Who owns SMOT
Which tracked institutional funds hold SMOT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMOT company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
9 tracked funds added or opened SMOT while 19 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SMOT’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes SMOT more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SMOT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 107 tracked filers holding SMOT, 49 increased or opened the position and 53 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SMOT between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- FLOW TRADERS U.S. LLC$3M
- Ascentis Independent Advisors$2M
- GOLDMAN SACHS GROUP INC$698K
- GREAT VALLEY ADVISOR GROUP, INC.$575K
Full exits 3
- MML INVESTORS SERVICES, LLC$5M
- Acorn Wealth Advisors, LLC$779K
- IRON Financial LLC$628K
Largest adds
- Mesirow Financial Investment Management, Inc.$2M
- Gradient Investments LLC$825K
- JONES FINANCIAL COMPANIES LLLP$357K
- OSAIC HOLDINGS, INC.$296K
- CITADEL ADVISORS LLC$270K
Largest trims
- GREAT LAKES ADVISORS, LLC$12M
- LPL Financial LLC$7M
- MORGAN STANLEY$4M
- FINANCIAL MANAGEMENT NETWORK INC$3M
- Stegent Equity Advisors, Inc.$2M
- Kestra Advisory Services, LLC$959K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC trimmed | 930,882 | $33M | 12.3% | 2026-Q1 |
| Gradient Investments LLC added | 870,035 | $31M | 11.5% | 2026-Q1 |
| GREAT LAKES ADVISORS, LLC trimmed | 815,034 | $29M | 10.7% | 2026-Q1 |
| MORGAN STANLEY trimmed | 493,502 | $17M | 6.5% | 2026-Q1 |
| FINANCIAL MANAGEMENT NETWORK INC trimmed | 476,202 | $17M | 6.4% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 420,268 | $15M | 5.5% | 2026-Q1 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC trimmed | 338,529 | $12M | 4.5% | 2026-Q1 |
| Mesirow Financial Investment Management, Inc. added | 268,142 | $9M | 3.5% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 169,390 | $6M | 2.2% | 2026-Q1 |
| FOCUSED ALPHA, LLC | 105,350 | $4M | 1.4% | 2026-Q1 |
| JONES FINANCIAL COMPANIES LLLP added | 106,019 | $4M | 1.4% | 2026-Q1 |
| FLOW TRADERS U.S. LLC new | 90,668 | $3M | 1.2% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 83,017 | $3M | 1.1% | 2026-Q1 |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC added | 81,458 | $3M | 1.1% | 2026-Q1 |
| Creekside Partners added | 67,161 | $2M | 0.9% | 2026-Q1 |
| Prospera Financial Services Inc added | 65,115 | $2M | 0.9% | 2026-Q1 |
| MERCER GLOBAL ADVISORS INC /ADV trimmed | 61,507 | $2M | 0.8% | 2026-Q1 |
| TRUE Private Wealth Advisors added | 61,209 | $2M | 0.8% | 2026-Q1 |
| Ascentis Independent Advisors new | 57,978 | $2M | 0.8% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 53,773 | $2M | 0.7% | 2026-Q1 |
| STEPHENS INC /AR/ added | 51,559 | $2M | 0.7% | 2026-Q1 |
| Family Office Research LLC trimmed | 51,505 | $2M | 0.7% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 49,674 | $2M | 0.7% | 2026-Q1 |
| Brown Financial Advisors added | 48,460 | $2M | 0.6% | 2026-Q1 |
| TPG Advisors LLC trimmed | 47,801 | $2M | 0.6% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC trimmed | 45,657 | $2M | 0.6% | 2026-Q1 |
| PURSUE WEALTH PARTNERS LLC added | 45,261 | $2M | 0.6% | 2026-Q1 |
| FIRST FOUNDATION ADVISORS trimmed | 44,178 | $2M | 0.6% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 41,235 | $1M | 0.5% | 2026-Q1 |
| Vise Technologies, Inc. | 36,082 | $1M | 0.5% | 2026-Q1 |
| Beaumont Financial Advisors, LLC trimmed | 31,828 | $1M | 0.4% | 2026-Q1 |
| Bank of New Hampshire added | 31,182 | $1M | 0.4% | 2026-Q1 |
| Stonebridge Financial Planning Group, LLC trimmed | 30,849 | $1M | 0.4% | 2026-Q1 |
| Paladin Wealth, LLC added | 30,562 | $1M | 0.4% | 2026-Q1 |
| HighTower Advisors, LLC added | 28,176 | $991K | 0.4% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 26,738 | $941K | 0.4% | 2026-Q1 |
| MAI Capital Management added | 26,612 | $936K | 0.4% | 2026-Q1 |
| Coordinated Financial Services, Inc. added | 23,102 | $813K | 0.3% | 2026-Q1 |
| EP Wealth Advisors, LLC trimmed | 22,215 | $782K | 0.3% | 2026-Q1 |
| Mattson Financial Services, LLC trimmed | 22,213 | $782K | 0.3% | 2026-Q1 |
| Stiles Financial Services Inc added | 22,043 | $776K | 0.3% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 21,895 | $770K | 0.3% | 2026-Q1 |
| First Financial Group Corp trimmed | 21,363 | $752K | 0.3% | 2026-Q1 |
| Argent Trust Co trimmed | 20,950 | $737K | 0.3% | 2026-Q1 |
| Equitable Holdings, Inc. added | 19,690 | $713K | 0.3% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC trimmed | 19,838 | $698K | 0.3% | 2026-Q1 |
| Comprehensive Financial Consultants Institutional, Inc. trimmed | 19,480 | $686K | 0.3% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 18,597 | $654K | 0.2% | 2026-Q1 |
| WOODMONT INVESTMENT COUNSEL LLC trimmed | 17,097 | $602K | 0.2% | 2026-Q1 |
| GREAT VALLEY ADVISOR GROUP, INC. new | 16,337 | $575K | 0.2% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 15,888 | $559K | 0.2% | 2026-Q1 |
| Mariner, LLC added | 14,930 | $525K | 0.2% | 2026-Q1 |
| AlphaCore Capital LLC | 14,350 | $505K | 0.2% | 2026-Q1 |
| Atlas Wealth LLC added | 14,129 | $497K | 0.2% | 2026-Q1 |
| IHT Wealth Management, LLC added | 14,108 | $496K | 0.2% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 13,838 | $487K | 0.2% | 2026-Q1 |
| Tranquility Partners, LLC added | 13,577 | $478K | 0.2% | 2026-Q1 |
| Janney Montgomery Scott LLC trimmed | 11,650 | $410K | 0.2% | 2026-Q1 |
| Principle Wealth Partners LLC trimmed | 11,620 | $409K | 0.2% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 11,361 | $400K | 0.1% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 11,271 | $397K | 0.1% | 2026-Q1 |
| Essex Financial Services, Inc. trimmed | 11,177 | $393K | 0.1% | 2026-Q1 |
| FIFTH THIRD BANCORP new | 9,947 | $350K | 0.1% | 2026-Q1 |
| Capital Analysts, LLC trimmed | 9,696 | $341K | 0.1% | 2026-Q1 |
| Stegent Equity Advisors, Inc. trimmed | 9,678 | $341K | 0.1% | 2026-Q1 |
| Copley Financial Group, Inc. trimmed | 8,564 | $301K | 0.1% | 2026-Q1 |
| INDEPENDENT FINANCIAL GROUP, LLC | 8,247 | $290K | 0.1% | 2026-Q1 |
| Private Advisor Group, LLC trimmed | 7,997 | $281K | 0.1% | 2026-Q1 |
| Fermata Advisors, LLC trimmed | 7,849 | $276K | 0.1% | 2026-Q1 |
| Capital Investment Advisory Services, LLC added | 7,844 | $276K | 0.1% | 2026-Q1 |
| Soundwatch Capital LLC added | 7,839 | $276K | 0.1% | 2026-Q1 |
| Creative Planning new | 7,389 | $260K | 0.1% | 2026-Q1 |
| Tower Research Capital LLC (TRC) added | 7,355 | $259K | 0.1% | 2026-Q1 |
| Sanctuary Advisors, LLC trimmed | 6,600 | $232K | 0.1% | 2026-Q1 |
| IFP Advisors, Inc added | 4,878 | $172K | 0.1% | 2026-Q1 |
| Ancora Advisors LLC trimmed | 4,347 | $153K | 0.1% | 2026-Q1 |
| Apexium Financial, LP added | 329,963 | $12M | 4.5% | 2025-Q3 stale |
| MML INVESTORS SERVICES, LLC added | 139,784 | $5M | 1.9% | 2025-Q4 stale |
| AVANTAX ADVISORY SERVICES, INC. new | 38,314 | $1M | 0.5% | 2025-Q2 stale |
| TRUIST FINANCIAL CORP trimmed | 38,355 | $1M | 0.5% | 2025-Q1 stale |
| Acorn Wealth Advisors, LLC trimmed | 21,529 | $779K | 0.3% | 2025-Q4 stale |
| Lowe Wealth Advisors, LLC trimmed | 19,350 | $698K | 0.3% | 2025-Q3 stale |
| IRON Financial LLC trimmed | 17,354 | $628K | 0.2% | 2025-Q4 stale |
| Coordinated Financial Services, Inc./CO added | 16,999 | $557K | 0.2% | 2025-Q1 stale |
| VestGen Advisors, LLC trimmed | 12,867 | $464K | 0.2% | 2025-Q3 stale |
| COMERICA BANK | 10,608 | $384K | 0.1% | 2025-Q4 stale |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 9,979 | $327K | 0.1% | 2025-Q1 stale |
| Patton Albertson Miller Group, LLC trimmed | 8,908 | $321K | 0.1% | 2025-Q3 stale |
| CALTON & ASSOCIATES, INC. | 8,813 | $319K | 0.1% | 2025-Q4 stale |
| Atria Investments, Inc added | 9,706 | $318K | 0.1% | 2025-Q1 stale |
| A4 Wealth Advisors LLC trimmed | 8,729 | $316K | 0.1% | 2025-Q4 stale |
| HRT FINANCIAL LP new | 8,704 | $315K | 0.1% | 2025-Q4 stale |
| ROVIN CAPITAL /UT/ /ADV trimmed | 8,503 | $308K | 0.1% | 2025-Q4 stale |
| Whitaker-Myers Wealth Managers, LTD. added | 7,280 | $263K | 0.1% | 2025-Q3 stale |
| Foundations Investment Advisors, LLC new | 6,769 | $244K | 0.1% | 2025-Q3 stale |
| Maridea Wealth Management LLC trimmed | 7,421 | $243K | 0.1% | 2025-Q1 stale |
| Etesian Wealth Advisors, Inc. added | 6,564 | $238K | 0.1% | 2025-Q4 stale |
| SageView Advisory Group, LLC | 6,561 | $238K | 0.1% | 2025-Q4 stale |
| Thrivent Financial for Lutherans trimmed | 6,097 | $221K | 0.1% | 2025-Q4 stale |
| SIERRA OCEAN, LLC | 4,226 | $143K | 0.1% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.