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Institutional Ownership · SEC Form 13F

Who owns SPHY (SPHY)


Which tracked institutional funds hold SPHY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SPHY company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

522
Institutional holders
278,174,071
Shares held (tracked funds)

How the tape is positioned

142 tracked funds added or opened SPHY while 100 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SPHY’s largest tracked holder by dollar value, BANK OF AMERICA CORP /DE/, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.3% of theirs — a 0.3pp gap the other way — the median holder sizes SPHY more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SPHY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 522 tracked filers holding SPHY, 330 increased or opened the position and 221 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SPHY between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 28

  • MetLife Investment Management, LLC$39M
  • RETIREMITTEN FINANCIAL LLC$14M
  • Independent Advisor Alliance$12M
  • TSG Advice Partners, LLC$12M
  • CHOREO, LLC$10M
  • Keeler Thomas Management LLC$9M

Full exits 35

  • NEOS Investment Management LLC$61M
  • TOEWS CORP /ADV$39M
  • SageView Advisory Group, LLC$34M
  • PRINCIPAL FINANCIAL GROUP INC$26M
  • Donoghue Forlines LLC$26M
  • RATIONAL ADVISORS, INC.$24M

Largest adds

  • Elo Mutual Pension Insurance Co$114M
  • Creative Planning$108M
  • Municipal Employees' Retirement System of Michigan$49M
  • 49 WEALTH MANAGEMENT, LLC$44M
  • Cetera Investment Advisers$33M
  • Advisory Alpha, LLC$25M

Largest trims

  • BANK OF AMERICA CORP /DE/$446M
  • GRIMES & Co WEALTH MANAGEMENT, LLC$171M
  • Ilmarinen Mutual Pension Insurance Co$69M
  • State of New Jersey Common Pension Fund D$48M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$35M
  • WELLS FARGO & COMPANY/MN$15M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BANK OF AMERICA CORP /DE/ trimmed28,502,235$665M10.9%2026-Q1
Ilmarinen Mutual Pension Insurance Co trimmed20,450,000$477M7.8%2026-Q1
SEI INVESTMENTS CO added19,832,325$462M7.6%2026-Q1
WELLS FARGO & COMPANY/MN trimmed10,707,362$250M4.1%2026-Q1
NEUBERGER BERMAN GROUP LLC added9,619,126$224M3.7%2026-Q1
LPL Financial LLC added9,302,194$217M3.5%2026-Q1
AMERIPRISE FINANCIAL INC added8,890,824$207M3.4%2026-Q1
Municipal Employees' Retirement System of Michigan added8,191,734$191M3.1%2026-Q1
VANTAGEPOINT INVESTMENT ADVISERS LLC added7,610,670$177M2.9%2026-Q1
US BANCORP \DE\ added6,695,070$159M2.6%2026-Q1
Elo Mutual Pension Insurance Co added5,950,000$139M2.3%2026-Q1
MORGAN STANLEY added5,920,343$138M2.3%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added5,078,511$118M1.9%2026-Q1
Advisory Alpha, LLC added4,754,445$111M1.8%2026-Q1
Creative Planning added4,739,179$111M1.8%2026-Q1
Asset Management One Co., Ltd. added4,425,620$103M1.7%2026-Q1
Ocean Park Asset Management, LLC added3,964,799$92M1.5%2026-Q1
1832 Asset Management L.P. added3,598,970$84M1.4%2026-Q1
Cetera Investment Advisers added3,556,254$83M1.4%2026-Q1
Advisors Capital Management, LLC added3,331,245$78M1.3%2026-Q1
Kensington Asset Management, LLC3,261,605$77M1.3%2026-Q1
MML INVESTORS SERVICES, LLC trimmed3,222,719$75M1.2%2026-Q1
AMERICAN CENTURY COMPANIES INC trimmed2,684,871$63M1.0%2026-Q1
Capital Analysts, LLC added2,383,246$56M0.9%2026-Q1
49 WEALTH MANAGEMENT, LLC added2,196,449$51M0.8%2026-Q1
JPMORGAN CHASE & CO added2,108,742$49M0.8%2026-Q1
EXCHANGE TRADED CONCEPTS, LLC added1,802,745$42M0.7%2026-Q1
BOKF, NA added1,748,686$41M0.7%2026-Q1
MetLife Investment Management, LLC new1,674,673$39M0.6%2026-Q1
CORNERSTONE ENTERPRISES, LLC trimmed1,653,907$39M0.6%2026-Q1
Apella Capital, LLC added1,556,326$37M0.6%2026-Q1
State of New Jersey Common Pension Fund D trimmed1,566,858$37M0.6%2026-Q1
BENJAMIN EDWARDS INC added1,508,372$35M0.6%2026-Q1
GOLDMAN SACHS GROUP INC added1,484,711$35M0.6%2026-Q1
Iowa State Bank added1,392,819$32M0.5%2026-Q1
ASSETMARK, INC added1,368,848$32M0.5%2026-Q1
UBS Group AG added1,366,189$32M0.5%2026-Q1
CNO Financial Group, Inc.1,279,000$30M0.5%2026-Q1
OSAIC HOLDINGS, INC. added1,278,279$30M0.5%2026-Q1
DIVERSIFY WEALTH MANAGEMENT, LLC added1,178,808$28M0.5%2026-Q1
Allspring Global Investments Holdings, LLC1,164,443$27M0.4%2026-Q1
FRANKLIN RESOURCES INC added1,150,019$27M0.4%2026-Q1
Horizon Investments, LLC added1,586,460$27M0.4%2026-Q1
Kohmann Bosshard Financial Services, LLC added1,081,114$25M0.4%2026-Q1
VOYA INVESTMENT MANAGEMENT LLC added1,072,466$25M0.4%2026-Q1
Madison Asset Management, LLC trimmed1,071,755$25M0.4%2026-Q1
Cambridge Investment Research Advisors, Inc. added1,060,271$25M0.4%2026-Q1
STATE STREET CORP trimmed1,026,212$24M0.4%2026-Q1
CONNING INC. added1,023,746$24M0.4%2026-Q1
Steward Partners Investment Advisory, LLC trimmed1,000,577$23M0.4%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE added996,761$23M0.4%2026-Q1
RFG Holdings, Inc. trimmed977,503$23M0.4%2026-Q1
RAYMOND JAMES FINANCIAL INC added920,706$21M0.4%2026-Q1
Thrivent Financial for Lutherans added896,825$21M0.3%2026-Q1
Belpointe Asset Management LLC trimmed894,286$21M0.3%2026-Q1
Bank of New York Mellon Corp added886,713$21M0.3%2026-Q1
JONES FINANCIAL COMPANIES LLLP added879,685$20M0.3%2026-Q1
Asset Allocation & Management Company, LLC804,501$19M0.3%2026-Q1
AlphaStar Capital Management, LLC trimmed795,537$19M0.3%2026-Q1
CWM, LLC trimmed778,813$18M0.3%2026-Q1
Syntegra Private Wealth Group, LLC trimmed776,957$18M0.3%2026-Q1
CHRISTINE MESSMER PC added749,153$17M0.3%2026-Q1
Inspire Advisors, LLC added738,686$17M0.3%2026-Q1
Equitable Holdings, Inc. added725,940$17M0.3%2026-Q1
SAM Advisors, LLC added714,646$17M0.3%2026-Q1
TRUIST FINANCIAL CORP added705,522$16M0.3%2026-Q1
Willis Johnson & Associates, Inc. added681,993$16M0.3%2026-Q1
Financial Futures Ltd Liability Co. added646,986$15M0.2%2026-Q1
Alaska Permanent Capital Management, LLC added635,087$15M0.2%2026-Q1
MGO ONE SEVEN LLC trimmed603,913$14M0.2%2026-Q1
RETIREMITTEN FINANCIAL LLC new582,023$14M0.2%2026-Q1
Hilltop Partners LLC added575,544$13M0.2%2026-Q1
Farther Finance Advisors, LLC added575,522$13M0.2%2026-Q1
Independent Advisor Alliance added520,588$12M0.2%2026-Q1
TSG Advice Partners, LLC new503,965$12M0.2%2026-Q1
HORIZON FINANCIAL SERVICES, LLC added491,188$11M0.2%2026-Q1
DT Investment Partners, LLC added488,147$11M0.2%2026-Q1
Quartz Partners, LLC trimmed456,746$11M0.2%2026-Q1
Curran Financial Partners, LLC added453,267$11M0.2%2026-Q1
DEUTSCHE BANK AG\ added448,944$10M0.2%2026-Q1
FINANCIAL ADVISORY PARTNERS, LLC trimmed446,622$10M0.2%2026-Q1
CHOREO, LLC new432,182$10M0.2%2026-Q1
Northeast Financial Group, Inc. added429,967$10M0.2%2026-Q1
Bensler, LLC trimmed423,012$10M0.2%2026-Q1
Atlas Private Wealth Advisors trimmed421,456$10M0.2%2026-Q1
WCG Wealth Advisors LLC added419,806$10M0.2%2026-Q1
Carolina Wealth Advisors, LLC trimmed415,461$10M0.2%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added398,395$9M0.2%2026-Q1
STIFEL FINANCIAL CORP added395,108$9M0.2%2026-Q1
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP trimmed3,432,661$82M1.3%2025-Q2 stale
NEOS Investment Management LLC added2,574,955$61M1.0%2025-Q4 stale
TOEWS CORP /ADV added1,655,700$39M0.6%2025-Q4 stale
SageView Advisory Group, LLC added1,442,659$34M0.6%2025-Q4 stale
PRINCIPAL FINANCIAL GROUP INC1,088,550$26M0.4%2025-Q4 stale
Donoghue Forlines LLC added1,084,667$26M0.4%2025-Q4 stale
RATIONAL ADVISORS, INC. trimmed1,002,765$24M0.4%2025-Q4 stale
RENAISSANCE TECHNOLOGIES LLC trimmed734,100$18M0.3%2025-Q3 stale
POTOMAC FUND MANAGEMENT INC /ADV new732,526$17M0.3%2025-Q1 stale
CONFLUENCE INVESTMENT MANAGEMENT LLC added505,720$12M0.2%2025-Q1 stale
Jefferies Financial Group Inc. added410,058$10M0.2%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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