Who owns SOXX (SOXX)
Which tracked institutional funds hold SOXX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SOXX company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on SOXX is one-sided between 2025-Q4 and 2026-Q1: 272 added or opened and 82 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SOXX’s largest tracked holder by dollar value, GOLDMAN SACHS GROUP INC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.2% of theirs — a 0.0pp gap the other way — the median holder sizes SOXX more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SOXX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 920 tracked filers holding SOXX, 465 increased or opened the position and 353 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SOXX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 43
- JANE STREET GROUP, LLC$196M
- Noked Israel Ltd$115M
- D. E. Shaw & Co., Inc.$106M
- SCHRODER INVESTMENT MANAGEMENT GROUP$36M
- BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$27M
- MinichMacGregor Wealth Management, LLC$20M
Full exits 29
- Gemsstock Ltd.$54M
- Maxi Investments CY Ltd$16M
- Weiss Asset Management LP$14M
- Arete Wealth Advisors, LLC$9M
- Twin Tree Management, LP$8M
- NewEdge Advisors, LLC$7M
Largest adds
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$399M
- BNP PARIBAS FINANCIAL MARKETS$256M
- BANK OF AMERICA CORP /DE/$248M
- GOLDMAN SACHS GROUP INC$239M
- CITADEL ADVISORS LLC$184M
- BANK OF NOVA SCOTIA$144M
Largest trims
- HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$161M
- Thrivent Financial for Lutherans$61M
- UBS Group AG$52M
- WELLS FARGO & COMPANY/MN$45M
- JPMORGAN CHASE & CO$18M
- Tower Research Capital LLC (TRC)$9M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC added | 3,388,810 | $1.1B | 11.2% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 3,115,278 | $1.0B | 10.3% | 2026-Q1 |
| MORGAN STANLEY trimmed | 2,234,319 | $734M | 7.4% | 2026-Q1 |
| BNP PARIBAS FINANCIAL MARKETS added | 1,851,369 | $608M | 6.1% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 1,443,988 | $475M | 4.8% | 2026-Q1 |
| UBS Group AG trimmed | 1,162,182 | $382M | 3.9% | 2026-Q1 |
| LPL Financial LLC added | 1,078,141 | $354M | 3.6% | 2026-Q1 |
| BANK OF NOVA SCOTIA added | 851,229 | $280M | 2.8% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN trimmed | 746,397 | $245M | 2.5% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 675,100 | $222M | 2.2% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 594,867 | $196M | 2.0% | 2026-Q1 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND trimmed | 590,000 | $194M | 2.0% | 2026-Q1 |
| CITIGROUP INC added | 566,893 | $186M | 1.9% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 433,384 | $142M | 1.4% | 2026-Q1 |
| FIL Ltd added | 425,183 | $140M | 1.4% | 2026-Q1 |
| Foundations Investment Advisors, LLC added | 416,193 | $137M | 1.4% | 2026-Q1 |
| Rockefeller Capital Management L.P. added | 407,179 | $134M | 1.4% | 2026-Q1 |
| Noked Israel Ltd new | 349,070 | $115M | 1.2% | 2026-Q1 |
| D. E. Shaw & Co., Inc. added | 322,500 | $106M | 1.1% | 2026-Q1 |
| ALKEON CAPITAL MANAGEMENT LLC added | 310,700 | $102M | 1.0% | 2026-Q1 |
| Elo Mutual Pension Insurance Co added | 306,800 | $101M | 1.0% | 2026-Q1 |
| DONALDSON CAPITAL MANAGEMENT, LLC added | 301,410 | $99M | 1.0% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 289,889 | $95M | 1.0% | 2026-Q1 |
| LMR Partners LLP trimmed | 273,000 | $90M | 0.9% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 261,121 | $86M | 0.9% | 2026-Q1 |
| BANK OF MONTREAL /CAN/ added | 245,454 | $81M | 0.8% | 2026-Q1 |
| BARCLAYS PLC added | 238,223 | $78M | 0.8% | 2026-Q1 |
| Howard Capital Management Inc. added | 232,576 | $76M | 0.8% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 230,814 | $76M | 0.8% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC trimmed | 229,211 | $75M | 0.8% | 2026-Q1 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. added | 206,941 | $68M | 0.7% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 206,136 | $68M | 0.7% | 2026-Q1 |
| Analyst IMS Investment Management Services Ltd. added | 201,536 | $66M | 0.7% | 2026-Q1 |
| Cetera Investment Advisers added | 181,101 | $60M | 0.6% | 2026-Q1 |
| JONES FINANCIAL COMPANIES LLLP added | 182,779 | $59M | 0.6% | 2026-Q1 |
| EDMOND DE ROTHSCHILD HOLDING S.A. trimmed | 178,588 | $59M | 0.6% | 2026-Q1 |
| JPMORGAN CHASE & CO trimmed | 187,881 | $58M | 0.6% | 2026-Q1 |
| NATIONAL BANK OF CANADA /FI/ added | 173,514 | $57M | 0.6% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 173,014 | $57M | 0.6% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC added | 168,220 | $55M | 0.6% | 2026-Q1 |
| Y.D. More Investments Ltd added | 158,996 | $52M | 0.5% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 154,192 | $51M | 0.5% | 2026-Q1 |
| Wellspring Financial Advisors, LLC added | 151,791 | $50M | 0.5% | 2026-Q1 |
| GM Advisory Group, LLC added | 145,424 | $48M | 0.5% | 2026-Q1 |
| OVERSEA-CHINESE BANKING Corp Ltd added | 134,580 | $44M | 0.4% | 2026-Q1 |
| Gerber Kawasaki Wealth & Investment Management trimmed | 133,860 | $44M | 0.4% | 2026-Q1 |
| Mirae Asset Global Investments Co., Ltd. added | 128,535 | $42M | 0.4% | 2026-Q1 |
| Corient Private Wealth LLC trimmed | 126,240 | $41M | 0.4% | 2026-Q1 |
| HighTower Advisors, LLC added | 118,520 | $39M | 0.4% | 2026-Q1 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. added | 121,364 | $39M | 0.4% | 2026-Q1 |
| GREENWOOD GEARHART LLC trimmed | 117,444 | $39M | 0.4% | 2026-Q1 |
| SIMPLEX TRADING, LLC trimmed | 116,273 | $38M | 0.4% | 2026-Q1 |
| Integrated Wealth Concepts LLC added | 112,497 | $37M | 0.4% | 2026-Q1 |
| SCHRODER INVESTMENT MANAGEMENT GROUP trimmed | 116,200 | $36M | 0.4% | 2026-Q1 |
| FIRST MANHATTAN CO. LLC. added | 101,272 | $33M | 0.3% | 2026-Q1 |
| Quadrature Capital Ltd added | 97,514 | $32M | 0.3% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 97,200 | $32M | 0.3% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 95,861 | $32M | 0.3% | 2026-Q1 |
| Jump Financial, LLC added | 91,388 | $30M | 0.3% | 2026-Q1 |
| Focus Partners Wealth added | 88,166 | $29M | 0.3% | 2026-Q1 |
| Anfield Capital Management, LLC added | 84,607 | $28M | 0.3% | 2026-Q1 |
| SG Americas Securities, LLC added | 83,156 | $27M | 0.3% | 2026-Q1 |
| Yarbrough Capital, LLC | 82,383 | $27M | 0.3% | 2026-Q1 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp trimmed | 80,851 | $27M | 0.3% | 2026-Q1 |
| Clal Insurance Enterprises Holdings Ltd added | 78,477 | $26M | 0.3% | 2026-Q1 |
| Mariner, LLC added | 77,891 | $26M | 0.3% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 71,091 | $23M | 0.2% | 2026-Q1 |
| CAPTRUST FINANCIAL ADVISORS added | 70,211 | $23M | 0.2% | 2026-Q1 |
| TRUE Private Wealth Advisors added | 67,357 | $22M | 0.2% | 2026-Q1 |
| TD Waterhouse Canada Inc. trimmed | 64,611 | $22M | 0.2% | 2026-Q1 |
| Advisory Services Network, LLC trimmed | 66,209 | $22M | 0.2% | 2026-Q1 |
| MinichMacGregor Wealth Management, LLC added | 59,899 | $20M | 0.2% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 57,515 | $20M | 0.2% | 2026-Q1 |
| United Asset Strategies, Inc. added | 58,924 | $19M | 0.2% | 2026-Q1 |
| COMMERCE BANK added | 55,026 | $18M | 0.2% | 2026-Q1 |
| REDSTONE WEALTH MANAGEMENT, LLC trimmed | 54,255 | $18M | 0.2% | 2026-Q1 |
| BANK HAPOALIM BM trimmed | 54,208 | $18M | 0.2% | 2026-Q1 |
| Equitable Holdings, Inc. added | 53,633 | $17M | 0.2% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 50,050 | $16M | 0.2% | 2026-Q1 |
| Cadent Capital Advisors, LLC added | 50,011 | $16M | 0.2% | 2026-Q1 |
| Financial Partners Group, Inc trimmed | 48,463 | $16M | 0.2% | 2026-Q1 |
| Wealthfront Advisers LLC added | 48,342 | $16M | 0.2% | 2026-Q1 |
| Rakuten Investment Management, Inc. added | 56,968 | $15M | 0.2% | 2026-Q1 |
| Legacy Edge Advisors, LLC trimmed | 46,414 | $15M | 0.2% | 2026-Q1 |
| Galvin, Gaustad & Stein, LLC added | 46,186 | $15M | 0.2% | 2026-Q1 |
| Chicago Wealth Management, Inc. trimmed | 45,978 | $15M | 0.2% | 2026-Q1 |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT new | 44,200 | $15M | 0.1% | 2026-Q1 |
| Legend Financial Advisors, Inc. trimmed | 43,273 | $14M | 0.1% | 2026-Q1 |
| Qube Research & Technologies Ltd added | 42,419 | $14M | 0.1% | 2026-Q1 |
| SAVA PENZISKO DRUSHTVO A.D. SKOPJE added | 42,000 | $14M | 0.1% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 39,715 | $13M | 0.1% | 2026-Q1 |
| BALYASNY ASSET MANAGEMENT L.P. added | 39,615 | $13M | 0.1% | 2026-Q1 |
| Private Advisor Group, LLC added | 39,219 | $13M | 0.1% | 2026-Q1 |
| Prospera Financial Services Inc added | 39,209 | $13M | 0.1% | 2026-Q1 |
| Capital Investment Counsel, LLC trimmed | 39,098 | $13M | 0.1% | 2026-Q1 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN trimmed | 39,005 | $13M | 0.1% | 2026-Q1 |
| Gemsstock Ltd. new | 10,634 | $54M | 0.5% | 2025-Q4 stale |
| MIRAE ASSET SECURITIES (USA) INC. | 100,000 | $24M | 0.2% | 2025-Q2 stale |
| Maxi Investments CY Ltd added | 52,400 | $16M | 0.2% | 2025-Q4 stale |
| Weiss Asset Management LP added | 46,567 | $14M | 0.1% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.