Who owns SPYI
Which tracked institutional funds hold SPYI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SPYI company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-02). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on SPYI is one-sided between 2026-Q1 and 2026-Q2: 183 added or opened and 34 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SPYI’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.2% of theirs — a 0.2pp gap the other way — the median holder sizes SPYI more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SPYI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 432 tracked filers holding SPYI, 332 increased or opened the position and 119 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SPYI between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 36
- Baker Avenue Asset Management, LP$10M
- Legacy Capital Wealth Partners, LLC$7M
- CITADEL ADVISORS LLC$7M
- Mid-American Wealth Advisory Group, Inc.$4M
- IFG Advisory, LLC$4M
- Quadrature Capital Ltd$3M
Full exits 20
- Cambridge Investment Research Advisors, Inc.$7M
- Northeast Financial Group, Inc.$6M
- Integrity Wealth Partners, LLC$6M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$5M
- Massar Capital Management, LP$4M
- SG Americas Securities, LLC$4M
Largest adds
- LPL Financial LLC$67M
- Howard Capital Management, LLC$27M
- MML INVESTORS SERVICES, LLC$22M
- RAYMOND JAMES FINANCIAL INC$16M
- ENVESTNET ASSET MANAGEMENT INC$16M
- Cetera Investment Advisers$15M
Largest trims
- TWO SIGMA INVESTMENTS, LP$15M
- Foguth Wealth Management, LLC.$12M
- Orion Porfolio Solutions, LLC$5M
- LEE JOHNSON CAPITAL MANAGEMENT, LLC$2M
- PFG Advisors$2M
- GREAT VALLEY ADVISOR GROUP, INC.$1M
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 5,257,356 | $279M | 19.2% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 1,244,337 | $66M | 4.6% | 2026-Q2 |
| Gradient Investments LLC added | 1,080,581 | $57M | 4.0% | 2026-Q2 |
| UBS Group AG added | 1,033,664 | $55M | 3.8% | 2026-Q2 |
| Foguth Wealth Management, LLC. trimmed | 1,010,999 | $54M | 3.7% | 2026-Q2 |
| Howard Capital Management, LLC added | 998,615 | $53M | 3.7% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 882,849 | $47M | 3.2% | 2026-Q2 |
| Cetera Investment Advisers added | 782,148 | $42M | 2.9% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 736,415 | $39M | 2.7% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 709,315 | $38M | 2.6% | 2026-Q2 |
| Private Advisor Group, LLC added | 685,569 | $36M | 2.5% | 2026-Q2 |
| STIFEL FINANCIAL CORP trimmed | 671,989 | $36M | 2.5% | 2026-Q2 |
| MADDEN SECURITIES Corp trimmed | 532,284 | $28M | 1.9% | 2026-Q2 |
| Second Half Financial Partners, LLC | 404,802 | $21M | 1.5% | 2026-Q2 |
| Merit Financial Group, LLC added | 387,889 | $21M | 1.4% | 2026-Q2 |
| Cascade Wealth Advisors, Inc trimmed | 335,192 | $18M | 1.3% | 2026-Q2 |
| Aventura Private Wealth, LLC added | 300,791 | $16M | 1.1% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 279,886 | $15M | 1.0% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 279,801 | $15M | 1.0% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 275,302 | $15M | 1.0% | 2026-Q2 |
| Summit Financial, LLC added | 269,510 | $14M | 1.0% | 2026-Q2 |
| URS Advisory LLC trimmed | 262,126 | $14M | 1.0% | 2026-Q2 |
| Capital Investment Advisory Services, LLC added | 246,423 | $13M | 0.9% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 228,907 | $12M | 0.8% | 2026-Q2 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added | 220,325 | $12M | 0.8% | 2026-Q2 |
| Ausdal Financial Partners, Inc. added | 214,677 | $11M | 0.8% | 2026-Q2 |
| Marshall & Sterling Wealth Advisors Inc. added | 192,330 | $10M | 0.7% | 2026-Q2 |
| Baker Avenue Asset Management, LP new | 192,104 | $10M | 0.7% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC added | 190,508 | $10M | 0.7% | 2026-Q2 |
| Centurion Wealth Management LLC trimmed | 189,234 | $10M | 0.7% | 2026-Q2 |
| HUB Investment Partners, LLC added | 184,923 | $10M | 0.7% | 2026-Q2 |
| Indivisible Partners trimmed | 180,638 | $10M | 0.7% | 2026-Q2 |
| Sentinel Advisory Group, LLC added | 174,303 | $9M | 0.6% | 2026-Q2 |
| MGO ONE SEVEN LLC added | 174,104 | $9M | 0.6% | 2026-Q2 |
| Steele Capital Management, Inc. added | 173,620 | $9M | 0.6% | 2026-Q2 |
| Apollon Wealth Management, LLC added | 163,661 | $9M | 0.6% | 2026-Q2 |
| Ameritas Advisory Services, LLC added | 162,264 | $9M | 0.6% | 2026-Q2 |
| Chung Wu Investment Group, LLC added | 157,085 | $8M | 0.6% | 2026-Q2 |
| Teamwork Financial Advisors, LLC added | 156,863 | $8M | 0.6% | 2026-Q2 |
| CHOREO, LLC added | 143,372 | $8M | 0.5% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 142,802 | $8M | 0.5% | 2026-Q2 |
| SageGuard Financial Group, LLC added | 136,997 | $7M | 0.5% | 2026-Q2 |
| RiverTree Advisors, LLC added | 136,699 | $7M | 0.5% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 133,021 | $7M | 0.5% | 2026-Q2 |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC trimmed | 132,860 | $7M | 0.5% | 2026-Q2 |
| Belpointe Asset Management LLC added | 132,336 | $7M | 0.5% | 2026-Q2 |
| SteelPeak Wealth, LLC added | 131,458 | $7M | 0.5% | 2026-Q2 |
| Delta Investment Management, LLC added | 127,799 | $7M | 0.5% | 2026-Q2 |
| Legacy Capital Wealth Partners, LLC added | 125,918 | $7M | 0.5% | 2026-Q2 |
| Baird Financial Group, Inc. added | 124,998 | $7M | 0.5% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 124,338 | $7M | 0.5% | 2026-Q2 |
| Palacios Wealth Management, LLC added | 121,703 | $6M | 0.4% | 2026-Q2 |
| PRINCIPAL FINANCIAL GROUP INC added | 119,170 | $6M | 0.4% | 2026-Q2 |
| Independence Wealth Advisors, LLC added | 114,083 | $6M | 0.4% | 2026-Q2 |
| Prota Financial, LLC added | 107,522 | $6M | 0.4% | 2026-Q2 |
| Kingsview Wealth Management, LLC added | 106,382 | $6M | 0.4% | 2026-Q2 |
| Capital Investment Advisors, LLC added | 106,146 | $6M | 0.4% | 2026-Q2 |
| Sound Income Strategies, LLC added | 101,441 | $5M | 0.4% | 2026-Q2 |
| HBW ADVISORY SERVICES LLC added | 101,141 | $5M | 0.4% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. added | 100,668 | $5M | 0.4% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 100,642 | $5M | 0.4% | 2026-Q2 |
| Foundations Investment Advisors, LLC added | 98,800 | $5M | 0.4% | 2026-Q2 |
| Integrated Wealth Concepts LLC added | 98,371 | $5M | 0.4% | 2026-Q2 |
| Waverly Advisors, LLC trimmed | 97,716 | $5M | 0.4% | 2026-Q2 |
| RFG Advisory, LLC added | 95,913 | $5M | 0.4% | 2026-Q2 |
| StoneCrest Wealth Management, Inc. added | 93,799 | $5M | 0.3% | 2026-Q2 |
| Centennial Bank/AR/ added | 93,793 | $5M | 0.3% | 2026-Q2 |
| MILESTONE ASSET MANAGEMENT, LLC added | 92,873 | $5M | 0.3% | 2026-Q2 |
| Fullerton Advisors, LLC added | 91,450 | $5M | 0.3% | 2026-Q2 |
| IHT Wealth Management, LLC added | 91,312 | $5M | 0.3% | 2026-Q2 |
| PSI Advisors, LLC added | 89,348 | $5M | 0.3% | 2026-Q2 |
| Astoria Portfolio Advisors LLC. added | 88,007 | $5M | 0.3% | 2026-Q2 |
| Mutual Advisors, LLC added | 84,280 | $4M | 0.3% | 2026-Q2 |
| PFG Investments, LLC added | 83,370 | $4M | 0.3% | 2026-Q2 |
| High Net Worth Advisory Group LLC added | 83,224 | $4M | 0.3% | 2026-Q2 |
| Perennial Investment Advisors, LLC added | 82,636 | $4M | 0.3% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 82,351 | $4M | 0.3% | 2026-Q2 |
| NFSG Corp added | 82,075 | $4M | 0.3% | 2026-Q2 |
| Mid-American Wealth Advisory Group, Inc. new | 79,478 | $4M | 0.3% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 76,450 | $4M | 0.3% | 2026-Q2 |
| Gainplan LLC added | 76,379 | $4M | 0.3% | 2026-Q2 |
| Garden State Investment Advisory Services LLC trimmed | 73,821 | $4M | 0.3% | 2026-Q2 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed | 73,396 | $4M | 0.3% | 2026-Q2 |
| Investment Partners Asset Management, Inc. added | 72,695 | $4M | 0.3% | 2026-Q2 |
| Navis Wealth Advisors, LLC added | 71,307 | $4M | 0.3% | 2026-Q2 |
| FSA Advisors, Inc. added | 71,293 | $4M | 0.3% | 2026-Q2 |
| IFG Advisory, LLC added | 71,262 | $4M | 0.3% | 2026-Q2 |
| WEST MICHIGAN ADVISORS, LLC added | 71,133 | $4M | 0.3% | 2026-Q2 |
| Capital Planning LLC added | 70,710 | $4M | 0.3% | 2026-Q2 |
| World Investment Advisors added | 69,749 | $3M | 0.2% | 2026-Q2 |
| AE Wealth Management LLC added | 69,674 | $4M | 0.3% | 2026-Q2 |
| Moran Wealth Management, LLC added | 68,153 | $4M | 0.2% | 2026-Q2 |
| Owen LaRue, LLC added | 66,088 | $4M | 0.2% | 2026-Q2 |
| OPPENHEIMER & CO INC added | 64,972 | $3M | 0.2% | 2026-Q2 |
| Mariner, LLC added | 62,351 | $3M | 0.2% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 60,727 | $3M | 0.2% | 2026-Q2 |
| Arete Wealth Advisors, LLC trimmed | 60,562 | $3M | 0.2% | 2026-Q2 |
| UNIQUE WEALTH, LLC added | 60,492 | $3M | 0.2% | 2026-Q2 |
| Sowell Financial Services LLC trimmed | 58,361 | $3M | 0.2% | 2026-Q2 |
| Triumph Capital Management trimmed | 58,130 | $3M | 0.2% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.