Who owns SOXX
Which tracked institutional funds hold SOXX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SOXX company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-17). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on SOXX is one-sided between 2026-Q1 and 2026-Q2: 669 added or opened and 85 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SOXX’s largest tracked holder by dollar value, GOLDMAN SACHS GROUP INC, sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 0.4% of theirs — a 0.2pp gap the other way — the median holder sizes SOXX more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SOXX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 1136 tracked filers holding SOXX, 623 increased or opened the position and 438 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SOXX between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 94
- Holocene Advisors, LP$487M
- Daiichi Life Insurance Co., Ltd.$113M
- EXCHANGE TRADED CONCEPTS, LLC$65M
- Horizon Investments, LLC$65M
- Hel Ved Capital Management Ltd$42M
- Marks Wealth, LLC$31M
Full exits 53
- CITADEL ADVISORS LLC$222M
- D. E. Shaw & Co., Inc.$106M
- LMR Partners LLP$90M
- Analyst IMS Investment Management Services Ltd.$66M
- Cambridge Investment Research Advisors, Inc.$57M
- GM Advisory Group, LLC$48M
Largest adds
- GOLDMAN SACHS GROUP INC$1.2B
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$1.0B
- BANK OF AMERICA CORP /DE/$877M
- HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$594M
- BNP PARIBAS FINANCIAL MARKETS$489M
- MORGAN STANLEY$470M
Largest trims
- JANE STREET GROUP, LLC$164M
- BANK OF NOVA SCOTIA$157M
- CITIGROUP INC$68M
- FIL Ltd$51M
- SUMITOMO MITSUI FINANCIAL GROUP, INC.$45M
- BANK OF MONTREAL /CAN/$41M
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC added | 3,600,515 | $2.3B | 12.7% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ trimmed | 2,966,152 | $1.9B | 10.5% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 2,317,691 | $1.5B | 8.2% | 2026-Q2 |
| MORGAN STANLEY trimmed | 1,880,266 | $1.2B | 6.6% | 2026-Q2 |
| BNP PARIBAS FINANCIAL MARKETS trimmed | 1,713,408 | $1.1B | 6.0% | 2026-Q2 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND added | 1,230,000 | $788M | 4.3% | 2026-Q2 |
| LPL Financial LLC added | 1,096,518 | $703M | 3.9% | 2026-Q2 |
| UBS Group AG trimmed | 950,687 | $609M | 3.4% | 2026-Q2 |
| Holocene Advisors, LP new | 760,000 | $487M | 2.7% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 757,927 | $486M | 2.7% | 2026-Q2 |
| BARCLAYS PLC added | 466,096 | $299M | 1.6% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 433,699 | $278M | 1.5% | 2026-Q2 |
| ALKEON CAPITAL MANAGEMENT LLC added | 371,200 | $238M | 1.3% | 2026-Q2 |
| Mirae Asset Global Investments Co., Ltd. added | 367,193 | $235M | 1.3% | 2026-Q2 |
| Foundations Investment Advisors, LLC trimmed | 364,192 | $233M | 1.3% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 358,985 | $230M | 1.3% | 2026-Q2 |
| DONALDSON CAPITAL MANAGEMENT, LLC added | 304,880 | $195M | 1.1% | 2026-Q2 |
| NATIONAL BANK OF CANADA /FI/ added | 285,325 | $183M | 1.0% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC trimmed | 271,837 | $174M | 1.0% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC added | 256,209 | $164M | 0.9% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 241,515 | $155M | 0.9% | 2026-Q2 |
| Howard Capital Management, LLC trimmed | 232,236 | $149M | 0.8% | 2026-Q2 |
| OSAIC HOLDINGS, INC. trimmed | 218,332 | $140M | 0.8% | 2026-Q2 |
| JONES FINANCIAL COMPANIES LLLP added | 215,914 | $127M | 0.7% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 203,236 | $125M | 0.7% | 2026-Q2 |
| Quadrature Capital Ltd added | 203,207 | $130M | 0.7% | 2026-Q2 |
| Y.D. More Investments Ltd added | 202,142 | $130M | 0.7% | 2026-Q2 |
| SCHRODER INVESTMENT MANAGEMENT GROUP added | 195,400 | $120M | 0.7% | 2026-Q2 |
| Cetera Investment Advisers added | 192,870 | $124M | 0.7% | 2026-Q2 |
| BANK OF NOVA SCOTIA trimmed | 191,687 | $123M | 0.7% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 191,249 | $123M | 0.7% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 189,891 | $122M | 0.7% | 2026-Q2 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. added | 186,620 | $119M | 0.7% | 2026-Q2 |
| CITIGROUP INC trimmed | 184,015 | $118M | 0.6% | 2026-Q2 |
| Daiichi Life Insurance Co., Ltd. new | 175,710 | $113M | 0.6% | 2026-Q2 |
| Noked Israel Ltd trimmed | 175,070 | $112M | 0.6% | 2026-Q2 |
| BROWN ADVISORY INC added | 171,024 | $110M | 0.6% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 163,012 | $104M | 0.6% | 2026-Q2 |
| Wealthspire Advisors, LLC added | 161,642 | $104M | 0.6% | 2026-Q2 |
| SIMPLEX TRADING, LLC added | 161,532 | $104M | 0.6% | 2026-Q2 |
| FIL Ltd trimmed | 138,598 | $89M | 0.5% | 2026-Q2 |
| Corient Private Wealth LP trimmed | 124,854 | $80M | 0.4% | 2026-Q2 |
| Integrated Wealth Concepts LLC added | 118,447 | $76M | 0.4% | 2026-Q2 |
| GREENWOOD GEARHART LLC trimmed | 115,823 | $74M | 0.4% | 2026-Q2 |
| Elo Mutual Pension Insurance Co trimmed | 112,320 | $72M | 0.4% | 2026-Q2 |
| Gerber Kawasaki Wealth & Investment Management trimmed | 111,185 | $71M | 0.4% | 2026-Q2 |
| Wellspring Financial Advisors, LLC trimmed | 109,196 | $70M | 0.4% | 2026-Q2 |
| Horizon Investments, LLC added | 101,355 | $65M | 0.4% | 2026-Q2 |
| EXCHANGE TRADED CONCEPTS, LLC new | 101,355 | $65M | 0.4% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 101,270 | $65M | 0.4% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 98,074 | $63M | 0.3% | 2026-Q2 |
| EDMOND DE ROTHSCHILD HOLDING S.A. trimmed | 95,280 | $61M | 0.3% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 88,474 | $57M | 0.3% | 2026-Q2 |
| FIRST MANHATTAN CO. LLC. trimmed | 85,294 | $55M | 0.3% | 2026-Q2 |
| Traynor Capital Management, Inc. added | 85,270 | $55M | 0.3% | 2026-Q2 |
| Yarbrough Capital, LLC | 82,383 | $53M | 0.3% | 2026-Q2 |
| Focus Partners Wealth trimmed | 79,278 | $51M | 0.3% | 2026-Q2 |
| Mariner, LLC trimmed | 71,155 | $46M | 0.3% | 2026-Q2 |
| OPPENHEIMER & CO INC trimmed | 70,842 | $45M | 0.3% | 2026-Q2 |
| CAPTRUST FINANCIAL ADVISORS trimmed | 68,232 | $44M | 0.2% | 2026-Q2 |
| TRUE Private Wealth Advisors added | 67,709 | $43M | 0.2% | 2026-Q2 |
| TD Waterhouse Canada Inc. added | 65,681 | $39M | 0.2% | 2026-Q2 |
| Hel Ved Capital Management Ltd new | 65,000 | $42M | 0.2% | 2026-Q2 |
| BANK OF MONTREAL /CAN/ trimmed | 62,090 | $40M | 0.2% | 2026-Q2 |
| Wealthfront Advisers LLC added | 61,114 | $39M | 0.2% | 2026-Q2 |
| Jump Financial, LLC trimmed | 60,530 | $39M | 0.2% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 60,324 | $35M | 0.2% | 2026-Q2 |
| Advisory Services Network, LLC trimmed | 56,189 | $36M | 0.2% | 2026-Q2 |
| Arax Advisory Partners added | 54,595 | $35M | 0.2% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC added | 51,635 | $33M | 0.2% | 2026-Q2 |
| COMMERCE BANK trimmed | 51,484 | $33M | 0.2% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 50,367 | $32M | 0.2% | 2026-Q2 |
| Cadent Capital Advisors, LLC trimmed | 49,460 | $32M | 0.2% | 2026-Q2 |
| United Asset Strategies, Inc. trimmed | 48,982 | $31M | 0.2% | 2026-Q2 |
| Marks Wealth, LLC new | 48,876 | $31M | 0.2% | 2026-Q2 |
| JANE STREET GROUP, LLC trimmed | 48,474 | $31M | 0.2% | 2026-Q2 |
| Walleye Trading LLC added | 45,991 | $29M | 0.2% | 2026-Q2 |
| Financial Partners Group, Inc trimmed | 45,977 | $29M | 0.2% | 2026-Q2 |
| 360 Financial, Inc. added | 44,450 | $28M | 0.2% | 2026-Q2 |
| MinichMacGregor Wealth Management, LLC trimmed | 42,749 | $27M | 0.2% | 2026-Q2 |
| Squarepoint Ops LLC added | 41,610 | $27M | 0.1% | 2026-Q2 |
| REDSTONE WEALTH MANAGEMENT, LLC trimmed | 41,353 | $26M | 0.1% | 2026-Q2 |
| Equitable Holdings, Inc. trimmed | 40,098 | $26M | 0.1% | 2026-Q2 |
| Horizon Wealth Management, LLC new | 40,036 | $26M | 0.1% | 2026-Q2 |
| Parallax Volatility Advisers, L.P. added | 39,929 | $26M | 0.1% | 2026-Q2 |
| Galvin, Gaustad & Stein, LLC trimmed | 38,965 | $25M | 0.1% | 2026-Q2 |
| Capital Investment Counsel, LLC trimmed | 37,945 | $24M | 0.1% | 2026-Q2 |
| LOWE BROCKENBROUGH & CO INC added | 37,319 | $24M | 0.1% | 2026-Q2 |
| TOTH FINANCIAL ADVISORY CORP trimmed | 35,903 | $23M | 0.1% | 2026-Q2 |
| KLINGENSTEIN FIELDS & CO LP new | 35,340 | $23M | 0.1% | 2026-Q2 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. trimmed | 35,285 | $23M | 0.1% | 2026-Q2 |
| Chicago Wealth Management, Inc. trimmed | 35,178 | $23M | 0.1% | 2026-Q2 |
| TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA new | 34,995 | $22M | 0.1% | 2026-Q2 |
| Private Advisor Group, LLC trimmed | 34,854 | $22M | 0.1% | 2026-Q2 |
| Gray Foundation | 34,371 | $22M | 0.1% | 2026-Q2 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN trimmed | 34,231 | $22M | 0.1% | 2026-Q2 |
| NOVARE CAPITAL MANAGEMENT LLC trimmed | 33,764 | $22M | 0.1% | 2026-Q2 |
| MACKENZIE FINANCIAL CORP added | 32,066 | $21M | 0.1% | 2026-Q2 |
| KCM INVESTMENT ADVISORS LLC trimmed | 31,825 | $20M | 0.1% | 2026-Q2 |
| SPINNAKER TRUST added | 31,334 | $20M | 0.1% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.