Who owns SHYG
Which tracked institutional funds hold SHYG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SHYG company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
147 tracked funds added or opened SHYG while 58 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SHYG’s largest tracked holder by dollar value, ROYAL BANK OF CANADA, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.2% of theirs — a 0.1pp gap the other way — the median holder sizes SHYG more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SHYG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 554 tracked filers holding SHYG, 347 increased or opened the position and 209 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SHYG between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 31
- CAPSTONE INVESTMENT ADVISORS, LLC$25M
- Financial Gravity Companies, Inc.$24M
- Matthew Goff Investment Advisor, LLC$20M
- Clearstead Advisors, LLC$11M
- Coral Wealth Management, LLC$9M
- Portfolio Design Labs, LLC$6M
Full exits 23
- State of Tennessee, Department of Treasury$49M
- Betterment LLC$37M
- HighTower Advisors, LLC$23M
- PARK AVENUE SECURITIES LLC$23M
- Financial Gravity Asset Management, Inc.$23M
- Gibbs Wealth Management$22M
Largest adds
- MORGAN STANLEY$60M
- Empower Advisory Group, LLC$42M
- Wealthfront Advisers LLC$32M
- ASSETMARK, INC$30M
- ROYAL BANK OF CANADA$22M
- WELLS FARGO & COMPANY/MN$17M
Largest trims
- ARCH CAPITAL GROUP LTD.$65M
- COMMONWEALTH EQUITY SERVICES, LLC$29M
- SHP Wealth Management$21M
- OneDigital Investment Advisors LLC$6M
- Allspring Global Investments Holdings, LLC$4M
- AMERICAN CENTURY COMPANIES INC$4M
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| ROYAL BANK OF CANADA added | 15,196,742 | $644M | 13.1% | 2026-Q2 |
| MORGAN STANLEY added | 14,202,496 | $602M | 12.2% | 2026-Q2 |
| ASSETMARK, INC added | 13,266,671 | $563M | 11.4% | 2026-Q2 |
| Empower Advisory Group, LLC added | 13,050,164 | $553M | 11.2% | 2026-Q2 |
| Japan Science & Technology Agency | 4,450,000 | $189M | 3.8% | 2026-Q2 |
| BlackRock, Inc. added | 4,226,615 | $179M | 3.6% | 2026-Q2 |
| LPL Financial LLC added | 3,384,414 | $144M | 2.9% | 2026-Q2 |
| Wealthfront Advisers LLC added | 2,681,442 | $114M | 2.3% | 2026-Q2 |
| NEPC LLC | 2,632,283 | $112M | 2.3% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 2,623,843 | $111M | 2.3% | 2026-Q2 |
| Bramshill Investments, LLC added | 2,108,580 | $89M | 1.8% | 2026-Q2 |
| MERCER GLOBAL ADVISORS INC /ADV added | 2,034,737 | $86M | 1.7% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 1,916,056 | $81M | 1.6% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 1,597,404 | $68M | 1.4% | 2026-Q2 |
| NOMURA ASSET MANAGEMENT CO LTD trimmed | 1,573,240 | $67M | 1.4% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 1,521,375 | $65M | 1.3% | 2026-Q2 |
| Bank of New York Mellon Corp added | 1,178,652 | $50M | 1.0% | 2026-Q2 |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 1,077,221 | $46M | 0.9% | 2026-Q2 |
| Sound Income Strategies, LLC added | 1,017,630 | $43M | 0.9% | 2026-Q2 |
| Cetera Investment Advisers added | 990,960 | $42M | 0.9% | 2026-Q2 |
| Allspring Global Investments Holdings, LLC trimmed | 879,237 | $37M | 0.8% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 837,457 | $36M | 0.7% | 2026-Q2 |
| UBS Group AG added | 761,939 | $32M | 0.7% | 2026-Q2 |
| Mariner, LLC added | 726,574 | $31M | 0.6% | 2026-Q2 |
| SCOTIA CAPITAL INC. added | 671,455 | $28M | 0.6% | 2026-Q2 |
| CAPSTONE INVESTMENT ADVISORS, LLC added | 598,401 | $25M | 0.5% | 2026-Q2 |
| Ninety One UK Ltd | 579,677 | $25M | 0.5% | 2026-Q2 |
| Baker Avenue Asset Management, LP added | 574,072 | $24M | 0.5% | 2026-Q2 |
| High Probability Advisors, LLC added | 568,588 | $24M | 0.5% | 2026-Q2 |
| Financial Gravity Companies, Inc. added | 560,230 | $24M | 0.5% | 2026-Q2 |
| Creative Planning added | 552,453 | $23M | 0.5% | 2026-Q2 |
| Matthew Goff Investment Advisor, LLC added | 482,367 | $20M | 0.4% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 480,840 | $20M | 0.4% | 2026-Q2 |
| ATWOOD & PALMER INC added | 465,716 | $20M | 0.4% | 2026-Q2 |
| BlueSky Wealth Advisors, LLC added | 453,800 | $19M | 0.4% | 2026-Q2 |
| AMERICAN CENTURY COMPANIES INC trimmed | 444,098 | $19M | 0.4% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 442,322 | $19M | 0.4% | 2026-Q2 |
| Legacy Financial Group LLC added | 441,195 | $19M | 0.4% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 437,857 | $19M | 0.4% | 2026-Q2 |
| Advisors Capital Management, LLC added | 431,186 | $18M | 0.4% | 2026-Q2 |
| LOOMIS SAYLES & CO L P added | 394,915 | $17M | 0.3% | 2026-Q2 |
| MAI Capital Management added | 393,300 | $17M | 0.3% | 2026-Q2 |
| MGO ONE SEVEN LLC added | 382,042 | $16M | 0.3% | 2026-Q2 |
| Alesco Advisors, LLC, An ESL Co added | 381,033 | $16M | 0.3% | 2026-Q2 |
| Carr Financial Group Corp added | 376,508 | $16M | 0.3% | 2026-Q2 |
| KilterHowling LLC added | 366,816 | $16M | 0.3% | 2026-Q2 |
| Cascade Wealth Advisors, Inc added | 363,259 | $15M | 0.3% | 2026-Q2 |
| Trivium Point Advisory, LLC added | 354,915 | $15M | 0.3% | 2026-Q2 |
| SWEENEY & MICHEL, LLC added | 337,554 | $14M | 0.3% | 2026-Q2 |
| Ascent Group, LLC added | 337,135 | $14M | 0.3% | 2026-Q2 |
| Belpointe Asset Management LLC added | 337,014 | $14M | 0.3% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 316,580 | $13M | 0.3% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC added | 314,777 | $13M | 0.3% | 2026-Q2 |
| Integrated Wealth Concepts LLC added | 303,321 | $13M | 0.3% | 2026-Q2 |
| FORONJY FINANCIAL LLC added | 302,880 | $13M | 0.3% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 297,786 | $13M | 0.3% | 2026-Q2 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC trimmed | 285,175 | $12M | 0.2% | 2026-Q2 |
| S&A Financial Services, Inc. added | 280,282 | $12M | 0.2% | 2026-Q2 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC added | 278,424 | $12M | 0.2% | 2026-Q2 |
| Peak Financial Management, Inc. added | 271,489 | $12M | 0.2% | 2026-Q2 |
| Clearstead Advisors, LLC added | 271,154 | $11M | 0.2% | 2026-Q2 |
| Twelve Points Wealth Management LLC added | 270,157 | $11M | 0.2% | 2026-Q2 |
| Freestate Advisors LLC added | 265,076 | $11M | 0.2% | 2026-Q2 |
| Waterloo Capital, L.P. added | 253,825 | $11M | 0.2% | 2026-Q2 |
| Powers Advisory Group, LLC added | 251,518 | $11M | 0.2% | 2026-Q2 |
| State of New Jersey Common Pension Fund D | 250,360 | $11M | 0.2% | 2026-Q2 |
| JPMORGAN CHASE & CO trimmed | 247,013 | $10M | 0.2% | 2026-Q2 |
| Pathstone Holdings, LLC trimmed | 231,176 | $10M | 0.2% | 2026-Q2 |
| KITCHING PARTNERS, LLC added | 229,252 | $10M | 0.2% | 2026-Q2 |
| Merit Financial Group, LLC added | 215,454 | $9M | 0.2% | 2026-Q2 |
| Cascade Financial Partners, LLC added | 215,130 | $9M | 0.2% | 2026-Q2 |
| Coral Wealth Management, LLC new | 213,527 | $9M | 0.2% | 2026-Q2 |
| Portside Wealth Group, LLC added | 209,365 | $9M | 0.2% | 2026-Q2 |
| Mirae Asset Global Investments Co., Ltd. added | 208,317 | $9M | 0.2% | 2026-Q2 |
| Curtis Advisory Group, LLC added | 205,212 | $9M | 0.2% | 2026-Q2 |
| INTEGRITY ALLIANCE, LLC. added | 203,697 | $9M | 0.2% | 2026-Q2 |
| RITHOLTZ WEALTH MANAGEMENT added | 201,089 | $9M | 0.2% | 2026-Q2 |
| Gerber Kawasaki Wealth & Investment Management added | 196,542 | $8M | 0.2% | 2026-Q2 |
| Redhawk Wealth Advisors, Inc. added | 180,364 | $8M | 0.2% | 2026-Q2 |
| Towercrest Capital Management trimmed | 175,323 | $7M | 0.2% | 2026-Q2 |
| Cerity Partners LLC trimmed | 173,081 | $7M | 0.1% | 2026-Q2 |
| Smith Salley Wealth Management trimmed | 171,419 | $7M | 0.1% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 171,156 | $7M | 0.1% | 2026-Q2 |
| Alexis Investment Partners, LLC added | 171,006 | $7M | 0.1% | 2026-Q2 |
| Avior Wealth Management, LLC added | 169,050 | $7M | 0.1% | 2026-Q2 |
| Livet Wealth, LLC added | 168,489 | $7M | 0.1% | 2026-Q2 |
| Arkadios Wealth Advisors added | 162,058 | $7M | 0.1% | 2026-Q2 |
| Hudock, Inc. added | 157,723 | $7M | 0.1% | 2026-Q2 |
| RiverFront Investment Group, LLC trimmed | 154,635 | $7M | 0.1% | 2026-Q2 |
| Independent Solutions Wealth Management, LLC added | 154,051 | $7M | 0.1% | 2026-Q2 |
| BridgePort Financial Solutions, LLC added | 146,455 | $6M | 0.1% | 2026-Q2 |
| JONES FINANCIAL COMPANIES LLLP added | 145,486 | $6M | 0.1% | 2026-Q2 |
| Manske Wealth Management added | 145,122 | $6M | 0.1% | 2026-Q2 |
| Portfolio Design Labs, LLC added | 143,624 | $6M | 0.1% | 2026-Q2 |
| COURIER CAPITAL LLC added | 142,466 | $6M | 0.1% | 2026-Q2 |
| Alliance Wealth Management Group trimmed | 142,228 | $6M | 0.1% | 2026-Q2 |
| CreativeOne Wealth, LLC added | 140,602 | $6M | 0.1% | 2026-Q2 |
| Gallagher Fiduciary Advisors, LLC added | 129,960 | $6M | 0.1% | 2026-Q2 |
| INVESTMENT PARTNERS, LTD. added | 128,135 | $5M | 0.1% | 2026-Q2 |
| Norris Financial Group, LLC added | 128,011 | $5M | 0.1% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.