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Institutional Ownership · SEC Form 13F

Who owns SPTL (SPTL)


Which tracked institutional funds hold SPTL, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SPTL company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

477
Institutional holders
360,877,094
Shares held (tracked funds)

How the tape is positioned

112 tracked funds added or opened SPTL while 82 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SPTL’s largest tracked holder by dollar value, STATE STREET CORP, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.4% of theirs — a 0.3pp gap the other way — the median holder sizes SPTL more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SPTL divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 477 tracked filers holding SPTL, 277 increased or opened the position and 216 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SPTL between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 16

  • Tidal Investments LLC$12M
  • Cerity Partners LLC$11M
  • CONSOLIDATED CAPITAL MANAGEMENT, LLC$10M
  • Schwallier Wealth Management LLC$5M
  • SEI INVESTMENTS CO$5M
  • My Portfolio Guide, LLC$4M

Full exits 21

  • Nan Shan Life Insurance Co., Ltd.$290M
  • O'Brien Wealth Partners LLC$25M
  • Austin Private Wealth, LLC$13M
  • Quadrature Capital Ltd$10M
  • IFG Advisory, LLC$8M
  • Independence Wealth Advisors, LLC$7M

Largest adds

  • UBS Group AG$309M
  • Municipal Employees' Retirement System of Michigan$197M
  • BANK OF AMERICA CORP /DE/$130M
  • UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$62M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$60M
  • Farther Finance Advisors, LLC$27M

Largest trims

  • STATE STREET CORP$134M
  • LPL Financial LLC$91M
  • Cetera Investment Advisers$77M
  • AXXCESS WEALTH MANAGEMENT, LLC$29M
  • Mirae Asset Global Investments Co., Ltd.$26M
  • MERCER GLOBAL ADVISORS INC /ADV$22M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
STATE STREET CORP trimmed68,517,636$1.8B18.9%2026-Q1
Financial Engines Advisors L.L.C. added54,679,484$1.4B15.1%2026-Q1
Municipal Employees' Retirement System of Michigan added22,999,752$605M6.3%2026-Q1
FMR LLC trimmed21,311,468$560M5.9%2026-Q1
BANK OF AMERICA CORP /DE/ added14,599,817$384M4.0%2026-Q1
UBS Group AG added12,839,418$338M3.5%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added10,941,504$288M3.0%2026-Q1
LPL Financial LLC trimmed8,739,583$230M2.4%2026-Q1
MATHER GROUP, LLC. added8,226,025$216M2.3%2026-Q1
JPMORGAN CHASE & CO added5,991,614$158M1.6%2026-Q1
ASSETMARK, INC added5,830,936$153M1.6%2026-Q1
GLOBALT Investments LLC / GA added5,563,987$146M1.5%2026-Q1
Mirae Asset Global Investments Co., Ltd. trimmed5,111,695$134M1.4%2026-Q1
Avantax Planning Partners, Inc. added4,314,262$113M1.2%2026-Q1
MASON STREET ADVISORS, LLC added3,998,720$105M1.1%2026-Q1
Advocacy Wealth Management, LLC added3,978,825$105M1.1%2026-Q1
Cetera Investment Advisers trimmed3,889,021$102M1.1%2026-Q1
GOLDMAN SACHS GROUP INC trimmed3,597,062$95M1.0%2026-Q1
One Day In July LLC added3,551,633$93M1.0%2026-Q1
MORGAN STANLEY added3,524,389$93M1.0%2026-Q1
STIFEL FINANCIAL CORP added3,507,145$92M1.0%2026-Q1
Farther Finance Advisors, LLC added3,393,218$89M0.9%2026-Q1
CWM, LLC added2,966,485$78M0.8%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added2,876,402$76M0.8%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added2,782,298$73M0.8%2026-Q1
OSAIC HOLDINGS, INC. trimmed2,580,024$68M0.7%2026-Q1
Destination Wealth Management added2,215,071$58M0.6%2026-Q1
WELLS FARGO & COMPANY/MN added1,906,148$50M0.5%2026-Q1
Thrivent Financial for Lutherans added1,735,793$46M0.5%2026-Q1
Envestnet Portfolio Solutions, Inc. added1,721,135$45M0.5%2026-Q1
Tennessee Valley Asset Management Partners added1,655,218$44M0.5%2026-Q1
Stratos Wealth Advisors, LLC added1,552,607$41M0.4%2026-Q1
Voya Financial Advisors, Inc. trimmed1,567,968$41M0.4%2026-Q1
MCMORGAN & CO LLC added1,516,371$40M0.4%2026-Q1
ROYAL BANK OF CANADA trimmed1,414,430$37M0.4%2026-Q1
MA Private Wealth added1,404,877$37M0.4%2026-Q1
McAdam, LLC added1,201,456$32M0.3%2026-Q1
SOFI WEALTH, LLC trimmed1,139,091$30M0.3%2026-Q1
Strategic Wealth Investment Group, LLC added1,111,109$29M0.3%2026-Q1
Sanctuary Advisors, LLC added1,069,935$28M0.3%2026-Q1
Advisory Alpha, LLC trimmed1,063,984$28M0.3%2026-Q1
TRUIST FINANCIAL CORP trimmed1,059,062$28M0.3%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed1,052,454$28M0.3%2026-Q1
Shepherd Financial Partners LLC added1,016,514$27M0.3%2026-Q1
Integrated Wealth Concepts LLC added944,560$25M0.3%2026-Q1
AMERIPRISE FINANCIAL INC added849,396$22M0.2%2026-Q1
GM Advisory Group, LLC added845,860$22M0.2%2026-Q1
AE Wealth Management LLC trimmed815,956$21M0.2%2026-Q1
Gradient Investments LLC added800,461$21M0.2%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed792,562$21M0.2%2026-Q1
CFS Investment Advisory Services, LLC trimmed785,454$21M0.2%2026-Q1
Security Financial Services, INC. added787,079$21M0.2%2026-Q1
Ascent Group, LLC added762,045$20M0.2%2026-Q1
Fisher Asset Management, LLC trimmed722,790$19M0.2%2026-Q1
Mariner, LLC added693,474$18M0.2%2026-Q1
RFG Advisory, LLC added691,730$18M0.2%2026-Q1
Private Advisor Group, LLC trimmed678,239$18M0.2%2026-Q1
SPINNAKER TRUST trimmed645,913$17M0.2%2026-Q1
FLC Capital Advisors added636,658$17M0.2%2026-Q1
PARK AVENUE SECURITIES LLC added635,767$17M0.2%2026-Q1
Gibbs Wealth Management added599,839$16M0.2%2026-Q1
Checchi Capital Advisers, LLC trimmed581,341$15M0.2%2026-Q1
UNITED CAPITAL FINANCIAL ADVISORS, LLC added570,789$15M0.2%2026-Q1
Cambridge Investment Research Advisors, Inc. added549,058$14M0.2%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed528,565$14M0.1%2026-Q1
Manhattan West Asset Management, LLC added528,153$14M0.1%2026-Q1
AlphaStar Capital Management, LLC added525,624$14M0.1%2026-Q1
Equitable Holdings, Inc. added516,159$14M0.1%2026-Q1
Impact Investors, Inc added517,490$14M0.1%2026-Q1
Vestmark Advisory Solutions, Inc. added507,315$13M0.1%2026-Q1
LEVEL FOUR ADVISORY SERVICES, LLC trimmed501,894$13M0.1%2026-Q1
Perigon Wealth Management, LLC trimmed494,725$13M0.1%2026-Q1
J.E. Simmons & Co., P.C. added492,621$13M0.1%2026-Q1
ELEVATION POINT WEALTH PARTNERS, LLC added491,220$13M0.1%2026-Q1
Roberts Financial Services LLC trimmed469,478$12M0.1%2026-Q1
PRINCIPAL SECURITIES, INC. added464,406$12M0.1%2026-Q1
Tidal Investments LLC trimmed461,741$12M0.1%2026-Q1
CITIGROUP INC trimmed440,547$12M0.1%2026-Q1
HighTower Advisors, LLC added431,867$11M0.1%2026-Q1
Cerity Partners LLC added430,090$11M0.1%2026-Q1
High Probability Advisors, LLC added403,545$11M0.1%2026-Q1
World Investment Advisors added390,915$10M0.1%2026-Q1
CONSOLIDATED CAPITAL MANAGEMENT, LLC new390,148$10M0.1%2026-Q1
Ancora Advisors LLC added379,323$10M0.1%2026-Q1
Redwood Investment Management, LLC added371,447$10M0.1%2026-Q1
Jump Financial, LLC added366,974$10M0.1%2026-Q1
Appalachian Capital Management Ltd trimmed351,564$9M0.1%2026-Q1
MPWM ADVISORY SOLUTIONS, LLC added347,157$9M0.1%2026-Q1
MOTCO added342,551$9M0.1%2026-Q1
Impact Partnership Wealth, LLC added334,602$9M0.1%2026-Q1
Nan Shan Life Insurance Co., Ltd.10,956,900$290M3.0%2025-Q4 stale
AVANTAX ADVISORY SERVICES, INC. added4,113,903$109M1.1%2025-Q2 stale
CW Advisors, LLC added2,511,689$67M0.7%2025-Q2 stale
O'Brien Wealth Partners LLC trimmed928,154$25M0.3%2025-Q4 stale
Madison Asset Management, LLC added558,914$15M0.2%2025-Q2 stale
WNY Asset Management, LLC added522,536$14M0.1%2025-Q1 stale
Austin Private Wealth, LLC added480,303$13M0.1%2025-Q4 stale
UNIVEST FINANCIAL Corp trimmed455,735$12M0.1%2025-Q1 stale
SYKON CAPITAL LLC added409,161$11M0.1%2025-Q1 stale
Quadrature Capital Ltd added395,726$10M0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership