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Institutional Ownership · SEC Form 13F

Who owns SmartFinancial, Inc. (SMBK)


Which tracked institutional funds hold SMBK, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMBK company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

173
Institutional holders
11M
Shares held (tracked funds)
63.5%
Of shares outstanding

How the tape is positioned

34 tracked funds added or opened SMBK while 18 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SMBK’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes SMBK more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SMBK divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 173 tracked filers holding SMBK, 79 increased or opened the position and 62 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SMBK between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 8

  • VANGUARD CAPITAL MANAGEMENT LLC$27M
  • BASSWOOD CAPITAL MANAGEMENT, L.L.C.$7M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$4M
  • VANGUARD FIDUCIARY TRUST CO$4M
  • Trexquant Investment LP$906K
  • Y-Intercept (Hong Kong) Ltd$792K

Full exits 6

  • VANGUARD GROUP INC$28M
  • TWO SIGMA ADVISERS, LP$2M
  • ALGEBRIS (UK) LTD$2M
  • MARSHALL WACE, LLP$1M
  • NewEdge Advisors, LLC$986K
  • Brandywine Global Investment Management, LLC$908K

Largest adds

  • STATE STREET CORP$5M
  • BlackRock, Inc.$3M
  • First Eagle Investment Management, LLC$3M
  • AMERICAN CENTURY COMPANIES INC$3M
  • TWO SIGMA INVESTMENTS, LP$2M
  • ACADIAN ASSET MANAGEMENT LLC$2M

Largest trims

  • JANE STREET GROUP, LLC$2M
  • CITADEL ADVISORS LLC$2M
  • BANC FUNDS CO LLC$2M
  • GOLDMAN SACHS GROUP INC$963K
  • WELLINGTON MANAGEMENT GROUP LLP$883K
  • Private Capital Management, LLC$860K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. added1,284,557$50M11.0%2026-Q1
DIMENSIONAL FUND ADVISORS LP trimmed836,388$33M7.1%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new680,417$27M5.8%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed666,613$26M5.7%2026-Q1
STATE STREET CORP added440,532$17M3.8%2026-Q1
Private Capital Management, LLC trimmed428,147$17M3.7%2026-Q1
AMERICAN CENTURY COMPANIES INC added371,813$15M3.2%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added355,361$14M3.0%2026-Q1
ACADIAN ASSET MANAGEMENT LLC added284,179$11M2.4%2026-Q1
First Eagle Investment Management, LLC added224,039$9M1.9%2026-Q1
Cravens & Co Advisors, LLC220,430$9M1.9%2026-Q1
SALZHAUER MICHAEL trimmed212,670$8M1.8%2026-Q1
CSM Advisors, LLC trimmed171,175$7M1.5%2026-Q1
MORGAN STANLEY added170,955$7M1.5%2026-Q1
TWO SIGMA INVESTMENTS, LP added169,884$7M1.5%2026-Q1
BASSWOOD CAPITAL MANAGEMENT, L.L.C. added169,740$7M1.4%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed152,274$6M1.3%2026-Q1
BANC FUNDS CO LLC trimmed150,087$6M1.3%2026-Q1
Stieven Capital Advisors, L.P. trimmed147,234$6M1.3%2026-Q1
NORTHERN TRUST CORP added144,546$6M1.2%2026-Q1
ALLIANCEBERNSTEIN L.P. trimmed150,854$6M1.2%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC trimmed137,242$5M1.2%2026-Q1
North Reef Capital Management LP added137,088$5M1.2%2026-Q1
GOLDMAN SACHS GROUP INC trimmed129,873$5M1.1%2026-Q1
DEPRINCE RACE & ZOLLO INC trimmed127,724$5M1.1%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added121,655$5M1.0%2026-Q1
Qube Research & Technologies Ltd added113,748$4M1.0%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new112,174$4M1.0%2026-Q1
Russell Investments Group, Ltd. added102,844$4M0.9%2026-Q1
Nuveen, LLC trimmed96,934$4M0.8%2026-Q1
VANGUARD FIDUCIARY TRUST CO new94,534$4M0.8%2026-Q1
Connor, Clark & Lunn Investment Management Ltd. trimmed93,597$4M0.8%2026-Q1
JPMORGAN CHASE & CO added94,417$4M0.8%2026-Q1
MILLENNIUM MANAGEMENT LLC added92,672$4M0.8%2026-Q1
ZACKS INVESTMENT MANAGEMENT added84,989$3M0.7%2026-Q1
Empowered Funds, LLC trimmed80,742$3M0.7%2026-Q1
Bank of New York Mellon Corp added80,719$3M0.7%2026-Q1
PANAGORA ASSET MANAGEMENT INC added64,053$3M0.5%2026-Q1
Elizabeth Park Capital Advisors, Ltd. trimmed64,042$3M0.5%2026-Q1
MARTINGALE ASSET MANAGEMENT L P added53,769$2M0.5%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP50,381$2M0.4%2026-Q1
STIFEL FINANCIAL CORP added49,609$2M0.4%2026-Q1
AQR CAPITAL MANAGEMENT LLC added47,915$2M0.4%2026-Q1
BANK OF AMERICA CORP /DE/ added47,443$2M0.4%2026-Q1
RAYMOND JAMES FINANCIAL INC added47,285$2M0.4%2026-Q1
FIRST TRUST ADVISORS LP added46,590$2M0.4%2026-Q1
REGIONS FINANCIAL CORP46,139$2M0.4%2026-Q1
TUDOR INVESTMENT CORP ET AL trimmed45,701$2M0.4%2026-Q1
D. E. Shaw & Co., Inc. trimmed42,552$2M0.4%2026-Q1
LOS ANGELES CAPITAL MANAGEMENT LLC added42,069$2M0.4%2026-Q1
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.34,938$1M0.3%2026-Q1
FRANKLIN RESOURCES INC added31,368$1M0.3%2026-Q1
SlateStone Wealth, LLC29,302$1M0.3%2026-Q1
CALDWELL SUTTER CAPITAL, INC.28,431$1M0.2%2026-Q1
VICTORY CAPITAL MANAGEMENT INC26,850$1M0.2%2026-Q1
Creative Planning added25,662$1M0.2%2026-Q1
KENNEDY CAPITAL MANAGEMENT LLC23,711$927K0.2%2026-Q1
Invesco Ltd. trimmed23,437$916K0.2%2026-Q1
Trexquant Investment LP added23,196$906K0.2%2026-Q1
CAPTRUST FINANCIAL ADVISORS trimmed23,137$904K0.2%2026-Q1
LBMC INVESTMENT ADVISORS, LLC23,048$901K0.2%2026-Q1
HSBC HOLDINGS PLC trimmed22,209$864K0.2%2026-Q1
Pinnacle Financial Partners, Inc.21,763$850K0.2%2026-Q1
BAILARD, INC.21,200$828K0.2%2026-Q1
Quantinno Capital Management LP added20,794$813K0.2%2026-Q1
LeConte Wealth Management, LLC20,322$794K0.2%2026-Q1
Y-Intercept (Hong Kong) Ltd new20,275$792K0.2%2026-Q1
Rather & Kittrell, Inc.19,232$752K0.2%2026-Q1
RHUMBLINE ADVISERS trimmed18,328$716K0.2%2026-Q1
PRINCIPAL FINANCIAL GROUP INC new18,124$708K0.2%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added17,990$703K0.2%2026-Q1
BARCLAYS PLC trimmed16,664$651K0.1%2026-Q1
HRT FINANCIAL LP trimmed16,301$637K0.1%2026-Q1
SILVER OAK SECURITIES, INCORPORATED16,018$626K0.1%2026-Q1
STRS OHIO15,800$617K0.1%2026-Q1
Cambridge Investment Research Advisors, Inc. added14,578$570K0.1%2026-Q1
TRUIST FINANCIAL CORP added14,368$562K0.1%2026-Q1
SG Americas Securities, LLC trimmed13,785$539K0.1%2026-Q1
Man Group plc new13,567$530K0.1%2026-Q1
Geneos Wealth Management Inc.13,098$512K0.1%2026-Q1
Inspire Investing, LLC added13,061$510K0.1%2026-Q1
UBS Group AG trimmed12,838$502K0.1%2026-Q1
CANADA PENSION PLAN INVESTMENT BOARD12,200$477K0.1%2026-Q1
Evergreen Advisors, LLC added11,836$463K0.1%2026-Q1
AGP FRANKLIN, LLC new11,706$457K0.1%2026-Q1
STATE OF WISCONSIN INVESTMENT BOARD added11,670$456K0.1%2026-Q1
EQUITABLE TRUST CO added11,475$448K0.1%2026-Q1
BROOKS, MOORE & ASSOCIATES, INC.11,351$444K0.1%2026-Q1
VANGUARD GROUP INC trimmed748,027$28M6.0%2025-Q4 stale
Foundry Partners, LLC trimmed183,160$6M1.2%2025-Q1 stale
SUMMIT WEALTH GROUP LLC / CO new27,899$3M0.6%2025-Q3 stale
TWO SIGMA ADVISERS, LP added61,900$2M0.5%2025-Q4 stale
ALGEBRIS (UK) LTD new58,316$2M0.5%2025-Q4 stale
BOOTHBAY FUND MANAGEMENT, LLC trimmed44,391$2M0.3%2025-Q3 stale
MARSHALL WACE, LLP added30,786$1M0.2%2025-Q4 stale
NewEdge Advisors, LLC added26,651$986K0.2%2025-Q4 stale
Brandywine Global Investment Management, LLC trimmed24,559$908K0.2%2025-Q4 stale
PMC FIG Opportunities LLC trimmed23,124$826K0.2%2025-Q3 stale
Pinnacle Financial Partners Inc21,763$778K0.2%2025-Q3 stale
Verition Fund Management LLC added21,045$711K0.2%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership