Who owns SMIN (SMIN)
Which tracked institutional funds hold SMIN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMIN company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on SMIN is one-sided between 2025-Q4 and 2026-Q1: 5 added or opened and 33 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SMIN’s largest tracked holder by dollar value, ALLIANCEBERNSTEIN L.P., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in SMIN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 110 tracked filers holding SMIN, 41 increased or opened the position and 69 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SMIN between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
Full exits 8
- STATE STREET CORP$14M
- JANE STREET GROUP, LLC$13M
- Randolph Co Inc$10M
- ARDSLEY ADVISORY PARTNERS LP$10M
- CITADEL ADVISORS LLC$3M
- KESTRA PRIVATE WEALTH SERVICES, LLC$2M
Largest adds
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$10M
- Crumly & Associates Inc.$4M
- BANK OF AMERICA CORP /DE/$2M
- Mainsail Financial Group, LLC$719K
- Man Group plc$611K
Largest trims
- GOLDMAN SACHS GROUP INC$10M
- FRANKLIN RESOURCES INC$6M
- MORGAN STANLEY$5M
- OLD MISSION CAPITAL LLC$5M
- Hillsdale Investment Management Inc.$4M
- CAUSEWAY CAPITAL MANAGEMENT LLC$4M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. trimmed | 1,004,740 | $70M | 14.8% | 2026-Q1 |
| Hillsdale Investment Management Inc. added | 514,118 | $31M | 6.5% | 2026-Q1 |
| CAUSEWAY CAPITAL MANAGEMENT LLC added | 471,654 | $28M | 6.0% | 2026-Q1 |
| FRANKLIN RESOURCES INC trimmed | 446,444 | $27M | 5.7% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 397,292 | $24M | 5.0% | 2026-Q1 |
| Man Group plc added | 374,979 | $22M | 4.7% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC trimmed | 310,485 | $19M | 3.9% | 2026-Q1 |
| MORGAN STANLEY trimmed | 262,083 | $16M | 3.3% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 193,631 | $12M | 2.5% | 2026-Q1 |
| Crumly & Associates Inc. added | 187,763 | $11M | 2.4% | 2026-Q1 |
| Mainsail Financial Group, LLC added | 123,095 | $7M | 1.6% | 2026-Q1 |
| Informed Momentum Co LLC added | 104,949 | $6M | 1.3% | 2026-Q1 |
| LPL Financial LLC trimmed | 104,640 | $6M | 1.3% | 2026-Q1 |
| AMERICAN CENTURY COMPANIES INC trimmed | 85,202 | $5M | 1.1% | 2026-Q1 |
| Aberdeen Group plc trimmed | 67,461 | $4M | 0.9% | 2026-Q1 |
| SEI INVESTMENTS CO added | 67,432 | $4M | 0.9% | 2026-Q1 |
| Leibman Financial Services, Inc. added | 51,900 | $3M | 0.7% | 2026-Q1 |
| Highland Financial Advisors, LLC added | 41,233 | $2M | 0.5% | 2026-Q1 |
| UBS Group AG trimmed | 40,330 | $2M | 0.5% | 2026-Q1 |
| Summit Financial, LLC trimmed | 39,316 | $2M | 0.5% | 2026-Q1 |
| OLD MISSION CAPITAL LLC trimmed | 38,841 | $2M | 0.5% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 37,724 | $2M | 0.5% | 2026-Q1 |
| 626 Financial, LLC trimmed | 34,602 | $2M | 0.4% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC added | 31,598 | $2M | 0.4% | 2026-Q1 |
| ADVISORS MANAGEMENT GROUP INC /ADV added | 21,491 | $1M | 0.3% | 2026-Q1 |
| MANNING & NAPIER ADVISORS LLC trimmed | 20,474 | $1M | 0.3% | 2026-Q1 |
| NEUBERGER BERMAN GROUP LLC trimmed | 20,722 | $1M | 0.3% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 20,151 | $1M | 0.3% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 19,755 | $1M | 0.3% | 2026-Q1 |
| VestGen Advisors, LLC trimmed | 16,219 | $1M | 0.2% | 2026-Q1 |
| HighTower Advisors, LLC added | 16,972 | $1M | 0.2% | 2026-Q1 |
| Banque Cantonale Vaudoise trimmed | 15,343 | $912K | 0.2% | 2026-Q1 |
| Orion Porfolio Solutions, LLC trimmed | 14,237 | $854K | 0.2% | 2026-Q1 |
| ROYAL BANK OF CANADA trimmed | 14,112 | $846K | 0.2% | 2026-Q1 |
| Wealthfront Advisers LLC trimmed | 13,727 | $823K | 0.2% | 2026-Q1 |
| Legal & General Group Plc | 13,450 | $779K | 0.2% | 2026-Q1 |
| Belpointe Asset Management LLC added | 11,345 | $680K | 0.1% | 2026-Q1 |
| D. E. Shaw & Co., Inc. added | 11,343 | $680K | 0.1% | 2026-Q1 |
| Texas Yale Capital Corp. trimmed | 11,092 | $665K | 0.1% | 2026-Q1 |
| Equitable Holdings, Inc. added | 9,335 | $653K | 0.1% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 10,436 | $626K | 0.1% | 2026-Q1 |
| PARK AVENUE SECURITIES LLC trimmed | 9,340 | $560K | 0.1% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 9,268 | $556K | 0.1% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC added | 9,217 | $553K | 0.1% | 2026-Q1 |
| Arax Advisory Partners added | 7,168 | $430K | 0.1% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 7,170 | $430K | 0.1% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 6,913 | $414K | 0.1% | 2026-Q1 |
| LOOMIS SAYLES & CO L P added | 6,893 | $413K | 0.1% | 2026-Q1 |
| Bryn Mawr Trust Advisors, LLC trimmed | 6,387 | $383K | 0.1% | 2026-Q1 |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | 5,892 | $353K | 0.1% | 2026-Q1 |
| McAdam, LLC added | 5,775 | $346K | 0.1% | 2026-Q1 |
| HRT FINANCIAL LP added | 5,656 | $339K | 0.1% | 2026-Q1 |
| GOULD ASSET MANAGEMENT LLC /CA/ added | 5,630 | $338K | 0.1% | 2026-Q1 |
| Creative Planning trimmed | 5,499 | $330K | 0.1% | 2026-Q1 |
| Blue Trust, Inc. trimmed | 5,318 | $319K | 0.1% | 2026-Q1 |
| Knollwood Investment Advisory, LLC | 5,000 | $300K | 0.1% | 2026-Q1 |
| Westerkirk Capital Inc. | 4,998 | $300K | 0.1% | 2026-Q1 |
| GHP Investment Advisors, Inc. | 4,899 | $294K | 0.1% | 2026-Q1 |
| National Philanthropic Trust added | 4,271 | $256K | 0.1% | 2026-Q1 |
| PNC FINANCIAL SERVICES GROUP, INC. trimmed | 4,080 | $245K | 0.1% | 2026-Q1 |
| WESBANCO BANK INC new | 3,893 | $233K | 0.0% | 2026-Q1 |
| Driehaus Capital Management LLC added | 217,174 | $15M | 3.1% | 2025-Q1 stale |
| STATE STREET CORP added | 206,169 | $14M | 3.0% | 2025-Q4 stale |
| JANE STREET GROUP, LLC trimmed | 179,776 | $13M | 2.7% | 2025-Q4 stale |
| BlackRock, Inc. added | 174,785 | $13M | 2.6% | 2025-Q3 stale |
| Police & Firemen's Retirement System of New Jersey added | 165,000 | $11M | 2.4% | 2025-Q1 stale |
| Randolph Co Inc added | 140,984 | $10M | 2.1% | 2025-Q4 stale |
| State of New Jersey Common Pension Fund D trimmed | 136,507 | $10M | 2.1% | 2025-Q3 stale |
| ARDSLEY ADVISORY PARTNERS LP added | 140,000 | $10M | 2.1% | 2025-Q4 stale |
| MILLENNIUM MANAGEMENT LLC trimmed | 76,136 | $5M | 1.2% | 2025-Q3 stale |
| CITADEL ADVISORS LLC added | 49,456 | $3M | 0.7% | 2025-Q4 stale |
| Nipun Capital, L.P. trimmed | 39,954 | $3M | 0.7% | 2025-Q3 stale |
| FLOW TRADERS U.S. LLC added | 44,338 | $3M | 0.7% | 2025-Q3 stale |
| Concord Asset Management, LLC/VA trimmed | 38,561 | $3M | 0.6% | 2025-Q2 stale |
| Patriot Financial Group Insurance Agency, LLC added | 33,443 | $3M | 0.5% | 2025-Q2 stale |
| WASATCH ADVISORS LP | 29,914 | $2M | 0.5% | 2025-Q2 stale |
| BALYASNY ASSET MANAGEMENT L.P. new | 29,158 | $2M | 0.4% | 2025-Q3 stale |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 23,599 | $2M | 0.3% | 2025-Q4 stale |
| Banco BTG Pactual S.A. trimmed | 20,500 | $2M | 0.3% | 2025-Q2 stale |
| ERn Financial, LLC added | 22,740 | $2M | 0.3% | 2025-Q1 stale |
| Proficio Capital Partners LLC trimmed | 20,000 | $2M | 0.3% | 2025-Q1 stale |
| DHK Financial Advisors, Inc. | 17,102 | $1M | 0.3% | 2025-Q2 stale |
| Algorithmic Investment Models, LLC added | 15,877 | $1M | 0.3% | 2025-Q2 stale |
| Orion Portfolio Solutions, LLC added | 16,388 | $1M | 0.2% | 2025-Q1 stale |
| Channing Global Advisors, LLC trimmed | 12,207 | $853K | 0.2% | 2025-Q4 stale |
| Lingohr Asset Management GmbH added | 11,700 | $839K | 0.2% | 2025-Q3 stale |
| Pathstone Holdings, LLC | 10,532 | $813K | 0.2% | 2025-Q2 stale |
| Qube Research & Technologies Ltd trimmed | 11,460 | $780K | 0.2% | 2025-Q1 stale |
| SHELL ASSET MANAGEMENT CO trimmed | 10,444 | $749K | 0.2% | 2025-Q3 stale |
| Henshaw Capital LLC | 8,100 | $625K | 0.1% | 2025-Q2 stale |
| GTS SECURITIES LLC trimmed | 8,185 | $572K | 0.1% | 2025-Q4 stale |
| MERCER GLOBAL ADVISORS INC /ADV added | 6,289 | $440K | 0.1% | 2025-Q4 stale |
| DEUTSCHE BANK AG\ trimmed | 5,133 | $396K | 0.1% | 2025-Q2 stale |
| CAPITAL MANAGEMENT CORP /VA | 5,200 | $364K | 0.1% | 2025-Q4 stale |
| Mariner, LLC trimmed | 4,976 | $357K | 0.1% | 2025-Q3 stale |
| JPMORGAN CHASE & CO added | 4,789 | $326K | 0.1% | 2025-Q1 stale |
| Elm3 Financial Group, LLC trimmed | 3,742 | $289K | 0.1% | 2025-Q2 stale |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 3,450 | $266K | 0.1% | 2025-Q2 stale |
| Private Advisor Group, LLC trimmed | 3,685 | $258K | 0.1% | 2025-Q4 stale |
| Perennial Investment Advisors, LLC trimmed | 3,000 | $231K | 0.0% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.