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Institutional Ownership · SEC Form 13F

Who owns SMFG


Which tracked institutional funds hold SMFG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMFG company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-20). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

439
Institutional holders
123M
Shares held (tracked funds)

How the tape is positioned

91 tracked funds added or opened SMFG while 45 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SMFG’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SMFG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 439 tracked filers holding SMFG, 263 increased or opened the position and 153 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SMFG between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 19

  • FERGUSON WELLMAN CAPITAL MANAGEMENT, INC$34M
  • CCM INVESTMENT ADVISERS LLC$6M
  • Calamos Advisors LLC$4M
  • DJE Kapital AG$3M
  • Aquatic Capital Management LLC$3M
  • BAROMETER CAPITAL MANAGEMENT INC.$3M

Full exits 20

  • D. E. Shaw & Co., Inc.$12M
  • Forum Financial Management, LP$4M
  • TUDOR INVESTMENT CORP ET AL$3M
  • PARK AVENUE SECURITIES LLC$3M
  • ABC ARBITRAGE SA$3M
  • DV EQUITIES, LLC$2M

Largest adds

  • MORGAN STANLEY$37M
  • Fisher Asset Management, LLC$31M
  • AMERICAN CENTURY COMPANIES INC$14M
  • FMR LLC$11M
  • BlackRock, Inc.$10M
  • Qube Research & Technologies Ltd$9M

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$9M
  • Invesco Ltd.$8M
  • Ramirez Asset Management, Inc.$6M
  • QUADRANT CAPITAL GROUP LLC$5M
  • Point72 Asset Management, L.P.$5M
  • Clark Capital Management Group, Inc.$5M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
MORGAN STANLEY added22,958,371$453M19.6%2026-Q1
FMR LLC added12,567,756$248M10.7%2026-Q1
GOLDMAN SACHS GROUP INC trimmed10,708,002$211M9.2%2026-Q1
BlackRock, Inc. added7,519,044$149M6.4%2026-Q1
NORTHERN TRUST CORP added6,189,655$122M5.3%2026-Q1
Clark Capital Management Group, Inc. trimmed3,782,399$75M3.2%2026-Q1
Fisher Asset Management, LLC added3,196,927$63M2.7%2026-Q1
DIMENSIONAL FUND ADVISORS LP added3,090,741$61M2.6%2026-Q1
AMERICAN CENTURY COMPANIES INC added3,008,905$59M2.6%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added2,201,284$43M1.9%2026-Q1
WELLS FARGO & COMPANY/MN added2,160,619$43M1.8%2026-Q1
BANK OF AMERICA CORP /DE/ added1,846,335$36M1.6%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed1,749,272$35M1.5%2026-Q1
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC added1,711,455$34M1.5%2026-Q1
Quantinno Capital Management LP added1,615,819$32M1.4%2026-Q1
Capital Wealth Planning, LLC added1,305,755$26M1.1%2026-Q1
CAUSEWAY CAPITAL MANAGEMENT LLC added1,267,248$25M1.1%2026-Q1
JANE STREET GROUP, LLC trimmed1,244,903$25M1.1%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,089,747$22M0.9%2026-Q1
JPMORGAN CHASE & CO added918,315$17M0.8%2026-Q1
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ added854,599$17M0.7%2026-Q1
AQR CAPITAL MANAGEMENT LLC added843,122$17M0.7%2026-Q1
Creative Planning added764,584$15M0.7%2026-Q1
O'SHAUGHNESSY ASSET MANAGEMENT, LLC added740,634$15M0.6%2026-Q1
Bank of New York Mellon Corp added739,781$15M0.6%2026-Q1
ANDERSON HOAGLAND & CO trimmed725,248$14M0.6%2026-Q1
NATIXIS ADVISORS, LLC added699,894$14M0.6%2026-Q1
UBS Group AG trimmed635,267$13M0.5%2026-Q1
Allspring Global Investments Holdings, LLC trimmed575,259$12M0.5%2026-Q1
Invesco Ltd. trimmed601,871$12M0.5%2026-Q1
Pathstone Holdings, LLC added590,654$12M0.5%2026-Q1
STIFEL FINANCIAL CORP added559,790$11M0.5%2026-Q1
Cerity Partners LLC added474,705$9M0.4%2026-Q1
Crossmark Global Holdings, Inc. added474,683$9M0.4%2026-Q1
LPL Financial LLC added468,793$9M0.4%2026-Q1
Qube Research & Technologies Ltd added459,656$9M0.4%2026-Q1
WESTFIELD CAPITAL MANAGEMENT CO LP added457,584$9M0.4%2026-Q1
CIBC WORLD MARKET INC. trimmed452,860$9M0.4%2026-Q1
Boston Partners trimmed437,159$9M0.4%2026-Q1
Mariner, LLC added435,188$9M0.4%2026-Q1
SEI INVESTMENTS CO added431,723$9M0.4%2026-Q1
FEDERATED HERMES, INC. trimmed412,872$8M0.4%2026-Q1
Moran Wealth Management, LLC added404,869$8M0.3%2026-Q1
Ramirez Asset Management, Inc. trimmed402,811$8M0.3%2026-Q1
Ethic Inc. added401,745$8M0.3%2026-Q1
RAYMOND JAMES FINANCIAL INC added402,311$8M0.3%2026-Q1
&PARTNERS added366,517$7M0.3%2026-Q1
QRG CAPITAL MANAGEMENT, INC. added345,653$7M0.3%2026-Q1
TORONTO DOMINION BANK trimmed327,910$6M0.3%2026-Q1
US BANCORP \DE\ added324,514$6M0.3%2026-Q1
Massar Capital Management, LP320,000$6M0.3%2026-Q1
CCM INVESTMENT ADVISERS LLC new305,762$6M0.3%2026-Q1
EAGLE GLOBAL ADVISORS LLC trimmed294,000$6M0.3%2026-Q1
VOLORIDGE INVESTMENT MANAGEMENT, LLC trimmed290,698$6M0.2%2026-Q1
Cetera Investment Advisers added284,919$6M0.2%2026-Q1
HighTower Advisors, LLC trimmed273,754$5M0.2%2026-Q1
CITADEL ADVISORS LLC trimmed265,505$5M0.2%2026-Q1
AUGUSTINE ASSET MANAGEMENT INC added264,238$5M0.2%2026-Q1
Vident Advisory, LLC added259,972$5M0.2%2026-Q1
Callan Family Office, LLC added255,668$5M0.2%2026-Q1
ROYAL BANK OF CANADA trimmed253,890$5M0.2%2026-Q1
ASSETMARK, INC added246,343$5M0.2%2026-Q1
Gradient Investments LLC added236,764$5M0.2%2026-Q1
Laird Norton Wetherby Trust Company, LLC added235,570$5M0.2%2026-Q1
AMERIPRISE FINANCIAL INC added235,290$5M0.2%2026-Q1
FACTORY MUTUAL INSURANCE CO added230,432$5M0.2%2026-Q1
CITIGROUP INC added228,388$5M0.2%2026-Q1
SIGNATUREFD, LLC added224,694$4M0.2%2026-Q1
Allianz SE added221,970$4M0.2%2026-Q1
Gilman Hill Asset Management, LLC trimmed206,809$4M0.2%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added204,898$4M0.2%2026-Q1
Vise Technologies, Inc.208,707$4M0.2%2026-Q1
Vanguard Personalized Indexing Management, LLC trimmed200,534$4M0.2%2026-Q1
MML INVESTORS SERVICES, LLC added194,022$4M0.2%2026-Q1
FIRST TRUST ADVISORS LP added193,986$4M0.2%2026-Q1
Russell Investments Group, Ltd. added193,136$4M0.2%2026-Q1
Calamos Advisors LLC added185,280$4M0.2%2026-Q1
Calamos Wealth Management LLC added185,280$4M0.2%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV trimmed176,990$3M0.2%2026-Q1
XY Capital Ltd added175,608$3M0.2%2026-Q1
DJE Kapital AG new100,470$3M0.1%2026-Q1
Aquatic Capital Management LLC added165,045$3M0.1%2026-Q1
Point72 Asset Management, L.P. trimmed159,100$3M0.1%2026-Q1
Sequoia Financial Advisors, LLC added152,886$3M0.1%2026-Q1
Caprock Group, LLC trimmed146,641$3M0.1%2026-Q1
IEQ CAPITAL, LLC added145,491$3M0.1%2026-Q1
CAPTRUST FINANCIAL ADVISORS added145,062$3M0.1%2026-Q1
NEUBERGER BERMAN GROUP LLC added142,377$3M0.1%2026-Q1
Advisors Asset Management, Inc. added139,590$3M0.1%2026-Q1
PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC trimmed138,081$3M0.1%2026-Q1
GREENLEAF TRUST trimmed136,337$3M0.1%2026-Q1
RITHOLTZ WEALTH MANAGEMENT added136,324$3M0.1%2026-Q1
Naviter Wealth, LLC added135,945$3M0.1%2026-Q1
D. E. Shaw & Co., Inc. trimmed600,909$12M0.5%2025-Q4 stale
Cubist Systematic Strategies, LLC added446,154$7M0.3%2025-Q3 stale
SILVERCREST ASSET MANAGEMENT GROUP LLC242,300$6M0.3%2025-Q1 stale
Benson Investment Management Company, Inc. trimmed355,750$5M0.2%2025-Q1 stale
Forum Financial Management, LP209,587$4M0.2%2025-Q4 stale
TUDOR INVESTMENT CORP ET AL trimmed172,858$3M0.1%2025-Q4 stale
PARK AVENUE SECURITIES LLC trimmed154,946$3M0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership