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Institutional Ownership · SEC Form 13F

Who owns SLYV (SLYV)


Which tracked institutional funds hold SLYV, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SLYV company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

597
Institutional holders
28,176,337
Shares held (tracked funds)

How the tape is positioned

87 tracked funds added or opened SLYV while 53 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SLYV’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.6% of theirs — a 0.5pp gap the other way — the median holder sizes SLYV more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SLYV divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 597 tracked filers holding SLYV, 238 increased or opened the position and 286 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SLYV between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 17

  • CANANDAIGUA NATIONAL CORP$20M
  • TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC$14M
  • TRB Wealth Management, LLC$8M
  • Janney Montgomery Scott LLC$3M
  • Junk Investment Group, LLC$3M
  • Blue Capital, Inc.$2M

Full exits 16

  • CANANDAIGUA NATIONAL BANK & TRUST CO$19M
  • PURE PORTFOLIOS HOLDINGS LLC$17M
  • FAS Wealth Partners, Inc.$16M
  • CITADEL ADVISORS LLC$4M
  • IFG Advisory, LLC$2M
  • Blue Barn Wealth, LLC$2M

Largest adds

  • Waverly Advisors, LLC$18M
  • Private Advisor Group, LLC$10M
  • Independent Advisor Alliance$9M
  • MORGAN STANLEY$7M
  • NorthRock Partners, LLC$4M
  • Cannon Financial Strategists, Inc.$4M

Largest trims

  • HighTower Advisors, LLC$29M
  • BANK OF AMERICA CORP /DE/$26M
  • LPL Financial LLC$25M
  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$18M
  • TIAA TRUST, NATIONAL ASSOCIATION$14M
  • Morningstar Investment Management LLC$11M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC trimmed5,171,149$489M21.1%2026-Q1
Financial Engines Advisors L.L.C. trimmed1,083,473$102M4.4%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed1,044,189$99M4.3%2026-Q1
Cannon Financial Strategists, Inc. added1,008,055$95M4.1%2026-Q1
NorthRock Partners, LLC added797,912$75M3.3%2026-Q1
Goelzer Investment Management, Inc. trimmed791,132$75M3.2%2026-Q1
AMERIPRISE FINANCIAL INC trimmed596,186$56M2.4%2026-Q1
MORGAN STANLEY added556,444$53M2.3%2026-Q1
WCG Wealth Advisors LLC added380,646$36M1.6%2026-Q1
Creative Planning trimmed354,764$34M1.5%2026-Q1
Rodgers & Associates, LTD trimmed323,904$31M1.3%2026-Q1
Fragasso Financial Advisors Inc trimmed310,080$30M1.3%2026-Q1
Dean, Jacobson Financial Services, LLC added290,705$27M1.2%2026-Q1
Equitable Holdings, Inc. trimmed300,150$27M1.2%2026-Q1
Cerity Partners LLC trimmed286,054$27M1.2%2026-Q1
BRANDYWINE OAK PRIVATE WEALTH LLC trimmed284,817$27M1.2%2026-Q1
Klingman & Associates, LLC trimmed281,041$27M1.1%2026-Q1
Evensky & Katz LLC trimmed266,705$25M1.1%2026-Q1
WELLS FARGO & COMPANY/MN added261,675$25M1.1%2026-Q1
Focus Partners Wealth trimmed257,619$24M1.1%2026-Q1
Morningstar Investment Management LLC trimmed255,802$24M1.0%2026-Q1
American Financial Advisors, LLC trimmed249,707$24M1.0%2026-Q1
Waverly Advisors, LLC added235,509$22M1.0%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added230,860$22M0.9%2026-Q1
OSAIC HOLDINGS, INC. added227,746$22M0.9%2026-Q1
OpenArc Corporate Advisory, LLC trimmed218,603$21M0.9%2026-Q1
CANANDAIGUA NATIONAL CORP new215,562$20M0.9%2026-Q1
HighTower Advisors, LLC trimmed212,970$20M0.9%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed211,783$20M0.9%2026-Q1
First National Trust Co added209,172$20M0.9%2026-Q1
Wrenne Financial Planning LLC added202,964$19M0.8%2026-Q1
Convergence Financial, LLC trimmed201,126$19M0.8%2026-Q1
Financial Strategies Group, Inc. added184,749$19M0.8%2026-Q1
One Day In July LLC added201,263$19M0.8%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added191,988$18M0.8%2026-Q1
Avantax Planning Partners, Inc. trimmed183,763$17M0.8%2026-Q1
Key Financial Inc added183,039$17M0.7%2026-Q1
GHP Investment Advisors, Inc. added181,789$17M0.7%2026-Q1
Private Advisor Group, LLC added159,120$15M0.7%2026-Q1
SAGE FINANCIAL GROUP INC trimmed159,064$15M0.7%2026-Q1
UBS Group AG added151,055$14M0.6%2026-Q1
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC new147,316$14M0.6%2026-Q1
Lutz Financial Services LLC trimmed138,450$13M0.6%2026-Q1
Optimist Retirement Group LLC trimmed137,102$13M0.6%2026-Q1
JONES FINANCIAL COMPANIES LLLP added132,901$12M0.5%2026-Q1
Rothschild Wealth LLC added128,808$12M0.5%2026-Q1
BALANCED WEALTH GROUP LLC trimmed127,046$12M0.5%2026-Q1
Baird Financial Group, Inc. added125,097$12M0.5%2026-Q1
CarsonAllaria Wealth Management, Ltd. added124,435$12M0.5%2026-Q1
Triangle Securities Wealth Management trimmed124,281$12M0.5%2026-Q1
Cambridge Investment Research Advisors, Inc. added122,929$12M0.5%2026-Q1
Geneos Wealth Management Inc. added116,557$11M0.5%2026-Q1
BIP Wealth, LLC trimmed115,051$11M0.5%2026-Q1
Asset Dedication, LLC trimmed111,199$11M0.5%2026-Q1
N.E.W. Advisory Services LLC trimmed104,203$10M0.4%2026-Q1
STEVENS CAPITAL PARTNERS added101,150$10M0.4%2026-Q1
LPWM LLC trimmed100,823$10M0.4%2026-Q1
CWM, LLC trimmed99,810$9M0.4%2026-Q1
Capasso Planning Partners LLC added99,183$9M0.4%2026-Q1
Mariner, LLC added98,386$9M0.4%2026-Q1
Independent Advisor Alliance added97,343$9M0.4%2026-Q1
Focus Partners Advisor Solutions, LLC trimmed96,522$9M0.4%2026-Q1
Rockbridge Investment Management, LCC trimmed94,382$9M0.4%2026-Q1
RAYMOND JAMES FINANCIAL INC added91,777$9M0.4%2026-Q1
Cetera Investment Advisers trimmed91,209$9M0.4%2026-Q1
NWAM LLC trimmed89,267$8M0.4%2026-Q1
Modera Wealth Management, LLC trimmed87,966$8M0.4%2026-Q1
Diversified Enterprises, LLC added86,591$8M0.4%2026-Q1
TRB Wealth Management, LLC new82,728$8M0.3%2026-Q1
MATHER GROUP, LLC. trimmed82,626$8M0.3%2026-Q1
GOLDMAN SACHS GROUP INC added75,468$7M0.3%2026-Q1
Arnold Financial Planning LLC trimmed74,257$7M0.3%2026-Q1
Trilogy Capital Inc. trimmed71,596$7M0.3%2026-Q1
Symphony Financial, Ltd. Co. added70,741$7M0.3%2026-Q1
Cambridge Financial Group, LLC trimmed69,786$7M0.3%2026-Q1
Avior Wealth Management, LLC trimmed69,224$7M0.3%2026-Q1
Kingsview Wealth Management, LLC trimmed68,930$7M0.3%2026-Q1
AIRE ADVISORS, LLC trimmed67,092$6M0.3%2026-Q1
WealthShield Partners, LLC trimmed66,515$6M0.3%2026-Q1
RITHOLTZ WEALTH MANAGEMENT trimmed66,472$6M0.3%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV trimmed64,802$6M0.3%2026-Q1
ROYAL BANK OF CANADA added64,788$6M0.3%2026-Q1
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC63,149$6M0.3%2026-Q1
MONECO ADVISORS, LLC added62,155$6M0.3%2026-Q1
Palisades Hudson Asset Management, L.P. added62,074$6M0.3%2026-Q1
Roberts Financial Services LLC trimmed61,537$6M0.3%2026-Q1
NORTHWEST WEALTH MANAGEMENT, LLC trimmed61,535$6M0.3%2026-Q1
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC trimmed61,156$6M0.3%2026-Q1
IHT Wealth Management, LLC trimmed59,211$6M0.2%2026-Q1
Probity Advisors, Inc. trimmed55,958$5M0.2%2026-Q1
McAdam, LLC trimmed55,589$5M0.2%2026-Q1
Midwest Trust Co trimmed53,793$5M0.2%2026-Q1
CANANDAIGUA NATIONAL BANK & TRUST CO added209,249$19M0.8%2025-Q4 stale
PURE PORTFOLIOS HOLDINGS LLC added189,409$17M0.7%2025-Q4 stale
FAS Wealth Partners, Inc. added174,641$16M0.7%2025-Q4 stale
Perritt Capital Management Inc added126,526$11M0.5%2025-Q3 stale
SPX Gestao de Recursos Ltda trimmed104,095$8M0.4%2025-Q2 stale
CONFLUENCE INVESTMENT MANAGEMENT LLC trimmed87,599$7M0.3%2025-Q1 stale
Clark Capital Management Group, Inc. added79,563$6M0.3%2025-Q1 stale
FINANCIAL COUNSELORS INC trimmed73,943$6M0.3%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership