Who owns Stellus Capital Investment (SCM)
Which tracked institutional funds hold SCM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SCM company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-14). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on SCM is one-sided between 2026-Q1 and 2026-Q2: 3 added or opened and 9 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
SCM’s largest tracked holder by dollar value, TWO SIGMA ADVISERS, LP, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in SCM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 56 tracked filers holding SCM, 32 increased or opened the position and 33 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in SCM between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 1
- Samjo Management, LLC$1M
Full exits 1
- Sunbelt Securities, Inc.$2M
Largest adds
- DOLIVER ADVISORS, LP$373K
- XTX Topco Ltd$331K
Largest trims
- TWO SIGMA INVESTMENTS, LP$2M
- UBS Group AG$823K
- MORGAN STANLEY$819K
- MARSHALL WACE, LLP$798K
- LPL Financial LLC$682K
- Ethos Financial Group, LLC$679K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Corient Private Wealth LP added | 284,746 | $2M | 6.2% | 2026-Q2 |
| LPL Financial LLC trimmed | 263,356 | $2M | 5.7% | 2026-Q2 |
| Muzinich & Co., Inc. added | 255,026 | $2M | 5.5% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 252,821 | $2M | 5.5% | 2026-Q2 |
| Legal & General Group Plc added | 238,329 | $2M | 5.2% | 2026-Q2 |
| Advisors Asset Management, Inc. added | 220,277 | $2M | 4.8% | 2026-Q2 |
| Ethos Financial Group, LLC added | 217,193 | $2M | 4.7% | 2026-Q2 |
| CONDOR CAPITAL MANAGEMENT added | 211,987 | $2M | 4.6% | 2026-Q2 |
| Sumitomo Mitsui Trust Group, Inc. | 156,151 | $1M | 3.4% | 2026-Q2 |
| Icon Wealth Advisors, LLC added | 135,536 | $1M | 2.9% | 2026-Q2 |
| Samjo Management, LLC new | 133,700 | $1M | 2.9% | 2026-Q2 |
| BlackRock, Inc. trimmed | 109,462 | $922K | 2.4% | 2026-Q2 |
| MILLENNIUM MANAGEMENT LLC trimmed | 96,424 | $812K | 2.1% | 2026-Q2 |
| Inspire Advisors, LLC trimmed | 86,232 | $726K | 1.9% | 2026-Q2 |
| GABLES CAPITAL MANAGEMENT INC. added | 67,052 | $565K | 1.5% | 2026-Q2 |
| MORGAN STANLEY trimmed | 64,355 | $542K | 1.4% | 2026-Q2 |
| Trexquant Investment LP trimmed | 63,649 | $536K | 1.4% | 2026-Q2 |
| Virtus Investment Advisers, LLC added | 62,135 | $523K | 1.4% | 2026-Q2 |
| XTX Topco Ltd added | 57,978 | $488K | 1.3% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 57,317 | $483K | 1.2% | 2026-Q2 |
| DOLIVER ADVISORS, LP added | 55,292 | $466K | 1.2% | 2026-Q2 |
| PFG Investments, LLC trimmed | 53,260 | $448K | 1.2% | 2026-Q2 |
| MARSHALL WACE, LLP trimmed | 48,843 | $411K | 1.1% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 46,090 | $388K | 1.0% | 2026-Q2 |
| Campbell & CO Investment Adviser LLC added | 34,955 | $294K | 0.8% | 2026-Q2 |
| Gallagher Capital Advisors, LLC | 34,000 | $286K | 0.7% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP trimmed | 28,812 | $243K | 0.6% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 19,531 | $164K | 0.4% | 2026-Q2 |
| Qube Research & Technologies Ltd added | 19,464 | $164K | 0.4% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 17,817 | $150K | 0.4% | 2026-Q2 |
| OPPENHEIMER & CO INC trimmed | 15,329 | $129K | 0.3% | 2026-Q2 |
| SANDERS MORRIS HARRIS LLC new | 13,948 | $117K | 0.3% | 2026-Q2 |
| Concurrent Investment Advisors, LLC added | 13,909 | $117K | 0.3% | 2026-Q2 |
| PNC Financial Services Group, Inc. | 13,000 | $109K | 0.3% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN trimmed | 12,681 | $107K | 0.3% | 2026-Q2 |
| UBS Group AG trimmed | 12,109 | $102K | 0.3% | 2026-Q2 |
| Arax Advisory Partners new | 11,466 | $97K | 0.2% | 2026-Q2 |
| Mariner, LLC new | 11,000 | $93K | 0.2% | 2026-Q2 |
| Significant Wealth Partners LLC added | 10,131 | $85K | 0.2% | 2026-Q2 |
| CHILTON CAPITAL MANAGEMENT LLC added | 9,218 | $78K | 0.2% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 5,367 | $45K | 0.1% | 2026-Q2 |
| HIGHLINE WEALTH PARTNERS LLC new | 3,538 | $30K | 0.1% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 3,353 | $28K | 0.1% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 3,044 | $26K | 0.1% | 2026-Q2 |
| Aquatic Capital Management LLC trimmed | 1,612 | $14K | 0.0% | 2026-Q2 |
| Tower Research Capital LLC (TRC) added | 1,158 | $10K | 0.0% | 2026-Q2 |
| PRIVATE TRUST CO NA | 1,097 | $9K | 0.0% | 2026-Q2 |
| Crewe Advisors LLC added | 1,030 | $9K | 0.0% | 2026-Q2 |
| NOMURA ASSET MANAGEMENT CO LTD new | 881 | $7K | 0.0% | 2026-Q2 |
| JONES FINANCIAL COMPANIES LLLP | 500 | $4K | 0.0% | 2026-Q2 |
| Key Financial Inc | 500 | $4K | 0.0% | 2026-Q2 |
| Aventura Private Wealth, LLC | 472 | $4K | 0.0% | 2026-Q2 |
| VALLEY NATIONAL ADVISERS INC | 200 | $2K | 0.0% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 132 | $1K | 0.0% | 2026-Q2 |
| Caitong International Asset Management Co., Ltd new | 10 | $84 | 0.0% | 2026-Q2 |
| DANSKE BANK A/S trimmed | 1 | $8 | 0.0% | 2026-Q2 |
| TWO SIGMA ADVISERS, LP trimmed | 265,200 | $3M | 8.7% | 2025-Q4 stale (2 quarters behind) |
| Sunbelt Securities, Inc. added | 203,190 | $2M | 4.8% | 2026-Q1 stale (1 quarter behind) |
| Janney Montgomery Scott LLC trimmed | 43,333 | $399K | 1.0% | 2026-Q1 stale (1 quarter behind) |
| TrueMark Investments, LLC new | 24,827 | $315K | 0.8% | 2025-Q4 stale (2 quarters behind) |
| CANADA LIFE ASSURANCE Co trimmed | 31,566 | $292K | 0.8% | 2026-Q1 stale (1 quarter behind) |
| LSV ASSET MANAGEMENT | 20,500 | $286K | 0.7% | 2025-Q2 stale (4 quarters behind) |
| SIMPLEX TRADING, LLC added | 17,222 | $218K | 0.6% | 2025-Q4 stale (2 quarters behind) |
| OXFORD ASSET MANAGEMENT LLP new | 22,152 | $204K | 0.5% | 2026-Q1 stale (1 quarter behind) |
| IMC-Chicago, LLC new | 21,284 | $196K | 0.5% | 2026-Q1 stale (1 quarter behind) |
| JANE STREET GROUP, LLC trimmed | 19,940 | $184K | 0.5% | 2026-Q1 stale (1 quarter behind) |
| HighTower Advisors, LLC added | 13,529 | $177K | 0.5% | 2025-Q3 stale (3 quarters behind) |
| Quadrature Capital Ltd new | 11,383 | $149K | 0.4% | 2025-Q3 stale (3 quarters behind) |
| HRT FINANCIAL LP new | 10,910 | $142K | 0.4% | 2025-Q3 stale (3 quarters behind) |
| Farther Finance Advisors, LLC trimmed | 10,244 | $130K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Private Advisor Group, LLC | 10,000 | $127K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| nVerses Capital, LLC new | 12,933 | $119K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| Brevan Howard Capital Management LP trimmed | 12,388 | $114K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| Virtu Financial LLC trimmed | 12,091 | $111K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| U.S. Capital Wealth Advisors, LLC | 11,033 | $102K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| NORTHERN TRUST CORP trimmed | 10,173 | $94K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| Kestra Advisory Services, LLC new | 4,851 | $62K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Keating Financial Advisory Services, Inc. new | 2,970 | $38K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Ameritas Advisory Services, LLC added | 2,438 | $32K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| ORG Partners LLC | 2,110 | $27K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Laurel Wealth Advisors LLC new | 2,083 | $26K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Geneos Wealth Management Inc. | 1,798 | $23K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| Garton & Associates Financial Advisors LLC new | 1,670 | $21K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| ASSETMARK, INC | 1,200 | $15K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Federation des caisses Desjardins du Quebec | 1,000 | $14K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| BNP PARIBAS FINANCIAL MARKETS trimmed | 1,310 | $12K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| GROUP ONE TRADING LLC trimmed | 902 | $11K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| State of Alaska, Department of Revenue | 1,166 | $10K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Empowered Funds, LLC new | 619 | $8K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Harbor Asset Planning, Inc. | 300 | $4K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| CWM, LLC | 400 | $4K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Quantbot Technologies LP | 239 | $3K | 0.0% | 2025-Q3 stale (3 quarters behind) |
| Advisory Services Network, LLC trimmed | 238 | $2K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| BROWN BROTHERS HARRIMAN & CO new | 223 | $2K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Smithfield Trust Co new | 119 | $2K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Blue Trust, Inc. | 125 | $2K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Parallel Advisors, LLC | 8 | $101 | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Allworth Financial LP new | 4 | $39 | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Roble, Belko & Company, Inc | 14 | — | 0.0% | 2025-Q3 stale (3 quarters behind) |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.