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Institutional Ownership · SEC Form 13F

Who owns SMTH (SMTH)


Which tracked institutional funds hold SMTH, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMTH company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

82
Institutional holders
79,106,177
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on SMTH is one-sided between 2025-Q4 and 2026-Q1: 30 added or opened and 10 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SMTH’s largest tracked holder by dollar value, WEALTH ENHANCEMENT ADVISORY SERVICES, LLC, sizes it at 2.4% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 2.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SMTH divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 82 tracked filers holding SMTH, 53 increased or opened the position and 29 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SMTH between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 4

  • BANK OF AMERICA CORP /DE/$3M
  • Signal Advisors Wealth, LLC$1M
  • GOLDMAN SACHS GROUP INC$1M
  • ENVESTNET ASSET MANAGEMENT INC$891K

Full exits 3

  • Curbstone Financial Management Corp$557K
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$525K
  • SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$513K

Largest adds

  • Hamilton Wealth, LLC$60M
  • Annex Advisory Services, LLC$26M
  • Trilogy Capital Inc.$8M
  • SHUFRO ROSE & CO LLC$5M
  • Stratos Investment Management, LLC$3M
  • Blue Line Capital, LLC / IL$2M

Largest trims

  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$373M
  • Thrivent Financial for Lutherans$14M
  • Traction Financial Partners, LLC$4M
  • LEVEL FOUR ADVISORY SERVICES, LLC$3M
  • CITADEL ADVISORS LLC$1M
  • Principle Wealth Partners LLC$1M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed42,086,273$1.1B52.2%2026-Q1
Annex Advisory Services, LLC added8,057,413$208M10.1%2026-Q1
SHUFRO ROSE & CO LLC added5,106,384$132M6.4%2026-Q1
Stratos Investment Management, LLC added3,427,061$88M4.3%2026-Q1
Hamilton Wealth, LLC added2,653,258$68M3.3%2026-Q1
Bank of New York Mellon Corp added2,208,173$57M2.8%2026-Q1
Trilogy Capital Inc. added1,943,212$50M2.4%2026-Q1
Lineweaver Wealth Advisors, LLC added1,465,774$38M1.8%2026-Q1
LEVEL FOUR ADVISORY SERVICES, LLC trimmed1,238,142$32M1.6%2026-Q1
Meridian Wealth Management, LLC added855,270$22M1.1%2026-Q1
Thrivent Financial for Lutherans trimmed731,969$19M0.9%2026-Q1
ADAPT WEALTH ADVISORS, LLC added721,532$19M0.9%2026-Q1
Traction Financial Partners, LLC trimmed677,125$17M0.8%2026-Q1
Principle Wealth Partners LLC trimmed676,565$17M0.8%2026-Q1
NorthCrest Asset Manangement, LLC added530,146$14M0.7%2026-Q1
Guardian Financial Partners, LLC added495,650$13M0.6%2026-Q1
Vise Technologies, Inc.464,880$12M0.6%2026-Q1
SENTINEL PENSION ADVISORS, LLC added437,659$11M0.5%2026-Q1
World Investment Advisors added436,043$11M0.5%2026-Q1
Prasad Wealth Partners, LLC added399,373$10M0.5%2026-Q1
Old Port Advisors added385,989$10M0.5%2026-Q1
Gallacher Capital Management LLC added379,430$10M0.5%2026-Q1
Sovereign Investment Advisors, LLC added373,742$10M0.5%2026-Q1
Ethos Financial Group, LLC added298,441$8M0.4%2026-Q1
Tenzing Financial LLC added292,878$8M0.4%2026-Q1
NIXON PEABODY TRUST CO added289,257$7M0.4%2026-Q1
SBE LLC DBA CEDAR COVE WEALTH PARTNERS added218,318$6M0.3%2026-Q1
Spectrum Investment Advisors, Inc. added194,520$5M0.2%2026-Q1
Riverbend Wealth Management, LLC added194,177$5M0.2%2026-Q1
ALPS ADVISORS INC147,517$4M0.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added141,460$4M0.2%2026-Q1
LPL Financial LLC added135,082$3M0.2%2026-Q1
BANK OF AMERICA CORP /DE/ new116,201$3M0.1%2026-Q1
FIRST FOUNDATION ADVISORS trimmed114,592$3M0.1%2026-Q1
CITADEL ADVISORS LLC trimmed94,547$2M0.1%2026-Q1
Crestwood Advisors Group, LLC added91,161$2M0.1%2026-Q1
Blue Line Capital, LLC / IL added87,352$2M0.1%2026-Q1
Fermata Advisors, LLC trimmed82,372$2M0.1%2026-Q1
Arsenal Capital Advisors LLC added79,161$2M0.1%2026-Q1
WELLS FARGO & COMPANY/MN added65,017$2M0.1%2026-Q1
Tidal Investments LLC added60,870$2M0.1%2026-Q1
Signal Advisors Wealth, LLC new56,677$1M0.1%2026-Q1
GOLDMAN SACHS GROUP INC trimmed49,627$1M0.1%2026-Q1
Boyer Financial Services, Inc. trimmed39,699$1M0.0%2026-Q1
JPMORGAN CHASE & CO trimmed39,733$1M0.0%2026-Q1
G&S Capital LLC trimmed38,814$1,000K0.0%2026-Q1
Triumph Capital Management trimmed35,378$911K0.0%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed34,596$891K0.0%2026-Q1
Legacy Capital Wealth Partners, LLC33,627$866K0.0%2026-Q1
Wealth Enhancement Trust Services, Inc. added30,565$787K0.0%2026-Q1
Apollon Wealth Management, LLC trimmed26,720$688K0.0%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added24,545$632K0.0%2026-Q1
Coastal Bridge Advisors, LLC added24,006$618K0.0%2026-Q1
JANE STREET GROUP, LLC added23,917$616K0.0%2026-Q1
OSAIC HOLDINGS, INC. added23,163$597K0.0%2026-Q1
Arax Advisory Partners added19,900$513K0.0%2026-Q1
AQR CAPITAL MANAGEMENT LLC added18,014$464K0.0%2026-Q1
MORGAN STANLEY17,190$443K0.0%2026-Q1
Kestra Advisory Services, LLC trimmed16,191$417K0.0%2026-Q1
Concurrent Investment Advisors, LLC added15,187$391K0.0%2026-Q1
Tribridge Partners Financial LLC trimmed12,791$331K0.0%2026-Q1
Summit Financial, LLC trimmed10,714$276K0.0%2026-Q1
STIFEL FINANCIAL CORP added10,010$258K0.0%2026-Q1
Strategic Financial Concepts, LLC added9,612$248K0.0%2026-Q1
PEOPLES BANK /OH new9,000$232K0.0%2026-Q1
Quantinno Capital Management LP new8,019$207K0.0%2026-Q1
Madrid Financial Services new7,887$203K0.0%2026-Q1
FIFTH THIRD BANCORP new7,486$193K0.0%2026-Q1
MAI Capital Management trimmed2,225$57K0.0%2026-Q1
Johnson Financial Group, Inc. added2,087$54K0.0%2026-Q1
Clearstead Advisors, LLC new976$25K0.0%2026-Q1
FRANKLIN RESOURCES INC934$24K0.0%2026-Q1
AE Wealth Management LLC631$16K0.0%2026-Q1
Family Capital Trust Co613$16K0.0%2026-Q1
HARBOR INVESTMENT ADVISORY, LLC new466$12K0.0%2026-Q1
Advisory Resource Group trimmed477,093$12M0.6%2025-Q3 stale
Integrated Wealth Concepts LLC trimmed273,026$7M0.3%2025-Q1 stale
Main Street Financial Solutions, LLC added77,618$2M0.1%2025-Q3 stale
Stratos Wealth Advisors, LLC new69,271$2M0.1%2025-Q1 stale
FLOW TRADERS U.S. LLC added31,897$825K0.0%2025-Q2 stale
HighTower Advisors, LLC new29,912$782K0.0%2025-Q3 stale
Curbstone Financial Management Corp new21,366$557K0.0%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP new20,120$525K0.0%2025-Q4 stale
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC trimmed19,695$513K0.0%2025-Q4 stale
Stratos Wealth Partners, LTD. added18,258$476K0.0%2025-Q4 stale
ABLE Financial Group, LLC new10,818$280K0.0%2025-Q1 stale
Rockefeller Capital Management L.P. trimmed9,994$261K0.0%2025-Q4 stale
OLD MISSION CAPITAL LLC trimmed9,250$242K0.0%2025-Q3 stale
COMERICA BANK added7,486$195K0.0%2025-Q4 stale
CWM, LLC new6,152$161K0.0%2025-Q3 stale
Blue Trust, Inc. new5,080$131K0.0%2025-Q1 stale
BlackRock, Inc. trimmed4,808$125K0.0%2025-Q4 stale
ROYAL BANK OF CANADA added3,331$87K0.0%2025-Q4 stale
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added2,941$77K0.0%2025-Q4 stale
JONES FINANCIAL COMPANIES LLLP new1,950$50K0.0%2025-Q2 stale
GPS Wealth Strategies Group, LLC trimmed1,720$45K0.0%2025-Q3 stale
CoreCap Advisors, LLC new1,577$41K0.0%2025-Q3 stale
IFP Advisors, Inc new620$16K0.0%2025-Q1 stale
Fairway Wealth LLC new570$15K0.0%2025-Q4 stale
Ancora Advisors LLC new500$13K0.0%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership