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Institutional Ownership · SEC Form 13F

Who owns SANUWAVE Health (SNWV)


Which tracked institutional funds hold SNWV, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SNWV company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

48
Institutional holders
3M
Shares held (tracked funds)
37.3%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on SNWV is one-sided between 2026-Q1 and 2026-Q2: 3 added or opened and 18 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SNWV’s largest tracked holder by dollar value, VANGUARD GROUP INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SNWV divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 48 tracked filers holding SNWV, 25 increased or opened the position and 42 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SNWV between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

Full exits 2

  • STIFEL FINANCIAL CORP$4M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$766K

Largest adds

  • Solas Capital Management, LLC$1M
  • JPMORGAN CHASE & CO$338K
  • CITADEL ADVISORS LLC$282K

Largest trims

  • Opaleye Management Inc.$14M
  • BlackRock, Inc.$7M
  • AWM Investment Company, Inc.$3M
  • VANGUARD CAPITAL MANAGEMENT LLC$3M
  • EverSource Wealth Advisors, LLC$2M
  • GEODE CAPITAL MANAGEMENT, LLC$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Solas Capital Management, LLC added610,968$6M10.0%2026-Q2
AWM Investment Company, Inc.454,550$5M7.5%2026-Q2
Praetorian PR LLC added395,000$4M6.5%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added352,756$4M5.8%2026-Q2
Opaleye Management Inc. trimmed306,140$3M5.0%2026-Q2
UBS Group AG added256,791$3M4.2%2026-Q2
BlackRock, Inc. trimmed159,867$2M2.6%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC trimmed86,098$861K1.4%2026-Q2
CITADEL ADVISORS LLC added59,473$595K1.0%2026-Q2
VANGUARD FIDUCIARY TRUST CO trimmed43,097$431K0.7%2026-Q2
MARSHALL WACE, LLP added42,125$421K0.7%2026-Q2
GOLDMAN SACHS GROUP INC added40,426$404K0.7%2026-Q2
JPMORGAN CHASE & CO added39,697$391K0.6%2026-Q2
Stonebridge Wealth Management, LLC added38,434$384K0.6%2026-Q2
Luxor Capital Group, LP new37,200$372K0.6%2026-Q2
STATE STREET CORP trimmed32,282$323K0.5%2026-Q2
MORGAN STANLEY added31,619$316K0.5%2026-Q2
KIRTLAND HILLS CAPITAL MANAGEMENT, LLC added3,100$309K0.5%2026-Q2
JANE STREET GROUP, LLC added23,847$238K0.4%2026-Q2
AQR CAPITAL MANAGEMENT LLC new22,908$229K0.4%2026-Q2
XTX Topco Ltd added21,834$218K0.4%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed18,559$186K0.3%2026-Q2
Squarepoint Ops LLC new18,243$182K0.3%2026-Q2
Jain Global LLC new17,352$174K0.3%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed16,925$169K0.3%2026-Q2
NORTHERN TRUST CORP trimmed16,454$165K0.3%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP new16,340$163K0.3%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added13,304$133K0.2%2026-Q2
BRIDGEWAY CAPITAL MANAGEMENT, LLC trimmed11,500$115K0.2%2026-Q2
FMR LLC added4,454$45K0.1%2026-Q2
RHUMBLINE ADVISERS trimmed3,477$35K0.1%2026-Q2
Vanguard Global Advisers, LLC3,237$32K0.1%2026-Q2
Strategic Investment Solutions, Inc. /IL1,333$13K0.0%2026-Q2
Tower Research Capital LLC (TRC) trimmed911$9K0.0%2026-Q2
Arax Advisory Partners added646$6K0.0%2026-Q2
AdvisorNet Financial, Inc567$6K0.0%2026-Q2
BARCLAYS PLC trimmed380$4K0.0%2026-Q2
JONES FINANCIAL COMPANIES LLLP133$1K0.0%2026-Q2
ROYAL BANK OF CANADA trimmed149$1K0.0%2026-Q2
US BANCORP \DE\66$6600.0%2026-Q2
Russell Investments Group, Ltd. trimmed49$4900.0%2026-Q2
PNC Financial Services Group, Inc. added40$4000.0%2026-Q2
NewEdge Advisors, LLC26$2600.0%2026-Q2
Essential Partners LLC new13$1300.0%2026-Q2
OSAIC HOLDINGS, INC.12$1200.0%2026-Q2
EverSource Wealth Advisors, LLC trimmed11$1100.0%2026-Q2
Caitong International Asset Management Co., Ltd trimmed1$100.0%2026-Q2
IFP Advisors, Inc new1$100.0%2026-Q2
VANGUARD GROUP INC added445,206$13M21.8%2025-Q4 stale (2 quarters behind)
STIFEL FINANCIAL CORP added251,633$4M7.1%2026-Q1 stale (1 quarter behind)
CenterBook Partners LP added87,947$3M5.4%2025-Q3 stale (3 quarters behind)
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed38,359$1M2.1%2025-Q2 stale (4 quarters behind)
Huntleigh Advisors, Inc. new33,445$998K1.6%2025-Q4 stale (2 quarters behind)
VANGUARD PORTFOLIO MANAGEMENT LLC new44,328$766K1.3%2026-Q1 stale (1 quarter behind)
RICE HALL JAMES & ASSOCIATES, LLC trimmed25,156$751K1.2%2025-Q4 stale (2 quarters behind)
Evernest Financial Advisors, LLC trimmed17,600$660K1.1%2025-Q3 stale (3 quarters behind)
Shay Capital LLC new14,200$424K0.7%2025-Q4 stale (2 quarters behind)
LAZARD ASSET MANAGEMENT LLC trimmed13,266$396K0.6%2025-Q4 stale (2 quarters behind)
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed21,935$379K0.6%2026-Q1 stale (1 quarter behind)
Bank of New York Mellon Corp added15,817$273K0.4%2026-Q1 stale (1 quarter behind)
Corient Private Wealth LLC new8,604$257K0.4%2025-Q4 stale (2 quarters behind)
Sanctuary Advisors, LLC new6,753$253K0.4%2025-Q3 stale (3 quarters behind)
Nuveen, LLC added13,136$227K0.4%2026-Q1 stale (1 quarter behind)
HRT FINANCIAL LP trimmed6,870$205K0.3%2025-Q4 stale (2 quarters behind)
SALEM INVESTMENT COUNSELORS INC new8,100$140K0.2%2026-Q1 stale (1 quarter behind)
DEUTSCHE BANK AG\ added6,602$114K0.2%2026-Q1 stale (1 quarter behind)
CDC Financial, Inc. new6,500$112K0.2%2026-Q1 stale (1 quarter behind)
MetLife Investment Management, LLC4,490$78K0.1%2026-Q1 stale (1 quarter behind)
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added3,555$61K0.1%2026-Q1 stale (1 quarter behind)
Farther Finance Advisors, LLC new1,517$57K0.1%2025-Q3 stale (3 quarters behind)
State of Alaska, Department of Revenue3,235$55K0.1%2026-Q1 stale (1 quarter behind)
NEW YORK STATE COMMON RETIREMENT FUND3,100$54K0.1%2026-Q1 stale (1 quarter behind)
WELLS FARGO & COMPANY/MN trimmed2,700$47K0.1%2026-Q1 stale (1 quarter behind)
Police & Firemen's Retirement System of New Jersey2,126$37K0.1%2026-Q1 stale (1 quarter behind)
RAYMOND JAMES FINANCIAL INC new411$14K0.0%2025-Q2 stale (4 quarters behind)
Ameritas Investment Partners, Inc.716$12K0.0%2026-Q1 stale (1 quarter behind)
Legal & General Group Plc trimmed639$11K0.0%2026-Q1 stale (1 quarter behind)
CWM, LLC added507$9K0.0%2026-Q1 stale (1 quarter behind)
NISA INVESTMENT ADVISORS, LLC new500$9K0.0%2026-Q1 stale (1 quarter behind)
Quarry LP added244$7K0.0%2025-Q4 stale (2 quarters behind)
Financial Management Professionals, Inc.417$7K0.0%2026-Q1 stale (1 quarter behind)
AMALGAMATED BANK trimmed234$7K0.0%2025-Q4 stale (2 quarters behind)
BESSEMER GROUP INC new246$7K0.0%2025-Q4 stale (2 quarters behind)
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed402$7K0.0%2026-Q1 stale (1 quarter behind)
CITIGROUP INC added390$7K0.0%2026-Q1 stale (1 quarter behind)
QUADRANT CAPITAL GROUP LLC new87$3K0.0%2025-Q3 stale (3 quarters behind)
CURIO WEALTH, LLC new35$1K0.0%2025-Q3 stale (3 quarters behind)
SIGNATUREFD, LLC new27$1K0.0%2025-Q3 stale (3 quarters behind)
Sterling Capital Management LLC46$7950.0%2026-Q1 stale (1 quarter behind)
GAMMA Investing LLC added13$2250.0%2026-Q1 stale (1 quarter behind)
Root Financial Partners, LLC new7$1210.0%2026-Q1 stale (1 quarter behind)
Transamerica Financial Advisors, LLC new5$860.0%2026-Q1 stale (1 quarter behind)
Wealthspire Advisors, LLC new2$750.0%2025-Q3 stale (3 quarters behind)
Advisory Services Network, LLC new3$520.0%2026-Q1 stale (1 quarter behind)
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0—0.0%2025-Q2 stale (4 quarters behind)

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership