Who owns SFY
Which tracked institutional funds hold SFY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SFY company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
11 tracked funds added or opened SFY while 7 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SFY’s largest tracked holder by dollar value, SOFI WEALTH, LLC, sizes it at 10.9% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 10.9pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in SFY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 58 tracked filers holding SFY, 29 increased or opened the position and 22 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SFY between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 1
- IEQ CAPITAL, LLC$662K
Full exits 2
- WEDBUSH SECURITIES INC$2M
- GTS SECURITIES LLC$991K
Largest adds
- SOFI WEALTH, LLC$53M
- Advisors Capital Management, LLC$3M
- Nova Wealth Management, Inc.$853K
- LPL Financial LLC$686K
- FMR LLC$634K
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$475K
Largest trims
- GOLDMAN SACHS GROUP INC$4M
- CITADEL ADVISORS LLC$4M
- ROYAL BANK OF CANADA$1M
- Concurrent Investment Advisors, LLC$304K
- Tower Research Capital LLC (TRC)$282K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| SOFI WEALTH, LLC added | 1,826,226 | $272M | 81.5% | 2026-Q2 |
| Advisors Capital Management, LLC added | 65,564 | $10M | 2.9% | 2026-Q2 |
| MUSTICO FINANCIAL GROUP, INC. added | 12,945 | $10M | 2.9% | 2026-Q2 |
| LPL Financial LLC trimmed | 35,330 | $5M | 1.6% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC trimmed | 30,338 | $5M | 1.4% | 2026-Q2 |
| Nova Wealth Management, Inc. added | 22,631 | $3M | 1.0% | 2026-Q2 |
| Teamwork Financial Advisors, LLC trimmed | 18,072 | $3M | 0.8% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 15,800 | $2M | 0.7% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 12,193 | $2M | 0.5% | 2026-Q2 |
| Centric Wealth Management | 8,988 | $1M | 0.4% | 2026-Q2 |
| FMR LLC added | 7,619 | $1M | 0.3% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 7,031 | $1M | 0.3% | 2026-Q2 |
| Bawa N Mallick Trust added | 6,640 | $989K | 0.3% | 2026-Q2 |
| ZEGA Investments, LLC added | 6,516 | $970K | 0.3% | 2026-Q2 |
| Pathway Financial Advisers, LLC added | 6,412 | $955K | 0.3% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 5,107 | $760K | 0.2% | 2026-Q2 |
| Concurrent Investment Advisors, LLC trimmed | 4,792 | $713K | 0.2% | 2026-Q2 |
| IEQ CAPITAL, LLC new | 4,448 | $662K | 0.2% | 2026-Q2 |
| Joel Isaacson & Co., LLC | 4,165 | $620K | 0.2% | 2026-Q2 |
| Cetera Investment Advisers added | 3,265 | $486K | 0.1% | 2026-Q2 |
| CAHABA WEALTH MANAGEMENT, INC. added | 2,916 | $434K | 0.1% | 2026-Q2 |
| LJI Wealth Management, LLC | 2,295 | $342K | 0.1% | 2026-Q2 |
| NewEdge Advisors, LLC added | 2,158 | $321K | 0.1% | 2026-Q2 |
| MORGAN STANLEY added | 2,042 | $304K | 0.1% | 2026-Q2 |
| VANGUARD ADVISERS INC added | 1,898 | $283K | 0.1% | 2026-Q2 |
| Quantinno Capital Management LP new | 1,789 | $266K | 0.1% | 2026-Q2 |
| Facet Wealth, Inc. new | 1,719 | $256K | 0.1% | 2026-Q2 |
| Financial Engines Advisors L.L.C. trimmed | 1,544 | $230K | 0.1% | 2026-Q2 |
| Creative Planning trimmed | 1,502 | $224K | 0.1% | 2026-Q2 |
| Revolve Wealth Partners, LLC new | 1,455 | $217K | 0.1% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 1,401 | $206K | 0.1% | 2026-Q2 |
| Tower Research Capital LLC (TRC) trimmed | 1,214 | $181K | 0.1% | 2026-Q2 |
| Keating Financial Advisory Services, Inc. | 1,050 | $156K | 0.0% | 2026-Q2 |
| Advisors Preferred, LLC new | 695 | $102K | 0.0% | 2026-Q2 |
| ASSETMARK, INC added | 647 | $96K | 0.0% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 558 | $83K | 0.0% | 2026-Q2 |
| Parallel Advisors, LLC | 435 | $65K | 0.0% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 434 | $65K | 0.0% | 2026-Q2 |
| AE Wealth Management LLC | 330 | $49K | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 284 | $42K | 0.0% | 2026-Q2 |
| Archer Investment Corp added | 178 | $26K | 0.0% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 172 | $26K | 0.0% | 2026-Q2 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | 169 | $25K | 0.0% | 2026-Q2 |
| Concord Wealth Partners | 169 | $25K | 0.0% | 2026-Q2 |
| FRANKLIN RESOURCES INC | 120 | $18K | 0.0% | 2026-Q2 |
| Triumph Capital Management | 100 | $15K | 0.0% | 2026-Q2 |
| IFP Advisors, Inc | 57 | $8K | 0.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN trimmed | 46 | $7K | 0.0% | 2026-Q2 |
| Abound Wealth Management trimmed | 41 | $6K | 0.0% | 2026-Q2 |
| Rockefeller Capital Management L.P. | 40 | $6K | 0.0% | 2026-Q2 |
| Geneos Wealth Management Inc. | 38 | $6K | 0.0% | 2026-Q2 |
| GHP Investment Advisors, Inc. | 24 | $4K | 0.0% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC new | 20 | $3K | 0.0% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. new | 20 | $3K | 0.0% | 2026-Q2 |
| Smartleaf Asset Management LLC | 13 | $2K | 0.0% | 2026-Q2 |
| American Capital Advisory, LLC | 6 | $906 | 0.0% | 2026-Q2 |
| Rialto Wealth Management, LLC | 1 | $149 | 0.0% | 2026-Q2 |
| FIDUCIARY FINANCIAL ADVISORS new | 1 | $149 | 0.0% | 2026-Q2 |
| WEDBUSH SECURITIES INC added | 12,411 | $2M | 0.5% | 2026-Q1 stale (1 quarter behind) |
| GTS SECURITIES LLC trimmed | 7,941 | $991K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| HRT FINANCIAL LP new | 2,599 | $324K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Corient Private Wealth LLC | 1,830 | $228K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| UBS Group AG added | 1,737 | $217K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Russell Investments Group, Ltd. added | 633 | $79K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Root Financial Partners, LLC trimmed | 207 | $26K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| BlackRock, Inc. added | 155 | $19K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Allworth Financial LP new | 110 | $14K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| CWM, LLC trimmed | 6 | $749 | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Tidal Investments LLC trimmed | 9,791 | $1M | 0.4% | 2025-Q4 stale (2 quarters behind) |
| Qube Research & Technologies Ltd trimmed | 261 | $34K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| BANK OF AMERICA CORP /DE/ added | 162 | $21K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| US BANCORP \DE\ new | 3 | $396 | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Kathleen S. Wright Associates Inc. | 49 | $6K | 0.0% | 2025-Q3 stale (3 quarters behind) |
| TWO SIGMA INVESTMENTS, LP new | 29,800 | $4M | 1.1% | 2025-Q2 stale (4 quarters behind) |
| MARSHALL WACE, LLP new | 4,226 | $499K | 0.1% | 2025-Q2 stale (4 quarters behind) |
| SIGNATUREFD, LLC trimmed | 0 | $3 | 0.0% | 2025-Q2 stale (4 quarters behind) |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.