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Institutional Ownership · SEC Form 13F

Who owns iShares 1-3 Year Treasury Bond ETF (SHY)


Which tracked institutional funds hold SHY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SHY company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

1,178
Institutional holders
241M
Shares held (tracked funds)

How the tape is positioned

260 tracked funds added or opened SHY while 237 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SHY’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.3% of theirs — a 0.2pp gap the other way — the median holder sizes SHY more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in SHY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 1178 tracked filers holding SHY, 588 increased or opened the position and 569 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SHY between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 41

  • NewEdge Advisors, LLC$21M
  • Ridgepath Capital Management LLC$20M
  • VICTORY CAPITAL MANAGEMENT INC$19M
  • Empowered Funds, LLC$17M
  • Convergence Financial, LLC$12M
  • Global Retirement Partners, LLC$11M

Full exits 72

  • Smithfield Trust Co$92M
  • McElhenny Sheffield Capital Management, LLC$88M
  • GenWealth Group, Inc.$82M
  • Tanglewood Wealth Management, Inc.$77M
  • Transmarket Holdings LP$76M
  • GM Advisory Group, LLC$63M

Largest adds

  • FMR LLC$608M
  • BlackRock, Inc.$349M
  • MANUFACTURERS LIFE INSURANCE COMPANY, THE$201M
  • CAPTRUST FINANCIAL ADVISORS$147M
  • BANK OF AMERICA CORP /DE/$122M
  • ASSETMARK, INC$114M

Largest trims

  • JPMORGAN CHASE & CO$290M
  • Steward Partners Investment Advisory, LLC$55M
  • LPL Financial LLC$35M
  • Mesirow Financial Investment Management, Inc.$25M
  • ENVESTNET ASSET MANAGEMENT INC$22M
  • AMERIPRISE FINANCIAL INC$19M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
MORGAN STANLEY added23,782,177$2.0B11.7%2026-Q2
CAPTRUST FINANCIAL ADVISORS added21,086,882$1.7B10.4%2026-Q2
BANK OF AMERICA CORP /DE/ added17,222,354$1.4B8.5%2026-Q2
BlackRock, Inc. added12,621,912$1.0B6.2%2026-Q2
FMR LLC added11,506,634$945M5.7%2026-Q2
JPMORGAN CHASE & CO trimmed9,027,794$742M4.4%2026-Q2
AMERIPRISE FINANCIAL INC trimmed6,154,693$510M3.1%2026-Q2
WELLS FARGO & COMPANY/MN trimmed5,682,654$467M2.8%2026-Q2
Bank of New York Mellon Corp trimmed5,600,457$460M2.8%2026-Q2
LPL Financial LLC trimmed5,477,221$450M2.7%2026-Q2
RAYMOND JAMES FINANCIAL INC added5,038,978$414M2.5%2026-Q2
UBS Group AG trimmed4,710,588$387M2.3%2026-Q2
ASSETMARK, INC added4,577,908$376M2.3%2026-Q2
BANK OF MONTREAL /CAN/ added4,344,176$357M2.1%2026-Q2
MANUFACTURERS LIFE INSURANCE COMPANY, THE added3,545,364$291M1.7%2026-Q2
ROYAL BANK OF CANADA trimmed3,485,702$286M1.7%2026-Q2
ENVESTNET ASSET MANAGEMENT INC trimmed3,345,948$275M1.6%2026-Q2
PINEBRIDGE INVESTMENTS ASIA LTD added2,773,000$228M1.4%2026-Q2
PNC Financial Services Group, Inc. added2,766,431$227M1.4%2026-Q2
TRUIST FINANCIAL CORP added2,676,009$220M1.3%2026-Q2
Cerity Partners LLC trimmed2,479,279$204M1.2%2026-Q2
STIFEL FINANCIAL CORP added2,125,383$175M1.0%2026-Q2
AIA Group Ltd added1,425,189$117M0.7%2026-Q2
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed1,400,733$115M0.7%2026-Q2
Focus Partners Wealth trimmed1,210,138$99M0.6%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed1,198,032$98M0.6%2026-Q2
CITIGROUP INC added1,133,190$93M0.6%2026-Q2
BARCLAYS PLC added1,053,819$87M0.5%2026-Q2
TFC Financial Management, Inc. added1,026,401$84M0.5%2026-Q2
Americana Partners, LLC added993,588$82M0.5%2026-Q2
Quent Capital, LLC added944,744$78M0.5%2026-Q2
Wealthfront Advisers LLC trimmed910,823$75M0.4%2026-Q2
OSAIC HOLDINGS, INC. trimmed898,751$74M0.4%2026-Q2
Bleakley Financial Group, LLC trimmed870,227$71M0.4%2026-Q2
Modern Wealth Management, LLC added849,764$70M0.4%2026-Q2
CWA Asset Management Group, LLC trimmed843,777$69M0.4%2026-Q2
GOLDMAN SACHS GROUP INC trimmed837,714$69M0.4%2026-Q2
TD PRIVATE CLIENT WEALTH LLC trimmed818,344$67M0.4%2026-Q2
Wealthspire Advisors, LLC added817,585$67M0.4%2026-Q2
Lido Advisors, LLC trimmed814,969$67M0.4%2026-Q2
BEACON INVESTMENT ADVISORY SERVICES, INC. trimmed775,709$64M0.4%2026-Q2
MML INVESTORS SERVICES, LLC added773,885$64M0.4%2026-Q2
ATWOOD & PALMER INC added732,119$60M0.4%2026-Q2
EVERGREEN CAPITAL MANAGEMENT LLC trimmed727,713$60M0.4%2026-Q2
US BANCORP \DE\ trimmed708,259$58M0.3%2026-Q2
Fisher Asset Management, LLC added654,407$54M0.3%2026-Q2
Allianz SE added628,900$52M0.3%2026-Q2
Cetera Investment Advisers added626,684$51M0.3%2026-Q2
SCOPUS ASSET MANAGEMENT, L.P.605,726$50M0.3%2026-Q2
Pinnacle Financial Partners, Inc. added583,186$48M0.3%2026-Q2
FIFTH THIRD BANCORP trimmed575,332$47M0.3%2026-Q2
GUGGENHEIM CAPITAL LLC trimmed550,188$45M0.3%2026-Q2
America First Investment Advisors, LLC trimmed535,584$44M0.3%2026-Q2
STEPHENS INC /AR/ trimmed484,807$40M0.2%2026-Q2
Rockefeller Capital Management L.P. added481,437$40M0.2%2026-Q2
Dakota Wealth Management added476,187$39M0.2%2026-Q2
Farther Finance Advisors, LLC added468,870$38M0.2%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added459,741$33M0.2%2026-Q2
Strategic Investment Advisors / MI added458,650$38M0.2%2026-Q2
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. added449,563$37M0.2%2026-Q2
M&T Bank Corp added434,450$36M0.2%2026-Q2
KEYBANK NATIONAL ASSOCIATION/OH added427,389$35M0.2%2026-Q2
Allspring Global Investments Holdings, LLC421,143$35M0.2%2026-Q2
Advisors Preferred, LLC added411,860$34M0.2%2026-Q2
Steward Partners Investment Advisory, LLC trimmed410,527$34M0.2%2026-Q2
Mariner, LLC added407,521$33M0.2%2026-Q2
ANCHOR CAPITAL ADVISORS LLC added400,907$33M0.2%2026-Q2
ZACKS INVESTMENT MANAGEMENT trimmed399,031$33M0.2%2026-Q2
Edge Wealth Management LLC added393,457$32M0.2%2026-Q2
Cerity Partners OCIO LLC added393,387$32M0.2%2026-Q2
SouthState Bank Corp added389,010$32M0.2%2026-Q2
Private Advisor Group, LLC trimmed369,227$30M0.2%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC added365,570$30M0.2%2026-Q2
Curi Capital, LLC trimmed363,486$30M0.2%2026-Q2
Advisory Services Network, LLC added361,991$30M0.2%2026-Q2
NorthCoast Asset Management LLC added355,292$29M0.2%2026-Q2
Proficio Capital Partners LLC trimmed354,385$29M0.2%2026-Q2
Corient Private Wealth LP trimmed348,622$29M0.2%2026-Q2
Mesirow Financial Investment Management, Inc. trimmed335,614$28M0.2%2026-Q2
Santa Clara Valley Transportation Authority added334,415$27M0.2%2026-Q2
ELEMENT POINTE ADVISORS, LLC added332,037$27M0.2%2026-Q2
Birchcreek Wealth Management, LLC added330,048$27M0.2%2026-Q2
FINANCIAL CONSULATE, INC added328,601$27M0.2%2026-Q2
Fiduciary Group, LLC trimmed321,396$26M0.2%2026-Q2
O'SHAUGHNESSY ASSET MANAGEMENT, LLC added320,887$26M0.2%2026-Q2
Sigma Planning Corp added320,294$26M0.2%2026-Q2
JONES FINANCIAL COMPANIES LLLP added318,760$26M0.2%2026-Q2
SCOTIA CAPITAL INC. added315,443$26M0.2%2026-Q2
Baird Financial Group, Inc. added303,706$25M0.1%2026-Q2
AXXCESS WEALTH MANAGEMENT, LLC added300,808$25M0.1%2026-Q2
NIXON PEABODY TRUST CO added299,198$25M0.1%2026-Q2
Kingsview Wealth Management, LLC added288,562$24M0.1%2026-Q2
JOHNSON INVESTMENT COUNSEL INC added281,607$23M0.1%2026-Q2
Clarity Financial LLC added266,695$22M0.1%2026-Q2
Kestra Advisory Services, LLC trimmed265,473$22M0.1%2026-Q2
Global Trust Asset Management, LLC added265,342$22M0.1%2026-Q2
West Virginia University Foundation, Inc261,567$21M0.1%2026-Q2
Dynamic Advisor Solutions LLC added261,185$21M0.1%2026-Q2
CVS HEALTH Corp added258,100$21M0.1%2026-Q2
Ascent Group, LLC added255,546$21M0.1%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership