Who owns SOXQ
Which tracked institutional funds hold SOXQ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SOXQ company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on SOXQ is one-sided between 2026-Q1 and 2026-Q2: 65 added or opened and 10 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SOXQ’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes SOXQ more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SOXQ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 154 tracked filers holding SOXQ, 105 increased or opened the position and 57 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SOXQ between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 14
- EXCHANGE TRADED CONCEPTS, LLC$15M
- CAPSTONE WEALTH MANAGEMENT GROUP, LLC$5M
- TUDOR INVESTMENT CORP ET AL$4M
- Global Retirement Partners, LLC$3M
- Coppell Advisory Solutions LLC$3M
- BURLING WEALTH PARTNERS, LLC$3M
Full exits 7
- Cambridge Investment Research Advisors, Inc.$8M
- JANE STREET GROUP, LLC$2M
- Almanack Investment Partners, LLC.$1M
- CWM, LLC$855K
- HRT FINANCIAL LP$635K
- MILLINGTON SECURITIES, LLC$591K
Largest adds
- MORGAN STANLEY$71M
- LPL Financial LLC$26M
- EAGLE GLOBAL ADVISORS LLC$18M
- D. E. Shaw & Co., Inc.$16M
- CITIGROUP INC$11M
- BANK OF AMERICA CORP /DE/$11M
Largest trims
- JPMORGAN CHASE & CO$5M
- TWO SIGMA INVESTMENTS, LP$2M
- Global X Japan Co., Ltd.$281K
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| MORGAN STANLEY added | 919,311 | $103M | 20.7% | 2026-Q2 |
| LPL Financial LLC added | 396,580 | $44M | 8.9% | 2026-Q2 |
| EAGLE GLOBAL ADVISORS LLC added | 335,503 | $38M | 7.5% | 2026-Q2 |
| CITIGROUP INC trimmed | 233,959 | $26M | 5.3% | 2026-Q2 |
| CONDOR CAPITAL MANAGEMENT trimmed | 185,688 | $21M | 4.2% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 171,333 | $19M | 3.9% | 2026-Q2 |
| D. E. Shaw & Co., Inc. added | 157,360 | $18M | 3.5% | 2026-Q2 |
| NorthRock Partners, LLC trimmed | 154,414 | $17M | 3.5% | 2026-Q2 |
| MEITAV INVESTMENT HOUSE LTD added | 137,840 | $15M | 3.1% | 2026-Q2 |
| EXCHANGE TRADED CONCEPTS, LLC new | 136,248 | $15M | 3.1% | 2026-Q2 |
| NATIONAL BANK OF CANADA /FI/ trimmed | 135,395 | $15M | 3.0% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 106,113 | $12M | 2.4% | 2026-Q2 |
| VestGen Advisors, LLC trimmed | 80,306 | $9M | 1.8% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC added | 72,024 | $8M | 1.6% | 2026-Q2 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | 67,900 | $8M | 1.5% | 2026-Q2 |
| Corient Private Wealth LP added | 56,596 | $6M | 1.3% | 2026-Q2 |
| Meridian Wealth Management, LLC added | 55,677 | $6M | 1.3% | 2026-Q2 |
| Capital Investment Advisors, LLC added | 50,982 | $6M | 1.1% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 50,709 | $6M | 1.1% | 2026-Q2 |
| Mirae Asset Global Investments Co., Ltd. trimmed | 50,000 | $6M | 1.1% | 2026-Q2 |
| MARSHALL INVESTMENT MANAGEMENT, LLC added | 47,555 | $5M | 1.1% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 46,235 | $5M | 1.0% | 2026-Q2 |
| Hardy Reed LLC | 45,000 | $5M | 1.0% | 2026-Q2 |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC new | 43,547 | $5M | 1.0% | 2026-Q2 |
| TUDOR INVESTMENT CORP ET AL new | 35,894 | $4M | 0.8% | 2026-Q2 |
| TD Waterhouse Canada Inc. added | 32,794 | $3M | 0.7% | 2026-Q2 |
| Quadrature Capital Ltd added | 32,665 | $4M | 0.7% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 32,520 | $4M | 0.7% | 2026-Q2 |
| Sumitomo Mitsui Trust Group, Inc. added | 29,600 | $3M | 0.7% | 2026-Q2 |
| Global Retirement Partners, LLC added | 25,606 | $3M | 0.6% | 2026-Q2 |
| BURLING WEALTH PARTNERS, LLC new | 24,126 | $3M | 0.5% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 23,575 | $3M | 0.5% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 20,927 | $2M | 0.5% | 2026-Q2 |
| HighPoint Advisor Group LLC added | 20,248 | $2M | 0.5% | 2026-Q2 |
| Quantinno Capital Management LP new | 18,851 | $2M | 0.4% | 2026-Q2 |
| Focus Partners Wealth new | 17,991 | $2M | 0.4% | 2026-Q2 |
| Equitable Holdings, Inc. added | 16,182 | $2M | 0.4% | 2026-Q2 |
| Kovack Advisors, Inc. trimmed | 15,956 | $2M | 0.3% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP trimmed | 15,500 | $2M | 0.3% | 2026-Q2 |
| RETIREMENT GUYS FORMULA LLC trimmed | 14,792 | $2M | 0.3% | 2026-Q2 |
| Jump Financial, LLC added | 14,431 | $2M | 0.3% | 2026-Q2 |
| Cetera Investment Advisers added | 14,026 | $2M | 0.3% | 2026-Q2 |
| OPPENHEIMER & CO INC trimmed | 12,889 | $1M | 0.3% | 2026-Q2 |
| Pacific Sun Financial Corp trimmed | 11,262 | $1M | 0.3% | 2026-Q2 |
| Huntleigh Advisors, Inc. added | 10,505 | $1M | 0.2% | 2026-Q2 |
| WBI INVESTMENTS, LLC added | 10,195 | $1M | 0.2% | 2026-Q2 |
| Prospera Financial Services Inc trimmed | 9,926 | $1M | 0.2% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC trimmed | 9,423 | $1M | 0.2% | 2026-Q2 |
| Bright Futures Wealth Management, LLC. trimmed | 9,090 | $1M | 0.2% | 2026-Q2 |
| IHT Wealth Management, LLC trimmed | 8,841 | $991K | 0.2% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 8,746 | $980K | 0.2% | 2026-Q2 |
| GRIMES & Co WEALTH MANAGEMENT, LLC trimmed | 8,583 | $962K | 0.2% | 2026-Q2 |
| Arax Advisory Partners added | 8,308 | $931K | 0.2% | 2026-Q2 |
| FFG Partners, LLC new | 7,760 | $870K | 0.2% | 2026-Q2 |
| Sanctuary Advisors, LLC trimmed | 7,688 | $862K | 0.2% | 2026-Q2 |
| PFG Investments, LLC trimmed | 7,114 | $798K | 0.2% | 2026-Q2 |
| Topsail Wealth Management, LLC trimmed | 6,905 | $774K | 0.2% | 2026-Q2 |
| Icon Wealth Advisors, LLC | 6,380 | $715K | 0.1% | 2026-Q2 |
| Kohmann Bosshard Financial Services, LLC new | 5,985 | $671K | 0.1% | 2026-Q2 |
| Berkeley Capital Partners, LLC new | 5,744 | $644K | 0.1% | 2026-Q2 |
| SILVER OAK SECURITIES, INCORPORATED trimmed | 5,658 | $634K | 0.1% | 2026-Q2 |
| Wealthcare Advisory Partners LLC added | 5,542 | $621K | 0.1% | 2026-Q2 |
| WESTCO ADVISORY SERVICES INC /ADV trimmed | 5,453 | $611K | 0.1% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 5,229 | $586K | 0.1% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 4,926 | $552K | 0.1% | 2026-Q2 |
| Sigma Planning Corp trimmed | 4,424 | $496K | 0.1% | 2026-Q2 |
| TRUIST FINANCIAL CORP trimmed | 4,345 | $487K | 0.1% | 2026-Q2 |
| StoneX Group Inc. new | 4,289 | $367K | 0.1% | 2026-Q2 |
| XTX Topco Ltd new | 4,234 | $475K | 0.1% | 2026-Q2 |
| RETIREMENT PLANNING GROUP, LLC / NY added | 4,064 | $456K | 0.1% | 2026-Q2 |
| FLAGSTAR SECURITIES, INC new | 3,859 | $433K | 0.1% | 2026-Q2 |
| KPP Advisory Services LLC | 3,840 | $430K | 0.1% | 2026-Q2 |
| Advisory Services Network, LLC | 3,547 | $398K | 0.1% | 2026-Q2 |
| Chicago Partners Investment Group LLC trimmed | 3,506 | $341K | 0.1% | 2026-Q2 |
| Sankala Group LLC added | 3,335 | $313K | 0.1% | 2026-Q2 |
| CIBC WORLD MARKET INC. new | 3,285 | $368K | 0.1% | 2026-Q2 |
| PKS Advisory Services, LLC new | 3,216 | $361K | 0.1% | 2026-Q2 |
| Capital Investment Advisory Services, LLC added | 3,209 | $360K | 0.1% | 2026-Q2 |
| FMR LLC added | 3,134 | $351K | 0.1% | 2026-Q2 |
| Belvedere Trading LLC added | 3,096 | $347K | 0.1% | 2026-Q2 |
| Bolthouse Investments, LLC new | 3,000 | $336K | 0.1% | 2026-Q2 |
| SIH Partners, LLLP new | 2,907 | $326K | 0.1% | 2026-Q2 |
| AE Wealth Management LLC added | 2,883 | $323K | 0.1% | 2026-Q2 |
| Cannon Advisors, Inc. new | 2,845 | $284K | 0.1% | 2026-Q2 |
| STIFEL FINANCIAL CORP new | 2,835 | $318K | 0.1% | 2026-Q2 |
| AQR CAPITAL MANAGEMENT LLC new | 2,817 | $316K | 0.1% | 2026-Q2 |
| CHOREO, LLC new | 2,815 | $316K | 0.1% | 2026-Q2 |
| Qube Research & Technologies Ltd added | 2,768 | $310K | 0.1% | 2026-Q2 |
| INSIGNEO ADVISORY SERVICES, LLC new | 2,650 | $297K | 0.1% | 2026-Q2 |
| Kropog Financial Group, LLC new | 2,618 | $293K | 0.1% | 2026-Q2 |
| Curtis Advisory Group, LLC new | 2,604 | $292K | 0.1% | 2026-Q2 |
| Scientech Research LLC new | 2,597 | $291K | 0.1% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. new | 2,497 | $280K | 0.1% | 2026-Q2 |
| Worth Asset Management, LLC new | 2,488 | $279K | 0.1% | 2026-Q2 |
| MAI Capital Management | 2,400 | $269K | 0.1% | 2026-Q2 |
| Signal Advisors Wealth, LLC new | 2,351 | $264K | 0.1% | 2026-Q2 |
| FWL INVESTMENT MANAGEMENT, LLC trimmed | 2,342 | $263K | 0.1% | 2026-Q2 |
| Creative Planning new | 2,280 | $256K | 0.1% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 2,254 | $253K | 0.1% | 2026-Q2 |
| Coppell Advisory Solutions LLC trimmed | 111 | $3M | 0.5% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.