
  • Fortis Group Advisors, LLC$4M
  • IFG Advisory, LLC$3M

Largest adds

  • LPL Financial LLC$47M
  • TWO SIGMA INVESTMENTS, LP$15M
  • Farther Finance Advisors, LLC$12M
  • Steward Partners Investment Advisory, LLC$10M
  • HUB Investment Partners, LLC$7M
  • LEE JOHNSON CAPITAL MANAGEMENT, LLC$7M

Largest trims

  • Gradient Investments LLC$43M
  • MML INVESTORS SERVICES, LLC$9M
  • UBS Group AG$9M
  • COMMONWEALTH EQUITY SERVICES, LLC$8M
  • Mattson Financial Services, LLC$5M
  • Brown Financial Advisors$4M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added4,301,671$212M18.8%2026-Q1
ROYAL BANK OF CANADA added1,061,491$52M4.6%2026-Q1
Gradient Investments LLC trimmed1,036,407$51M4.5%2026-Q1
UBS Group AG trimmed936,428$46M4.1%2026-Q1
STIFEL FINANCIAL CORP added688,839$34M3.0%2026-Q1
Private Advisor Group, LLC added600,133$30M2.6%2026-Q1
Cetera Investment Advisers added536,814$27M2.4%2026-Q1
MADDEN SECURITIES Corp added536,366$26M2.3%2026-Q1
Howard Capital Management Inc. added525,470$26M2.3%2026-Q1
MML INVESTORS SERVICES, LLC trimmed497,249$25M2.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added460,074$23M2.0%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added435,538$22M1.9%2026-Q1
Second Half Financial Partners, LLC404,802$20M1.8%2026-Q1
Merit Financial Group, LLC trimmed381,394$19M1.7%2026-Q1
Cascade Wealth Advisors, Inc added340,419$18M1.6%2026-Q1
TWO SIGMA INVESTMENTS, LP added344,100$17M1.5%2026-Q1
Aventura Private Wealth, LLC added278,178$14M1.2%2026-Q1
URS Advisory LLC added268,418$13M1.2%2026-Q1
Farther Finance Advisors, LLC added261,973$13M1.2%2026-Q1
Summit Financial, LLC added233,512$12M1.0%2026-Q1
Capital Investment Advisory Services, LLC added229,643$11M1.0%2026-Q1
Kestra Advisory Services, LLC added223,414$11M1.0%2026-Q1
Stratos Wealth Partners, LTD. added217,668$11M1.0%2026-Q1
Centurion Wealth Management LLC new210,514$10M0.9%2026-Q1
Steward Partners Investment Advisory, LLC added203,426$10M0.9%2026-Q1
Ausdal Financial Partners, Inc. added203,127$10M0.9%2026-Q1
Indivisible Partners added184,628$9M0.8%2026-Q1
LEE JOHNSON CAPITAL MANAGEMENT, LLC added178,254$9M0.8%2026-Q1
Marshall & Sterling Wealth Advisors Inc. added172,485$9M0.8%2026-Q1
MGO ONE SEVEN LLC added168,328$8M0.7%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC trimmed162,833$8M0.7%2026-Q1
Steele Capital Management, Inc. added161,913$8M0.7%2026-Q1
HUB Investment Partners, LLC added161,834$8M0.7%2026-Q1
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added158,074$8M0.7%2026-Q1
Sentinel Advisory Group, LLC new151,804$7M0.7%2026-Q1
Teamwork Financial Advisors, LLC trimmed148,370$7M0.6%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed146,017$7M0.6%2026-Q1
Apollon Wealth Management, LLC added145,291$7M0.6%2026-Q1
Chung Wu Investment Group, LLC added142,890$7M0.6%2026-Q1
Orion Porfolio Solutions, LLC trimmed137,189$7M0.6%2026-Q1
SageGuard Financial Group, LLC trimmed131,192$6M0.6%2026-Q1
RiverTree Advisors, LLC added127,718$6M0.6%2026-Q1
SteelPeak Wealth, LLC new127,593$6M0.6%2026-Q1
CHOREO, LLC new121,640$6M0.5%2026-Q1
Northeast Financial Group, Inc. new118,594$6M0.5%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added116,510$6M0.5%2026-Q1
Palacios Wealth Management, LLC added109,093$6M0.5%2026-Q1
Integrity Wealth Partners, LLC new113,495$6M0.5%2026-Q1
Baird Financial Group, Inc. added110,836$5M0.5%2026-Q1
Delta Investment Management, LLC added109,998$5M0.5%2026-Q1
Independence Wealth Advisors, LLC added106,485$5M0.5%2026-Q1
Waverly Advisors, LLC added105,494$5M0.5%2026-Q1
Belpointe Asset Management LLC added103,262$5M0.5%2026-Q1
Prota Financial, LLC new102,584$5M0.4%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added97,642$5M0.4%2026-Q1
HBW ADVISORY SERVICES LLC added96,087$5M0.4%2026-Q1
Kingsview Wealth Management, LLC added95,127$5M0.4%2026-Q1
StoneCrest Wealth Management, Inc. added92,949$5M0.4%2026-Q1
J.W. COLE ADVISORS, INC. added91,134$4M0.4%2026-Q1
Centennial Bank/AR/ added89,470$4M0.4%2026-Q1
PFG Advisors added88,722$4M0.4%2026-Q1
Sound Income Strategies, LLC added87,262$4M0.4%2026-Q1
RFG Advisory, LLC added82,994$4M0.4%2026-Q1
Massar Capital Management, LP new82,483$4M0.4%2026-Q1
High Net Worth Advisory Group LLC added81,532$4M0.4%2026-Q1
GREAT VALLEY ADVISOR GROUP, INC. added80,894$4M0.4%2026-Q1
NFSG Corp added79,695$4M0.3%2026-Q1
Perennial Investment Advisors, LLC added78,168$4M0.3%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added75,145$4M0.3%2026-Q1
SG Americas Securities, LLC new75,000$4M0.3%2026-Q1
Garden State Investment Advisory Services LLC added74,750$4M0.3%2026-Q1
Investment Partners Asset Management, Inc. added72,416$4M0.3%2026-Q1
FSA Advisors, Inc. added70,589$3M0.3%2026-Q1
AE Wealth Management LLC added69,333$3M0.3%2026-Q1
Astoria Portfolio Advisors LLC. added65,414$3M0.3%2026-Q1
Sowell Financial Services LLC added66,837$3M0.3%2026-Q1
Mutual Advisors, LLC trimmed66,506$3M0.3%2026-Q1
PFG Investments, LLC added66,315$3M0.3%2026-Q1
World Investment Advisors added65,282$3M0.3%2026-Q1
Owen LaRue, LLC added64,082$3M0.3%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed62,770$3M0.3%2026-Q1
Ameritas Advisory Services, LLC added63,118$3M0.3%2026-Q1
MILESTONE ASSET MANAGEMENT, LLC added62,687$3M0.3%2026-Q1
Arete Wealth Advisors, LLC added62,516$3M0.3%2026-Q1
Gainplan LLC added62,113$3M0.3%2026-Q1
HighTower Advisors, LLC added60,071$3M0.3%2026-Q1
OSAIC HOLDINGS, INC. trimmed59,461$3M0.3%2026-Q1
Triumph Capital Management added59,174$3M0.3%2026-Q1
TRUIST FINANCIAL CORP added54,547$3M0.3%2026-Q1
UNIQUE WEALTH, LLC added57,229$3M0.3%2026-Q1
Foguth Wealth Management, LLC. added118,184$6M0.6%2025-Q4 stale
RENAISSANCE TECHNOLOGIES LLC trimmed97,300$5M0.5%2025-Q4 stale
READYSTATE ASSET MANAGEMENT LP trimmed89,408$5M0.4%2025-Q3 stale
JANE STREET GROUP, LLC added83,492$4M0.4%2025-Q3 stale
American Alpha Advisors, LLC new88,596$4M0.4%2025-Q1 stale
Orion Portfolio Solutions, LLC added84,505$4M0.4%2025-Q1 stale
Legacy Capital Wealth Partners, LLC added76,078$4M0.4%2025-Q4 stale
Capital Advisory Group Advisory Services, LLC added74,828$4M0.3%2025-Q4 stale
Fortis Group Advisors, LLC added72,179$4M0.3%2025-Q4 stale
IFG Advisory, LLC trimmed65,720$3M0.3%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership