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Institutional Ownership · SEC Form 13F

Who owns SHYG


Which tracked institutional funds hold SHYG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SHYG company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

554
Institutional holders
129M
Shares held (tracked funds)

How the tape is positioned

147 tracked funds added or opened SHYG while 58 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SHYG’s largest tracked holder by dollar value, ROYAL BANK OF CANADA, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.2% of theirs — a 0.1pp gap the other way — the median holder sizes SHYG more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SHYG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 554 tracked filers holding SHYG, 347 increased or opened the position and 209 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SHYG between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 31

  • CAPSTONE INVESTMENT ADVISORS, LLC$25M
  • Financial Gravity Companies, Inc.$24M
  • Matthew Goff Investment Advisor, LLC$20M
  • Clearstead Advisors, LLC$11M
  • Coral Wealth Management, LLC$9M
  • Portfolio Design Labs, LLC$6M

Full exits 23

  • State of Tennessee, Department of Treasury$49M
  • Betterment LLC$37M
  • HighTower Advisors, LLC$23M
  • PARK AVENUE SECURITIES LLC$23M
  • Financial Gravity Asset Management, Inc.$23M
  • Gibbs Wealth Management$22M

Largest adds

  • MORGAN STANLEY$60M
  • Empower Advisory Group, LLC$42M
  • Wealthfront Advisers LLC$32M
  • ASSETMARK, INC$30M
  • ROYAL BANK OF CANADA$22M
  • WELLS FARGO & COMPANY/MN$17M

Largest trims

  • ARCH CAPITAL GROUP LTD.$65M
  • COMMONWEALTH EQUITY SERVICES, LLC$29M
  • SHP Wealth Management$21M
  • OneDigital Investment Advisors LLC$6M
  • Allspring Global Investments Holdings, LLC$4M
  • AMERICAN CENTURY COMPANIES INC$4M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
ROYAL BANK OF CANADA added15,196,742$644M13.1%2026-Q2
MORGAN STANLEY added14,202,496$602M12.2%2026-Q2
ASSETMARK, INC added13,266,671$563M11.4%2026-Q2
Empower Advisory Group, LLC added13,050,164$553M11.2%2026-Q2
Japan Science & Technology Agency4,450,000$189M3.8%2026-Q2
BlackRock, Inc. added4,226,615$179M3.6%2026-Q2
LPL Financial LLC added3,384,414$144M2.9%2026-Q2
Wealthfront Advisers LLC added2,681,442$114M2.3%2026-Q2
NEPC LLC2,632,283$112M2.3%2026-Q2
BANK OF AMERICA CORP /DE/ added2,623,843$111M2.3%2026-Q2
Bramshill Investments, LLC added2,108,580$89M1.8%2026-Q2
MERCER GLOBAL ADVISORS INC /ADV added2,034,737$86M1.7%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC trimmed1,916,056$81M1.6%2026-Q2
ENVESTNET ASSET MANAGEMENT INC trimmed1,597,404$68M1.4%2026-Q2
NOMURA ASSET MANAGEMENT CO LTD trimmed1,573,240$67M1.4%2026-Q2
WELLS FARGO & COMPANY/MN added1,521,375$65M1.3%2026-Q2
Bank of New York Mellon Corp added1,178,652$50M1.0%2026-Q2
BNP PARIBAS ASSET MANAGEMENT Holding S.A.1,077,221$46M0.9%2026-Q2
Sound Income Strategies, LLC added1,017,630$43M0.9%2026-Q2
Cetera Investment Advisers added990,960$42M0.9%2026-Q2
Allspring Global Investments Holdings, LLC trimmed879,237$37M0.8%2026-Q2
RAYMOND JAMES FINANCIAL INC added837,457$36M0.7%2026-Q2
UBS Group AG added761,939$32M0.7%2026-Q2
Mariner, LLC added726,574$31M0.6%2026-Q2
SCOTIA CAPITAL INC. added671,455$28M0.6%2026-Q2
CAPSTONE INVESTMENT ADVISORS, LLC added598,401$25M0.5%2026-Q2
Ninety One UK Ltd579,677$25M0.5%2026-Q2
Baker Avenue Asset Management, LP added574,072$24M0.5%2026-Q2
High Probability Advisors, LLC added568,588$24M0.5%2026-Q2
Financial Gravity Companies, Inc. added560,230$24M0.5%2026-Q2
Creative Planning added552,453$23M0.5%2026-Q2
Matthew Goff Investment Advisor, LLC added482,367$20M0.4%2026-Q2
MML INVESTORS SERVICES, LLC added480,840$20M0.4%2026-Q2
ATWOOD & PALMER INC added465,716$20M0.4%2026-Q2
BlueSky Wealth Advisors, LLC added453,800$19M0.4%2026-Q2
AMERICAN CENTURY COMPANIES INC trimmed444,098$19M0.4%2026-Q2
STIFEL FINANCIAL CORP added442,322$19M0.4%2026-Q2
Legacy Financial Group LLC added441,195$19M0.4%2026-Q2
OSAIC HOLDINGS, INC. added437,857$19M0.4%2026-Q2
Advisors Capital Management, LLC added431,186$18M0.4%2026-Q2
LOOMIS SAYLES & CO L P added394,915$17M0.3%2026-Q2
MAI Capital Management added393,300$17M0.3%2026-Q2
MGO ONE SEVEN LLC added382,042$16M0.3%2026-Q2
Alesco Advisors, LLC, An ESL Co added381,033$16M0.3%2026-Q2
Carr Financial Group Corp added376,508$16M0.3%2026-Q2
KilterHowling LLC added366,816$16M0.3%2026-Q2
Cascade Wealth Advisors, Inc added363,259$15M0.3%2026-Q2
Trivium Point Advisory, LLC added354,915$15M0.3%2026-Q2
SWEENEY & MICHEL, LLC added337,554$14M0.3%2026-Q2
Ascent Group, LLC added337,135$14M0.3%2026-Q2
Belpointe Asset Management LLC added337,014$14M0.3%2026-Q2
TRUIST FINANCIAL CORP added316,580$13M0.3%2026-Q2
AMERIPRISE FINANCIAL INC added314,777$13M0.3%2026-Q2
Integrated Wealth Concepts LLC added303,321$13M0.3%2026-Q2
FORONJY FINANCIAL LLC added302,880$13M0.3%2026-Q2
Kestra Advisory Services, LLC added297,786$13M0.3%2026-Q2
BARTLETT & CO. WEALTH MANAGEMENT LLC trimmed285,175$12M0.2%2026-Q2
S&A Financial Services, Inc. added280,282$12M0.2%2026-Q2
O'SHAUGHNESSY ASSET MANAGEMENT, LLC added278,424$12M0.2%2026-Q2
Peak Financial Management, Inc. added271,489$12M0.2%2026-Q2
Clearstead Advisors, LLC added271,154$11M0.2%2026-Q2
Twelve Points Wealth Management LLC added270,157$11M0.2%2026-Q2
Freestate Advisors LLC added265,076$11M0.2%2026-Q2
Waterloo Capital, L.P. added253,825$11M0.2%2026-Q2
Powers Advisory Group, LLC added251,518$11M0.2%2026-Q2
State of New Jersey Common Pension Fund D250,360$11M0.2%2026-Q2
JPMORGAN CHASE & CO trimmed247,013$10M0.2%2026-Q2
Pathstone Holdings, LLC trimmed231,176$10M0.2%2026-Q2
KITCHING PARTNERS, LLC added229,252$10M0.2%2026-Q2
Merit Financial Group, LLC added215,454$9M0.2%2026-Q2
Cascade Financial Partners, LLC added215,130$9M0.2%2026-Q2
Coral Wealth Management, LLC new213,527$9M0.2%2026-Q2
Portside Wealth Group, LLC added209,365$9M0.2%2026-Q2
Mirae Asset Global Investments Co., Ltd. added208,317$9M0.2%2026-Q2
Curtis Advisory Group, LLC added205,212$9M0.2%2026-Q2
INTEGRITY ALLIANCE, LLC. added203,697$9M0.2%2026-Q2
RITHOLTZ WEALTH MANAGEMENT added201,089$9M0.2%2026-Q2
Gerber Kawasaki Wealth & Investment Management added196,542$8M0.2%2026-Q2
Redhawk Wealth Advisors, Inc. added180,364$8M0.2%2026-Q2
Towercrest Capital Management trimmed175,323$7M0.2%2026-Q2
Cerity Partners LLC trimmed173,081$7M0.1%2026-Q2
Smith Salley Wealth Management trimmed171,419$7M0.1%2026-Q2
Stratos Wealth Partners, LTD. added171,156$7M0.1%2026-Q2
Alexis Investment Partners, LLC added171,006$7M0.1%2026-Q2
Avior Wealth Management, LLC added169,050$7M0.1%2026-Q2
Livet Wealth, LLC added168,489$7M0.1%2026-Q2
Arkadios Wealth Advisors added162,058$7M0.1%2026-Q2
Hudock, Inc. added157,723$7M0.1%2026-Q2
RiverFront Investment Group, LLC trimmed154,635$7M0.1%2026-Q2
Independent Solutions Wealth Management, LLC added154,051$7M0.1%2026-Q2
BridgePort Financial Solutions, LLC added146,455$6M0.1%2026-Q2
JONES FINANCIAL COMPANIES LLLP added145,486$6M0.1%2026-Q2
Manske Wealth Management added145,122$6M0.1%2026-Q2
Portfolio Design Labs, LLC added143,624$6M0.1%2026-Q2
COURIER CAPITAL LLC added142,466$6M0.1%2026-Q2
Alliance Wealth Management Group trimmed142,228$6M0.1%2026-Q2
CreativeOne Wealth, LLC added140,602$6M0.1%2026-Q2
Gallagher Fiduciary Advisors, LLC added129,960$6M0.1%2026-Q2
INVESTMENT PARTNERS, LTD. added128,135$5M0.1%2026-Q2
Norris Financial Group, LLC added128,011$5M0.1%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership