Who owns SMBC (SMBC)
Which tracked institutional funds hold SMBC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMBC company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
42 tracked funds added or opened SMBC while 15 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SMBC’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes SMBC more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SMBC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 147 tracked filers holding SMBC, 79 increased or opened the position and 61 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SMBC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 7
- VANGUARD CAPITAL MANAGEMENT LLC$28M
- VANGUARD PORTFOLIO MANAGEMENT LLC$9M
- VANGUARD FIDUCIARY TRUST CO$4M
- Integrated Quantitative Investments LLC$947K
- Legato Capital Management LLC$686K
- Trexquant Investment LP$633K
Full exits 7
- VANGUARD GROUP INC$33M
- Brandywine Global Investment Management, LLC$1M
- TWO SIGMA ADVISERS, LP$1M
- Epoch Investment Partners, Inc.$1M
- Thrivent Financial for Lutherans$875K
- MARSHALL WACE, LLP$747K
Largest adds
- HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC$7M
- BlackRock, Inc.$4M
- AMERICAN CENTURY COMPANIES INC$3M
- DIMENSIONAL FUND ADVISORS LP$3M
- EverSource Wealth Advisors, LLC$2M
- STATE STREET CORP$2M
Largest trims
- FJ Capital Management LLC$5M
- MILLENNIUM MANAGEMENT LLC$2M
- UBS Group AG$2M
- BARCLAYS PLC$710K
- Assenagon Asset Management S.A.$512K
- JPMORGAN CHASE & CO$494K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| BlackRock, Inc. trimmed | 927,655 | $59M | 13.7% | 2026-Q1 |
| DIMENSIONAL FUND ADVISORS LP added | 440,839 | $28M | 6.5% | 2026-Q1 |
| VANGUARD CAPITAL MANAGEMENT LLC new | 431,696 | $28M | 6.4% | 2026-Q1 |
| AMERICAN CENTURY COMPANIES INC added | 315,815 | $20M | 4.7% | 2026-Q1 |
| STATE STREET CORP added | 281,511 | $18M | 4.2% | 2026-Q1 |
| Clayton Financial Group LLC | 280,424 | $18M | 4.1% | 2026-Q1 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE trimmed | 238,991 | $15M | 3.5% | 2026-Q1 |
| GEODE CAPITAL MANAGEMENT, LLC added | 235,771 | $15M | 3.5% | 2026-Q1 |
| RAFFLES ASSOCIATES LP trimmed | 222,885 | $14M | 3.3% | 2026-Q1 |
| FJ Capital Management LLC trimmed | 202,427 | $13M | 3.0% | 2026-Q1 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC added | 154,801 | $10M | 2.3% | 2026-Q1 |
| VANGUARD PORTFOLIO MANAGEMENT LLC new | 144,123 | $9M | 2.1% | 2026-Q1 |
| ALGERT GLOBAL LLC added | 124,981 | $8M | 1.8% | 2026-Q1 |
| MORGAN STANLEY trimmed | 100,037 | $6M | 1.5% | 2026-Q1 |
| ACR Alpine Capital Research, LLC added | 94,707 | $6M | 1.4% | 2026-Q1 |
| NORTHERN TRUST CORP added | 93,428 | $6M | 1.4% | 2026-Q1 |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 91,534 | $6M | 1.4% | 2026-Q1 |
| AQR CAPITAL MANAGEMENT LLC added | 83,299 | $5M | 1.2% | 2026-Q1 |
| Siena Capital Partners GP, LLC | 79,314 | $5M | 1.2% | 2026-Q1 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed | 77,131 | $5M | 1.1% | 2026-Q1 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC added | 72,088 | $5M | 1.1% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC trimmed | 71,935 | $5M | 1.1% | 2026-Q1 |
| MALTESE CAPITAL MANAGEMENT LLC added | 60,475 | $4M | 0.9% | 2026-Q1 |
| VANGUARD FIDUCIARY TRUST CO new | 59,553 | $4M | 0.9% | 2026-Q1 |
| Creative Planning added | 58,876 | $4M | 0.9% | 2026-Q1 |
| JPMORGAN CHASE & CO trimmed | 57,863 | $4M | 0.8% | 2026-Q1 |
| FRANKLIN RESOURCES INC added | 56,777 | $4M | 0.8% | 2026-Q1 |
| MILLENNIUM MANAGEMENT LLC trimmed | 47,045 | $3M | 0.7% | 2026-Q1 |
| Empowered Funds, LLC added | 46,088 | $3M | 0.7% | 2026-Q1 |
| ACADIAN ASSET MANAGEMENT LLC added | 46,120 | $3M | 0.7% | 2026-Q1 |
| TWO SIGMA INVESTMENTS, LP added | 44,227 | $3M | 0.7% | 2026-Q1 |
| Bank of New York Mellon Corp trimmed | 43,484 | $3M | 0.6% | 2026-Q1 |
| LAZARD ASSET MANAGEMENT LLC added | 41,560 | $3M | 0.6% | 2026-Q1 |
| Russell Investments Group, Ltd. trimmed | 39,076 | $2M | 0.6% | 2026-Q1 |
| EverSource Wealth Advisors, LLC added | 29,311 | $2M | 0.5% | 2026-Q1 |
| FMR LLC trimmed | 34,477 | $2M | 0.5% | 2026-Q1 |
| FIRST TRUST ADVISORS LP trimmed | 33,602 | $2M | 0.5% | 2026-Q1 |
| PANAGORA ASSET MANAGEMENT INC added | 33,268 | $2M | 0.5% | 2026-Q1 |
| UBS Group AG trimmed | 27,853 | $2M | 0.4% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 25,786 | $2M | 0.4% | 2026-Q1 |
| D. E. Shaw & Co., Inc. trimmed | 25,618 | $2M | 0.4% | 2026-Q1 |
| BARCLAYS PLC trimmed | 19,793 | $1M | 0.3% | 2026-Q1 |
| VICTORY CAPITAL MANAGEMENT INC trimmed | 19,500 | $1M | 0.3% | 2026-Q1 |
| Nuveen, LLC added | 18,985 | $1M | 0.3% | 2026-Q1 |
| Swiss National Bank | 18,953 | $1M | 0.3% | 2026-Q1 |
| KENNEDY CAPITAL MANAGEMENT LLC | 18,836 | $1M | 0.3% | 2026-Q1 |
| Connor, Clark & Lunn Investment Management Ltd. trimmed | 17,814 | $1M | 0.3% | 2026-Q1 |
| Qube Research & Technologies Ltd added | 16,642 | $1M | 0.2% | 2026-Q1 |
| Y-Intercept (Hong Kong) Ltd added | 16,339 | $1M | 0.2% | 2026-Q1 |
| First Financial Bankshares Inc | 15,387 | $984K | 0.2% | 2026-Q1 |
| Universal- Beteiligungs- und Servicegesellschaft mbH added | 15,312 | $979K | 0.2% | 2026-Q1 |
| SEI INVESTMENTS CO added | 15,001 | $959K | 0.2% | 2026-Q1 |
| Integrated Quantitative Investments LLC added | 14,804 | $947K | 0.2% | 2026-Q1 |
| HSBC HOLDINGS PLC trimmed | 14,671 | $933K | 0.2% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC added | 14,400 | $921K | 0.2% | 2026-Q1 |
| Invesco Ltd. trimmed | 14,000 | $895K | 0.2% | 2026-Q1 |
| BNP PARIBAS FINANCIAL MARKETS added | 13,833 | $884K | 0.2% | 2026-Q1 |
| Voleon Capital Management LP added | 13,490 | $863K | 0.2% | 2026-Q1 |
| Balboa Wealth Partners | 12,943 | $828K | 0.2% | 2026-Q1 |
| Quantinno Capital Management LP added | 12,326 | $788K | 0.2% | 2026-Q1 |
| RHUMBLINE ADVISERS trimmed | 11,910 | $762K | 0.2% | 2026-Q1 |
| HRT FINANCIAL LP trimmed | 10,736 | $686K | 0.2% | 2026-Q1 |
| Legato Capital Management LLC new | 10,728 | $686K | 0.2% | 2026-Q1 |
| Independent Advisor Alliance added | 10,707 | $685K | 0.2% | 2026-Q1 |
| Assenagon Asset Management S.A. trimmed | 10,007 | $640K | 0.1% | 2026-Q1 |
| Trexquant Investment LP added | 9,895 | $633K | 0.1% | 2026-Q1 |
| Engineers Gate Manager LP added | 9,726 | $622K | 0.1% | 2026-Q1 |
| GSA CAPITAL PARTNERS LLP trimmed | 9,436 | $603K | 0.1% | 2026-Q1 |
| Mariner, LLC new | 9,336 | $597K | 0.1% | 2026-Q1 |
| ALLIANCEBERNSTEIN L.P. | 9,780 | $578K | 0.1% | 2026-Q1 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed | 8,772 | $561K | 0.1% | 2026-Q1 |
| FEDERATED HERMES, INC. | 8,641 | $553K | 0.1% | 2026-Q1 |
| IEQ CAPITAL, LLC added | 8,175 | $523K | 0.1% | 2026-Q1 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added | 8,134 | $520K | 0.1% | 2026-Q1 |
| ALPS ADVISORS INC trimmed | 8,028 | $513K | 0.1% | 2026-Q1 |
| PRICE T ROWE ASSOCIATES INC /MD/ added | 7,472 | $478K | 0.1% | 2026-Q1 |
| DEUTSCHE BANK AG\ | 7,419 | $474K | 0.1% | 2026-Q1 |
| VANGUARD ASSET MANAGEMENT, Ltd new | 7,249 | $464K | 0.1% | 2026-Q1 |
| Legal & General Group Plc trimmed | 6,861 | $439K | 0.1% | 2026-Q1 |
| CITIGROUP INC added | 6,728 | $430K | 0.1% | 2026-Q1 |
| CANADA PENSION PLAN INVESTMENT BOARD | 6,700 | $428K | 0.1% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 6,459 | $413K | 0.1% | 2026-Q1 |
| Cetera Investment Advisers | 6,280 | $402K | 0.1% | 2026-Q1 |
| Vanguard Global Advisers, LLC new | 6,051 | $387K | 0.1% | 2026-Q1 |
| ZACKS INVESTMENT MANAGEMENT added | 6,020 | $385K | 0.1% | 2026-Q1 |
| Welch & Forbes LLC trimmed | 6,000 | $384K | 0.1% | 2026-Q1 |
| VANGUARD GROUP INC trimmed | 556,278 | $33M | 7.6% | 2025-Q4 stale |
| Brandywine Global Investment Management, LLC trimmed | 23,232 | $1M | 0.3% | 2025-Q4 stale |
| TWO SIGMA ADVISERS, LP trimmed | 22,300 | $1M | 0.3% | 2025-Q4 stale |
| Epoch Investment Partners, Inc. trimmed | 17,544 | $1M | 0.2% | 2025-Q4 stale |
| Squarepoint Ops LLC added | 18,180 | $996K | 0.2% | 2025-Q2 stale |
| Thrivent Financial for Lutherans added | 14,811 | $875K | 0.2% | 2025-Q4 stale |
| MARSHALL WACE, LLP trimmed | 12,628 | $747K | 0.2% | 2025-Q4 stale |
| Apollon Wealth Management, LLC trimmed | 11,180 | $661K | 0.2% | 2025-Q4 stale |
| Verition Fund Management LLC added | 9,880 | $541K | 0.1% | 2025-Q2 stale |
| Dynamic Technology Lab Private Ltd new | 9,931 | $517K | 0.1% | 2025-Q1 stale |
| CITADEL ADVISORS LLC trimmed | 8,167 | $483K | 0.1% | 2025-Q4 stale |
| BTC Capital Management, Inc. trimmed | 8,656 | $455K | 0.1% | 2025-Q3 stale |
| OCCUDO QUANTITATIVE STRATEGIES LP added | 6,776 | $401K | 0.1% | 2025-Q4 stale |
| PharVision Advisers, LLC new | 7,548 | $397K | 0.1% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.