Who owns SmartFinancial (SMBK)
Which tracked institutional funds hold SMBK, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMBK company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on SMBK is one-sided between 2026-Q1 and 2026-Q2: 55 added or opened and 15 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SMBK’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes SMBK more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SMBK divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 174 tracked filers holding SMBK, 107 increased or opened the position and 60 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SMBK between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 2
- NewEdge Advisors, LLC$804K
- XTX Topco Ltd$523K
Full exits 7
- ACADIAN ASSET MANAGEMENT LLC$11M
- CSM Advisors, LLC$7M
- TUDOR INVESTMENT CORP ET AL$2M
- SlateStone Wealth, LLC$1M
- HRT FINANCIAL LP$637K
- Cambridge Investment Research Advisors, Inc.$570K
Largest adds
- BlackRock, Inc.$19M
- DIMENSIONAL FUND ADVISORS LP$7M
- AMERICAN CENTURY COMPANIES INC$7M
- First Eagle Investment Management, LLC$6M
- VANGUARD CAPITAL MANAGEMENT LLC$5M
- STATE STREET CORP$4M
Largest trims
- Qube Research & Technologies Ltd$4M
- DEPRINCE RACE & ZOLLO INC$2M
- GOLDMAN SACHS GROUP INC$1M
- BANC FUNDS CO LLC$1M
- KENNEDY CAPITAL MANAGEMENT LLC$393K
- Y-Intercept (Hong Kong) Ltd$359K
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| BlackRock, Inc. added | 1,468,195 | $69M | 14.2% | 2026-Q2 |
| DIMENSIONAL FUND ADVISORS LP trimmed | 836,086 | $39M | 8.1% | 2026-Q2 |
| VANGUARD CAPITAL MANAGEMENT LLC trimmed | 679,819 | $32M | 6.6% | 2026-Q2 |
| WELLINGTON MANAGEMENT GROUP LLP trimmed | 594,386 | $28M | 5.8% | 2026-Q2 |
| STATE STREET CORP added | 457,060 | $21M | 4.4% | 2026-Q2 |
| AMERICAN CENTURY COMPANIES INC added | 448,667 | $21M | 4.3% | 2026-Q2 |
| Private Capital Management, LLC added | 432,512 | $20M | 4.2% | 2026-Q2 |
| GEODE CAPITAL MANAGEMENT, LLC added | 381,419 | $18M | 3.7% | 2026-Q2 |
| First Eagle Investment Management, LLC added | 319,339 | $15M | 3.1% | 2026-Q2 |
| Cravens & Co Advisors, LLC trimmed | 220,400 | $10M | 2.1% | 2026-Q2 |
| SALZHAUER MICHAEL trimmed | 211,013 | $10M | 2.0% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP added | 188,433 | $9M | 1.8% | 2026-Q2 |
| MORGAN STANLEY added | 182,854 | $9M | 1.8% | 2026-Q2 |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. added | 180,329 | $8M | 1.7% | 2026-Q2 |
| NORTHERN TRUST CORP added | 152,895 | $7M | 1.5% | 2026-Q2 |
| ALLIANCEBERNSTEIN L.P. added | 151,894 | $6M | 1.2% | 2026-Q2 |
| Stieven Capital Advisors, L.P. added | 147,534 | $7M | 1.4% | 2026-Q2 |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 147,181 | $7M | 1.4% | 2026-Q2 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC added | 143,495 | $7M | 1.4% | 2026-Q2 |
| North Reef Capital Management LP added | 137,089 | $6M | 1.3% | 2026-Q2 |
| VANGUARD PORTFOLIO MANAGEMENT LLC added | 130,914 | $6M | 1.3% | 2026-Q2 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC added | 123,934 | $6M | 1.2% | 2026-Q2 |
| Nuveen, LLC added | 112,734 | $5M | 1.1% | 2026-Q2 |
| VANGUARD FIDUCIARY TRUST CO added | 99,332 | $5M | 1.0% | 2026-Q2 |
| BANC FUNDS CO LLC trimmed | 97,626 | $5M | 0.9% | 2026-Q2 |
| JPMORGAN CHASE & CO trimmed | 94,236 | $4M | 0.9% | 2026-Q2 |
| ZACKS INVESTMENT MANAGEMENT added | 91,697 | $4M | 0.9% | 2026-Q2 |
| Empowered Funds, LLC added | 86,995 | $4M | 0.8% | 2026-Q2 |
| Connor, Clark & Lunn Investment Management Ltd. trimmed | 86,330 | $4M | 0.8% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC trimmed | 80,568 | $4M | 0.8% | 2026-Q2 |
| Bank of New York Mellon Corp trimmed | 79,830 | $4M | 0.8% | 2026-Q2 |
| Russell Investments Group, Ltd. trimmed | 78,646 | $4M | 0.8% | 2026-Q2 |
| MILLENNIUM MANAGEMENT LLC trimmed | 69,875 | $3M | 0.7% | 2026-Q2 |
| PANAGORA ASSET MANAGEMENT INC added | 65,649 | $3M | 0.6% | 2026-Q2 |
| MARTINGALE ASSET MANAGEMENT L P added | 65,317 | $3M | 0.6% | 2026-Q2 |
| DEPRINCE RACE & ZOLLO INC trimmed | 64,702 | $3M | 0.6% | 2026-Q2 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added | 63,767 | $3M | 0.6% | 2026-Q2 |
| AQR CAPITAL MANAGEMENT LLC added | 63,265 | $3M | 0.6% | 2026-Q2 |
| Trexquant Investment LP added | 62,217 | $3M | 0.6% | 2026-Q2 |
| Elizabeth Park Capital Advisors, Ltd. trimmed | 59,042 | $3M | 0.6% | 2026-Q2 |
| FIRST TRUST ADVISORS LP added | 48,823 | $2M | 0.5% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 47,337 | $2M | 0.5% | 2026-Q2 |
| STIFEL FINANCIAL CORP trimmed | 46,209 | $2M | 0.4% | 2026-Q2 |
| REGIONS FINANCIAL CORP | 46,139 | $2M | 0.4% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ trimmed | 46,121 | $2M | 0.4% | 2026-Q2 |
| LOS ANGELES CAPITAL MANAGEMENT LLC added | 43,844 | $2M | 0.4% | 2026-Q2 |
| Rather & Kittrell, Inc. added | 40,631 | $2M | 0.4% | 2026-Q2 |
| D. E. Shaw & Co., Inc. trimmed | 36,712 | $2M | 0.4% | 2026-Q2 |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | 34,938 | $2M | 0.3% | 2026-Q2 |
| Quantinno Capital Management LP added | 34,094 | $2M | 0.3% | 2026-Q2 |
| CALDWELL SUTTER CAPITAL, INC. | 28,431 | $1M | 0.3% | 2026-Q2 |
| Creative Planning added | 27,897 | $1M | 0.3% | 2026-Q2 |
| FRANKLIN RESOURCES INC trimmed | 27,646 | $1M | 0.3% | 2026-Q2 |
| VICTORY CAPITAL MANAGEMENT INC added | 27,600 | $1M | 0.3% | 2026-Q2 |
| BNP PARIBAS FINANCIAL MARKETS added | 23,636 | $1M | 0.2% | 2026-Q2 |
| CAPTRUST FINANCIAL ADVISORS added | 23,294 | $1M | 0.2% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 23,139 | $1M | 0.2% | 2026-Q2 |
| LBMC INVESTMENT ADVISORS, LLC | 23,048 | $1M | 0.2% | 2026-Q2 |
| HSBC HOLDINGS PLC added | 22,681 | $1M | 0.2% | 2026-Q2 |
| BAILARD, INC. added | 21,800 | $1M | 0.2% | 2026-Q2 |
| Pinnacle Financial Partners, Inc. | 21,763 | $1M | 0.2% | 2026-Q2 |
| FMR LLC added | 20,891 | $980K | 0.2% | 2026-Q2 |
| LeConte Wealth Management, LLC added | 20,341 | $954K | 0.2% | 2026-Q2 |
| PRINCIPAL FINANCIAL GROUP INC added | 19,355 | $908K | 0.2% | 2026-Q2 |
| RHUMBLINE ADVISERS added | 19,269 | $904K | 0.2% | 2026-Q2 |
| Invesco Ltd. trimmed | 18,501 | $868K | 0.2% | 2026-Q2 |
| EQUITABLE TRUST CO added | 17,535 | $823K | 0.2% | 2026-Q2 |
| NewEdge Advisors, LLC trimmed | 17,140 | $804K | 0.2% | 2026-Q2 |
| SILVER OAK SECURITIES, INCORPORATED | 16,018 | $752K | 0.2% | 2026-Q2 |
| BARCLAYS PLC trimmed | 15,637 | $734K | 0.2% | 2026-Q2 |
| Man Group plc added | 15,454 | $725K | 0.1% | 2026-Q2 |
| Squarepoint Ops LLC added | 15,439 | $724K | 0.1% | 2026-Q2 |
| STRS OHIO trimmed | 15,400 | $723K | 0.1% | 2026-Q2 |
| DEUTSCHE BANK AG\ added | 15,264 | $716K | 0.1% | 2026-Q2 |
| Inspire Investing, LLC added | 14,486 | $680K | 0.1% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 14,394 | $675K | 0.1% | 2026-Q2 |
| CITIGROUP INC added | 14,309 | $671K | 0.1% | 2026-Q2 |
| STATE OF WISCONSIN INVESTMENT BOARD added | 13,918 | $653K | 0.1% | 2026-Q2 |
| OCCUDO QUANTITATIVE STRATEGIES LP added | 13,457 | $631K | 0.1% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 13,305 | $624K | 0.1% | 2026-Q2 |
| Geneos Wealth Management Inc. | 13,098 | $615K | 0.1% | 2026-Q2 |
| PRICE T ROWE ASSOCIATES INC /MD/ added | 12,752 | $599K | 0.1% | 2026-Q2 |
| AGP FRANKLIN, LLC added | 12,355 | $580K | 0.1% | 2026-Q2 |
| CANADA PENSION PLAN INVESTMENT BOARD | 12,200 | $572K | 0.1% | 2026-Q2 |
| Evergreen Advisors, LLC added | 11,862 | $557K | 0.1% | 2026-Q2 |
| KENNEDY CAPITAL MANAGEMENT LLC trimmed | 11,363 | $533K | 0.1% | 2026-Q2 |
| BROOKS, MOORE & ASSOCIATES, INC. | 11,351 | $533K | 0.1% | 2026-Q2 |
| XTX Topco Ltd added | 11,147 | $523K | 0.1% | 2026-Q2 |
| UBS Group AG trimmed | 10,869 | $510K | 0.1% | 2026-Q2 |
| MetLife Investment Management, LLC | 9,359 | $439K | 0.1% | 2026-Q2 |
| Y-Intercept (Hong Kong) Ltd trimmed | 9,226 | $433K | 0.1% | 2026-Q2 |
| Qube Research & Technologies Ltd trimmed | 9,031 | $424K | 0.1% | 2026-Q2 |
| Aptus Capital Advisors, LLC added | 9,029 | $424K | 0.1% | 2026-Q2 |
| Hillsdale Investment Management Inc. added | 8,840 | $415K | 0.1% | 2026-Q2 |
| Cetera Investment Advisers added | 8,353 | $392K | 0.1% | 2026-Q2 |
| Sequoia Financial Advisors, LLC new | 7,915 | $371K | 0.1% | 2026-Q2 |
| CAP Partners, LLC | 7,910 | $371K | 0.1% | 2026-Q2 |
| HHM Wealth Advisors, LLC added | 7,332 | $344K | 0.1% | 2026-Q2 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added | 7,190 | $337K | 0.1% | 2026-Q2 |
| Quadrature Capital Ltd new | 7,178 | $337K | 0.1% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.