Who owns SHY (SHY)
Which tracked institutional funds hold SHY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SHY company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
312 tracked funds added or opened SHY while 200 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SHY’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.3% of theirs — a 0.2pp gap the other way — the median holder sizes SHY more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in SHY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 1211 tracked filers holding SHY, 640 increased or opened the position and 507 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SHY between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 57
- McElhenny Sheffield Capital Management, LLC$88M
- GenWealth Group, Inc.$82M
- Advisors Preferred, LLC$34M
- FINANCIAL CONSULATE, INC$27M
- HERITAGE OAK WEALTH ADVISORS LLC$26M
- Moment Partners, LLC$24M
Full exits 46
- Quent Long Short Global Small Cap Fund, LP$53M
- COMERICA BANK$30M
- Nuveen, LLC$29M
- VICTORY CAPITAL MANAGEMENT INC$28M
- NewEdge Advisors, LLC$12M
- CITADEL ADVISORS LLC$10M
Largest adds
- BANK OF AMERICA CORP /DE/$282M
- FMR LLC$261M
- JPMORGAN CHASE & CO$153M
- AMERIPRISE FINANCIAL INC$132M
- CAPTRUST FINANCIAL ADVISORS$97M
- ASSETMARK, INC$82M
Largest trims
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$2.2B
- BlackRock, Inc.$440M
- MORGAN STANLEY$347M
- MIZUHO MARKETS AMERICAS LLC$139M
- BARCLAYS PLC$101M
- MANUFACTURERS LIFE INSURANCE COMPANY, THE$96M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| MORGAN STANLEY trimmed | 22,530,443 | $1.9B | 11.6% | 2026-Q1 |
| CAPTRUST FINANCIAL ADVISORS added | 19,190,886 | $1.6B | 9.9% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 15,649,532 | $1.3B | 8.1% | 2026-Q1 |
| JPMORGAN CHASE & CO added | 12,507,304 | $1.0B | 6.4% | 2026-Q1 |
| BlackRock, Inc. trimmed | 8,328,476 | $688M | 4.3% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC added | 6,404,924 | $529M | 3.3% | 2026-Q1 |
| LPL Financial LLC trimmed | 5,873,249 | $485M | 3.0% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 5,714,853 | $472M | 2.9% | 2026-Q1 |
| Bank of New York Mellon Corp added | 5,713,736 | $472M | 2.9% | 2026-Q1 |
| UBS Group AG trimmed | 4,824,310 | $398M | 2.5% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 4,578,604 | $378M | 2.4% | 2026-Q1 |
| FMR LLC added | 4,078,817 | $337M | 2.1% | 2026-Q1 |
| BANK OF MONTREAL /CAN/ added | 3,667,773 | $303M | 1.9% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 3,589,997 | $296M | 1.8% | 2026-Q1 |
| ROYAL BANK OF CANADA trimmed | 3,515,652 | $290M | 1.8% | 2026-Q1 |
| ASSETMARK, INC added | 3,175,680 | $262M | 1.6% | 2026-Q1 |
| PINEBRIDGE INVESTMENTS ASIA LTD trimmed | 2,737,000 | $226M | 1.4% | 2026-Q1 |
| Cerity Partners LLC trimmed | 2,503,641 | $207M | 1.3% | 2026-Q1 |
| PNC FINANCIAL SERVICES GROUP, INC. added | 2,428,740 | $201M | 1.3% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 2,303,377 | $190M | 1.2% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 1,505,922 | $124M | 0.8% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 1,481,506 | $122M | 0.8% | 2026-Q1 |
| Focus Partners Wealth trimmed | 1,249,777 | $103M | 0.6% | 2026-Q1 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed | 1,222,342 | $101M | 0.6% | 2026-Q1 |
| Smithfield Trust Co added | 1,116,682 | $92M | 0.6% | 2026-Q1 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE trimmed | 1,090,879 | $90M | 0.6% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC trimmed | 1,073,029 | $89M | 0.6% | 2026-Q1 |
| McElhenny Sheffield Capital Management, LLC added | 1,065,147 | $88M | 0.5% | 2026-Q1 |
| Wealthfront Advisers LLC added | 1,014,778 | $84M | 0.5% | 2026-Q1 |
| GenWealth Group, Inc. added | 996,294 | $82M | 0.5% | 2026-Q1 |
| TFC Financial Management, Inc. added | 990,689 | $82M | 0.5% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 976,996 | $81M | 0.5% | 2026-Q1 |
| Americana Partners, LLC added | 954,683 | $79M | 0.5% | 2026-Q1 |
| Tanglewood Wealth Management, Inc. added | 932,323 | $77M | 0.5% | 2026-Q1 |
| Lido Advisors, LLC added | 929,810 | $77M | 0.5% | 2026-Q1 |
| Transmarket Holdings LP added | 924,845 | $76M | 0.5% | 2026-Q1 |
| AIA Group Ltd added | 890,071 | $73M | 0.5% | 2026-Q1 |
| Bleakley Financial Group, LLC trimmed | 883,398 | $73M | 0.5% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC trimmed | 882,245 | $73M | 0.5% | 2026-Q1 |
| CWA Asset Management Group, LLC added | 877,639 | $72M | 0.5% | 2026-Q1 |
| CITIGROUP INC trimmed | 834,633 | $69M | 0.4% | 2026-Q1 |
| TD PRIVATE CLIENT WEALTH LLC trimmed | 831,189 | $69M | 0.4% | 2026-Q1 |
| EVERGREEN CAPITAL MANAGEMENT LLC added | 823,328 | $68M | 0.4% | 2026-Q1 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. added | 782,135 | $65M | 0.4% | 2026-Q1 |
| Quent Capital, LLC added | 772,073 | $64M | 0.4% | 2026-Q1 |
| US BANCORP \DE\ trimmed | 765,280 | $63M | 0.4% | 2026-Q1 |
| GM Advisory Group, LLC added | 757,390 | $63M | 0.4% | 2026-Q1 |
| BARCLAYS PLC trimmed | 749,919 | $62M | 0.4% | 2026-Q1 |
| HighTower Advisors, LLC trimmed | 749,144 | $62M | 0.4% | 2026-Q1 |
| ATWOOD & PALMER INC added | 717,219 | $59M | 0.4% | 2026-Q1 |
| Amundi trimmed | 669,900 | $55M | 0.3% | 2026-Q1 |
| Mizuho Markets Cayman LP trimmed | 650,000 | $54M | 0.3% | 2026-Q1 |
| FIFTH THIRD BANCORP added | 645,218 | $53M | 0.3% | 2026-Q1 |
| Mesirow Financial Investment Management, Inc. added | 641,570 | $53M | 0.3% | 2026-Q1 |
| Cetera Investment Advisers added | 613,460 | $51M | 0.3% | 2026-Q1 |
| SCOPUS ASSET MANAGEMENT, L.P. | 605,726 | $50M | 0.3% | 2026-Q1 |
| Fisher Asset Management, LLC added | 604,783 | $50M | 0.3% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 588,116 | $49M | 0.3% | 2026-Q1 |
| Pinnacle Financial Partners, Inc. added | 575,105 | $47M | 0.3% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC trimmed | 573,020 | $47M | 0.3% | 2026-Q1 |
| America First Investment Advisors, LLC added | 537,036 | $44M | 0.3% | 2026-Q1 |
| Silicon Valley Capital Partners trimmed | 511,999 | $42M | 0.3% | 2026-Q1 |
| STEPHENS INC /AR/ added | 503,696 | $42M | 0.3% | 2026-Q1 |
| Modern Wealth Management, LLC added | 469,791 | $39M | 0.2% | 2026-Q1 |
| Private Advisor Group, LLC added | 448,935 | $37M | 0.2% | 2026-Q1 |
| Curi Capital, LLC added | 436,635 | $36M | 0.2% | 2026-Q1 |
| M&T Bank Corp added | 426,329 | $35M | 0.2% | 2026-Q1 |
| Rockefeller Capital Management L.P. trimmed | 423,090 | $35M | 0.2% | 2026-Q1 |
| Allspring Global Investments Holdings, LLC trimmed | 421,143 | $35M | 0.2% | 2026-Q1 |
| Dakota Wealth Management added | 420,006 | $35M | 0.2% | 2026-Q1 |
| Farther Finance Advisors, LLC added | 415,585 | $34M | 0.2% | 2026-Q1 |
| Advisors Preferred, LLC trimmed | 410,623 | $34M | 0.2% | 2026-Q1 |
| KEYBANK NATIONAL ASSOCIATION/OH added | 409,537 | $34M | 0.2% | 2026-Q1 |
| CX Institutional added | 408,854 | $34M | 0.2% | 2026-Q1 |
| ZACKS INVESTMENT MANAGEMENT added | 399,079 | $33M | 0.2% | 2026-Q1 |
| ANCHOR CAPITAL ADVISORS LLC added | 398,796 | $33M | 0.2% | 2026-Q1 |
| Edge Wealth Management LLC added | 390,457 | $32M | 0.2% | 2026-Q1 |
| SouthState Bank Corp trimmed | 387,632 | $32M | 0.2% | 2026-Q1 |
| Proficio Capital Partners LLC trimmed | 387,079 | $32M | 0.2% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 441,671 | $32M | 0.2% | 2026-Q1 |
| Allianz SE added | 365,401 | $30M | 0.2% | 2026-Q1 |
| Corient Private Wealth LLC trimmed | 355,543 | $29M | 0.2% | 2026-Q1 |
| Mariner, LLC added | 352,696 | $29M | 0.2% | 2026-Q1 |
| Advisory Services Network, LLC added | 340,654 | $28M | 0.2% | 2026-Q1 |
| Fiduciary Group, LLC trimmed | 337,819 | $28M | 0.2% | 2026-Q1 |
| SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co added | 334,883 | $28M | 0.2% | 2026-Q1 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. added | 332,168 | $27M | 0.2% | 2026-Q1 |
| Santa Clara Valley Transportation Authority | 329,537 | $27M | 0.2% | 2026-Q1 |
| ELEMENT POINTE ADVISORS, LLC trimmed | 326,561 | $27M | 0.2% | 2026-Q1 |
| FINANCIAL CONSULATE, INC new | 323,277 | $27M | 0.2% | 2026-Q1 |
| Strategic Investment Advisors / MI added | 321,540 | $27M | 0.2% | 2026-Q1 |
| PINEBRIDGE INVESTMENTS, L.P. added | 3,557,000 | $295M | 1.8% | 2025-Q3 stale |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 736,571 | $61M | 0.4% | 2025-Q2 stale |
| Quent Long Short Global Small Cap Fund, LP new | 644,941 | $53M | 0.3% | 2025-Q4 stale |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. added | 582,988 | $48M | 0.3% | 2025-Q3 stale |
| Marks Wealth, LLC added | 429,648 | $36M | 0.2% | 2025-Q1 stale |
| SYNOVUS FINANCIAL CORP trimmed | 406,980 | $34M | 0.2% | 2025-Q3 stale |
| COMERICA BANK trimmed | 362,866 | $30M | 0.2% | 2025-Q4 stale |
| Nuveen, LLC new | 355,552 | $29M | 0.2% | 2025-Q4 stale |
| VICTORY CAPITAL MANAGEMENT INC trimmed | 339,552 | $28M | 0.2% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.