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Institutional Ownership · SEC Form 13F

Who owns SMBC (SMBC)


Which tracked institutional funds hold SMBC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SMBC company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

147
Institutional holders
6,203,284
Shares held (tracked funds)

How the tape is positioned

42 tracked funds added or opened SMBC while 15 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SMBC’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes SMBC more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SMBC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 147 tracked filers holding SMBC, 79 increased or opened the position and 61 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SMBC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 7

  • VANGUARD CAPITAL MANAGEMENT LLC$28M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$9M
  • VANGUARD FIDUCIARY TRUST CO$4M
  • Integrated Quantitative Investments LLC$947K
  • Legato Capital Management LLC$686K
  • Trexquant Investment LP$633K

Full exits 7

  • VANGUARD GROUP INC$33M
  • Brandywine Global Investment Management, LLC$1M
  • TWO SIGMA ADVISERS, LP$1M
  • Epoch Investment Partners, Inc.$1M
  • Thrivent Financial for Lutherans$875K
  • MARSHALL WACE, LLP$747K

Largest adds

  • HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC$7M
  • BlackRock, Inc.$4M
  • AMERICAN CENTURY COMPANIES INC$3M
  • DIMENSIONAL FUND ADVISORS LP$3M
  • EverSource Wealth Advisors, LLC$2M
  • STATE STREET CORP$2M

Largest trims

  • FJ Capital Management LLC$5M
  • MILLENNIUM MANAGEMENT LLC$2M
  • UBS Group AG$2M
  • BARCLAYS PLC$710K
  • Assenagon Asset Management S.A.$512K
  • JPMORGAN CHASE & CO$494K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed927,655$59M13.7%2026-Q1
DIMENSIONAL FUND ADVISORS LP added440,839$28M6.5%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new431,696$28M6.4%2026-Q1
AMERICAN CENTURY COMPANIES INC added315,815$20M4.7%2026-Q1
STATE STREET CORP added281,511$18M4.2%2026-Q1
Clayton Financial Group LLC280,424$18M4.1%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE trimmed238,991$15M3.5%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added235,771$15M3.5%2026-Q1
RAFFLES ASSOCIATES LP trimmed222,885$14M3.3%2026-Q1
FJ Capital Management LLC trimmed202,427$13M3.0%2026-Q1
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC added154,801$10M2.3%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new144,123$9M2.1%2026-Q1
ALGERT GLOBAL LLC added124,981$8M1.8%2026-Q1
MORGAN STANLEY trimmed100,037$6M1.5%2026-Q1
ACR Alpine Capital Research, LLC added94,707$6M1.4%2026-Q1
NORTHERN TRUST CORP added93,428$6M1.4%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed91,534$6M1.4%2026-Q1
AQR CAPITAL MANAGEMENT LLC added83,299$5M1.2%2026-Q1
Siena Capital Partners GP, LLC79,314$5M1.2%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed77,131$5M1.1%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC added72,088$5M1.1%2026-Q1
GOLDMAN SACHS GROUP INC trimmed71,935$5M1.1%2026-Q1
MALTESE CAPITAL MANAGEMENT LLC added60,475$4M0.9%2026-Q1
VANGUARD FIDUCIARY TRUST CO new59,553$4M0.9%2026-Q1
Creative Planning added58,876$4M0.9%2026-Q1
JPMORGAN CHASE & CO trimmed57,863$4M0.8%2026-Q1
FRANKLIN RESOURCES INC added56,777$4M0.8%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed47,045$3M0.7%2026-Q1
Empowered Funds, LLC added46,088$3M0.7%2026-Q1
ACADIAN ASSET MANAGEMENT LLC added46,120$3M0.7%2026-Q1
TWO SIGMA INVESTMENTS, LP added44,227$3M0.7%2026-Q1
Bank of New York Mellon Corp trimmed43,484$3M0.6%2026-Q1
LAZARD ASSET MANAGEMENT LLC added41,560$3M0.6%2026-Q1
Russell Investments Group, Ltd. trimmed39,076$2M0.6%2026-Q1
EverSource Wealth Advisors, LLC added29,311$2M0.5%2026-Q1
FMR LLC trimmed34,477$2M0.5%2026-Q1
FIRST TRUST ADVISORS LP trimmed33,602$2M0.5%2026-Q1
PANAGORA ASSET MANAGEMENT INC added33,268$2M0.5%2026-Q1
UBS Group AG trimmed27,853$2M0.4%2026-Q1
BANK OF AMERICA CORP /DE/ added25,786$2M0.4%2026-Q1
D. E. Shaw & Co., Inc. trimmed25,618$2M0.4%2026-Q1
BARCLAYS PLC trimmed19,793$1M0.3%2026-Q1
VICTORY CAPITAL MANAGEMENT INC trimmed19,500$1M0.3%2026-Q1
Nuveen, LLC added18,985$1M0.3%2026-Q1
Swiss National Bank18,953$1M0.3%2026-Q1
KENNEDY CAPITAL MANAGEMENT LLC18,836$1M0.3%2026-Q1
Connor, Clark & Lunn Investment Management Ltd. trimmed17,814$1M0.3%2026-Q1
Qube Research & Technologies Ltd added16,642$1M0.2%2026-Q1
Y-Intercept (Hong Kong) Ltd added16,339$1M0.2%2026-Q1
First Financial Bankshares Inc15,387$984K0.2%2026-Q1
Universal- Beteiligungs- und Servicegesellschaft mbH added15,312$979K0.2%2026-Q1
SEI INVESTMENTS CO added15,001$959K0.2%2026-Q1
Integrated Quantitative Investments LLC added14,804$947K0.2%2026-Q1
HSBC HOLDINGS PLC trimmed14,671$933K0.2%2026-Q1
AMERIPRISE FINANCIAL INC added14,400$921K0.2%2026-Q1
Invesco Ltd. trimmed14,000$895K0.2%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added13,833$884K0.2%2026-Q1
Voleon Capital Management LP added13,490$863K0.2%2026-Q1
Balboa Wealth Partners12,943$828K0.2%2026-Q1
Quantinno Capital Management LP added12,326$788K0.2%2026-Q1
RHUMBLINE ADVISERS trimmed11,910$762K0.2%2026-Q1
HRT FINANCIAL LP trimmed10,736$686K0.2%2026-Q1
Legato Capital Management LLC new10,728$686K0.2%2026-Q1
Independent Advisor Alliance added10,707$685K0.2%2026-Q1
Assenagon Asset Management S.A. trimmed10,007$640K0.1%2026-Q1
Trexquant Investment LP added9,895$633K0.1%2026-Q1
Engineers Gate Manager LP added9,726$622K0.1%2026-Q1
GSA CAPITAL PARTNERS LLP trimmed9,436$603K0.1%2026-Q1
Mariner, LLC new9,336$597K0.1%2026-Q1
ALLIANCEBERNSTEIN L.P.9,780$578K0.1%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed8,772$561K0.1%2026-Q1
FEDERATED HERMES, INC.8,641$553K0.1%2026-Q1
IEQ CAPITAL, LLC added8,175$523K0.1%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added8,134$520K0.1%2026-Q1
ALPS ADVISORS INC trimmed8,028$513K0.1%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added7,472$478K0.1%2026-Q1
DEUTSCHE BANK AG\7,419$474K0.1%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new7,249$464K0.1%2026-Q1
Legal & General Group Plc trimmed6,861$439K0.1%2026-Q1
CITIGROUP INC added6,728$430K0.1%2026-Q1
CANADA PENSION PLAN INVESTMENT BOARD6,700$428K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed6,459$413K0.1%2026-Q1
Cetera Investment Advisers6,280$402K0.1%2026-Q1
Vanguard Global Advisers, LLC new6,051$387K0.1%2026-Q1
ZACKS INVESTMENT MANAGEMENT added6,020$385K0.1%2026-Q1
Welch & Forbes LLC trimmed6,000$384K0.1%2026-Q1
VANGUARD GROUP INC trimmed556,278$33M7.6%2025-Q4 stale
Brandywine Global Investment Management, LLC trimmed23,232$1M0.3%2025-Q4 stale
TWO SIGMA ADVISERS, LP trimmed22,300$1M0.3%2025-Q4 stale
Epoch Investment Partners, Inc. trimmed17,544$1M0.2%2025-Q4 stale
Squarepoint Ops LLC added18,180$996K0.2%2025-Q2 stale
Thrivent Financial for Lutherans added14,811$875K0.2%2025-Q4 stale
MARSHALL WACE, LLP trimmed12,628$747K0.2%2025-Q4 stale
Apollon Wealth Management, LLC trimmed11,180$661K0.2%2025-Q4 stale
Verition Fund Management LLC added9,880$541K0.1%2025-Q2 stale
Dynamic Technology Lab Private Ltd new9,931$517K0.1%2025-Q1 stale
CITADEL ADVISORS LLC trimmed8,167$483K0.1%2025-Q4 stale
BTC Capital Management, Inc. trimmed8,656$455K0.1%2025-Q3 stale
OCCUDO QUANTITATIVE STRATEGIES LP added6,776$401K0.1%2025-Q4 stale
PharVision Advisers, LLC new7,548$397K0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership