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Institutional Ownership · SEC Form 13F

Who owns SPTM (SPTM)


Which tracked institutional funds hold SPTM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SPTM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

739
Institutional holders
100,329,176
Shares held (tracked funds)

How the tape is positioned

96 tracked funds added or opened SPTM while 169 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SPTM’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 1.9% of theirs — a 1.7pp gap the other way — the median holder sizes SPTM more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SPTM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 739 tracked filers holding SPTM, 330 increased or opened the position and 310 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SPTM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 21

  • Independent Advisor Alliance$71M
  • COLDSTREAM CAPITAL MANAGEMENT INC$70M
  • CVFG LLC$46M
  • Owl Creek Wealth Partners LLC$28M
  • Navigation Group, LLC$25M
  • OneAscent Financial Services LLC$2M

Full exits 18

  • RMG Wealth Management LLC$74M
  • Global Retirement Partners, LLC$12M
  • IEQ CAPITAL, LLC$7M
  • Principia Wealth Advisory, LLC$7M
  • Black Diamond Financial, LLC$6M
  • TrueWealth Financial Partners$6M

Largest adds

  • ASSETMARK, INC$203M
  • Creative Planning$62M
  • GREAT VALLEY ADVISOR GROUP, INC.$14M
  • Gateway Wealth Partners, LLC$13M
  • Clearstead Advisors, LLC$12M
  • Cetera Investment Advisers$12M

Largest trims

  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$51M
  • ENVESTNET ASSET MANAGEMENT INC$48M
  • Stratos Wealth Partners, LTD.$34M
  • BANK OF AMERICA CORP /DE/$29M
  • Blueprint Investment Partners LLC$26M
  • Private Advisor Group, LLC$19M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added8,501,799$672M9.9%2026-Q1
ASSETMARK, INC added5,436,214$430M6.3%2026-Q1
Creative Planning added4,126,427$326M4.8%2026-Q1
CWM, LLC added3,349,506$265M3.9%2026-Q1
Private Advisor Group, LLC trimmed3,093,207$245M3.6%2026-Q1
Valmark Advisers, Inc. added2,939,835$232M3.4%2026-Q1
Tidal Investments LLC added2,895,155$229M3.4%2026-Q1
Wealthcare Advisory Partners LLC added2,586,827$205M3.0%2026-Q1
Hughes Financial Services, LLC added1,671,941$132M1.9%2026-Q1
Professional Financial Advisors, LLC trimmed1,532,743$121M1.8%2026-Q1
MORGAN STANLEY added1,530,737$121M1.8%2026-Q1
OSAIC HOLDINGS, INC. trimmed1,437,450$114M1.7%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed1,405,129$112M1.6%2026-Q1
Syntegra Private Wealth Group, LLC trimmed1,412,447$112M1.6%2026-Q1
Modern Wealth Management, LLC trimmed1,385,835$110M1.6%2026-Q1
AMERIPRISE FINANCIAL INC trimmed1,275,581$101M1.5%2026-Q1
Keener Financial Planning LLC added1,086,692$86M1.3%2026-Q1
Allworth Financial LP added1,071,583$85M1.2%2026-Q1
ARS Wealth Advisors Group, LLC added1,032,092$82M1.2%2026-Q1
WELLS FARGO & COMPANY/MN trimmed1,026,149$81M1.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed1,011,111$80M1.2%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed973,384$77M1.1%2026-Q1
Rockbridge Investment Management, LCC trimmed933,841$74M1.1%2026-Q1
Independent Advisor Alliance trimmed903,126$71M1.1%2026-Q1
COLDSTREAM CAPITAL MANAGEMENT INC added494,999$70M1.0%2026-Q1
Legacy Private Trust Co. trimmed885,980$70M1.0%2026-Q1
Wealthquest Corp841,365$69M1.0%2026-Q1
Financial Strategies Group, Inc. added776,616$67M1.0%2026-Q1
VOISARD ASSET MANAGEMENT GROUP, INC. added840,283$66M1.0%2026-Q1
Rosenberg Matthew Hamilton added825,503$65M1.0%2026-Q1
Blueprint Investment Partners LLC trimmed757,846$60M0.9%2026-Q1
RAYMOND JAMES FINANCIAL INC added752,005$59M0.9%2026-Q1
Baltimore-Washington Financial Advisors, Inc. added750,934$59M0.9%2026-Q1
Cambridge Investment Research Advisors, Inc. added749,923$59M0.9%2026-Q1
Shepherd Financial Partners LLC added746,648$59M0.9%2026-Q1
Cerity Partners LLC trimmed742,992$59M0.9%2026-Q1
B.O.S.S. Retirement Advisors, LLC added707,527$56M0.8%2026-Q1
Weitzel Financial Services, Inc. added678,821$54M0.8%2026-Q1
Advisors Capital Management, LLC added649,255$51M0.8%2026-Q1
AQR CAPITAL MANAGEMENT LLC added638,870$51M0.7%2026-Q1
Winch Advisory Services, LLC trimmed595,816$47M0.7%2026-Q1
CVFG LLC new584,153$46M0.7%2026-Q1
Stratos Wealth Partners, LTD. trimmed562,548$44M0.7%2026-Q1
Aquire Wealth Advisors, LLC trimmed485,989$38M0.6%2026-Q1
GM Advisory Group, LLC added482,264$38M0.6%2026-Q1
Symphony Financial, Ltd. Co. trimmed481,279$38M0.6%2026-Q1
Equitable Holdings, Inc. added449,400$37M0.5%2026-Q1
Geneos Wealth Management Inc. added465,482$37M0.5%2026-Q1
Winthrop Advisory Group LLC added464,256$37M0.5%2026-Q1
Kingsview Wealth Management, LLC added462,465$37M0.5%2026-Q1
N.E.W. Advisory Services LLC added456,136$36M0.5%2026-Q1
Cetera Investment Advisers added443,363$35M0.5%2026-Q1
Rialto Wealth Management, LLC added426,768$34M0.5%2026-Q1
Treasure Coast Financial Planning trimmed416,689$33M0.5%2026-Q1
Blueprint Financial Advisors LLC trimmed414,554$33M0.5%2026-Q1
PARK AVENUE SECURITIES LLC trimmed414,084$33M0.5%2026-Q1
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV trimmed411,814$33M0.5%2026-Q1
Focus Partners Wealth added399,669$32M0.5%2026-Q1
Jaffetilchin Investment Partners, LLC trimmed398,442$32M0.5%2026-Q1
JPMORGAN CHASE & CO added393,149$30M0.4%2026-Q1
HighPoint Advisor Group LLC trimmed370,999$29M0.4%2026-Q1
Rinkey Investments trimmed365,339$29M0.4%2026-Q1
Jacobi Capital Management LLC added363,505$29M0.4%2026-Q1
Owl Creek Wealth Partners LLC new356,002$28M0.4%2026-Q1
Financial Planning Fort Collins, LLC added317,457$28M0.4%2026-Q1
Boston Standard Wealth Management, LLC added336,170$27M0.4%2026-Q1
Gateway Wealth Partners, LLC added326,097$26M0.4%2026-Q1
RFG Advisory, LLC trimmed318,155$25M0.4%2026-Q1
MONEY CONCEPTS CAPITAL CORP added314,766$25M0.4%2026-Q1
Navigation Group, LLC new311,102$25M0.4%2026-Q1
Focus Partners Advisor Solutions, LLC trimmed305,762$24M0.4%2026-Q1
Fox Financial, Inc trimmed303,648$24M0.4%2026-Q1
RVW Wealth, LLC trimmed302,469$24M0.4%2026-Q1
DORVAL Corp trimmed292,442$23M0.3%2026-Q1
Bridgewealth Advisory Group, LLC added288,385$23M0.3%2026-Q1
SigFig Wealth Management, LLC trimmed288,268$23M0.3%2026-Q1
ABOUND FINANCIAL, LLC trimmed287,728$23M0.3%2026-Q1
Zhang Financial LLC added283,279$22M0.3%2026-Q1
Wall Capital Group, Inc. added275,965$22M0.3%2026-Q1
Waverly Advisors, LLC trimmed274,523$22M0.3%2026-Q1
Beacon Capital Management, Inc. added273,758$22M0.3%2026-Q1
Mariner, LLC added261,458$21M0.3%2026-Q1
AssuredPartners Investment Advisors, LLC added247,434$20M0.3%2026-Q1
GREAT VALLEY ADVISOR GROUP, INC. added248,618$20M0.3%2026-Q1
BIP Wealth, LLC trimmed247,384$20M0.3%2026-Q1
Annex Advisory Services, LLC trimmed240,396$19M0.3%2026-Q1
Compass Financial Group, INC/SD trimmed240,018$19M0.3%2026-Q1
ROYAL BANK OF CANADA added231,614$18M0.3%2026-Q1
Parallel Advisors, LLC trimmed224,797$18M0.3%2026-Q1
Capasso Planning Partners LLC added212,710$17M0.2%2026-Q1
Roble, Belko & Company, Inc trimmed210,628$17M0.2%2026-Q1
MPWM ADVISORY SOLUTIONS, LLC added208,592$16M0.2%2026-Q1
Pure Financial Advisors, LLC trimmed205,297$16M0.2%2026-Q1
HBW ADVISORY SERVICES LLC added202,760$16M0.2%2026-Q1
RMG Wealth Management LLC new2,921,428$74M1.1%2025-Q4 stale
TOWNSQUARE CAPITAL LLC added389,529$26M0.4%2025-Q1 stale
Astor Investment Management LLC trimmed284,750$21M0.3%2025-Q2 stale
AllGen Financial Advisors, Inc. new285,342$19M0.3%2025-Q1 stale
Callan Capital, LLC trimmed281,017$19M0.3%2025-Q1 stale
Moloney Securities Asset Management, LLC trimmed195,940$16M0.2%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership