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Institutional Ownership · SEC Form 13F

Who owns SCHM (SCHM)


Which tracked institutional funds hold SCHM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SCHM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

1,005
Institutional holders
276,814,885
Shares held (tracked funds)

How the tape is positioned

155 tracked funds added or opened SCHM while 99 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SCHM’s largest tracked holder by dollar value, Financial Engines Advisors L.L.C., sizes it at 3.6% of its own reported 13F book, while the median holder sizes it at 1.1% of theirs — a 2.4pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SCHM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 1005 tracked filers holding SCHM, 439 increased or opened the position and 464 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SCHM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 17

  • BNP PARIBAS FINANCIAL MARKETS$19M
  • LexAurum Advisors, LLC$12M
  • Scarborough Advisors, LLC$8M
  • OxenFree Capital LLC$6M
  • SUMMITPOINT CAPITAL MANAGEMENT$5M
  • Leo H. Evart, Inc.$3M

Full exits 25

  • FAS Wealth Partners, Inc.$18M
  • BUSH INVESTMENT GROUP, LLC$11M
  • TWO SIGMA INVESTMENTS, LP$9M
  • Main Street Financial Solutions, LLC$8M
  • McCarthy Asset Management, Inc.$6M
  • Vantage Financial Partners, LLC$3M

Largest adds

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$360M
  • UBS Group AG$42M
  • JONES FINANCIAL COMPANIES LLLP$40M
  • MONETA GROUP INVESTMENT ADVISORS LLC$28M
  • CHOREO, LLC$25M
  • ENVESTNET ASSET MANAGEMENT INC$23M

Largest trims

  • Valpey Financial Services, LLC$136M
  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$73M
  • Advisory Alpha, LLC$30M
  • N.E.W. Advisory Services LLC$10M
  • Summit Financial Strategies, Inc.$7M
  • SILVER OAK SECURITIES, INCORPORATED$6M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Financial Engines Advisors L.L.C. trimmed56,835,618$1.8B25.5%2026-Q1
Creative Planning trimmed29,432,010$911M13.2%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added11,638,443$360M5.2%2026-Q1
MONETA GROUP INVESTMENT ADVISORS LLC added11,267,842$349M5.0%2026-Q1
Advisory Alpha, LLC trimmed7,151,527$221M3.2%2026-Q1
HighTower Advisors, LLC trimmed6,809,670$211M3.1%2026-Q1
Cerity Partners LLC added5,510,804$171M2.5%2026-Q1
JONES FINANCIAL COMPANIES LLLP added4,791,027$145M2.1%2026-Q1
Legacy Wealth Management, LLC added4,320,097$134M1.9%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed3,418,815$107M1.6%2026-Q1
JMG Financial Group, Ltd. trimmed3,079,700$95M1.4%2026-Q1
Fragasso Financial Advisors Inc trimmed2,923,473$92M1.3%2026-Q1
Mariner, LLC added2,727,890$84M1.2%2026-Q1
UBS Group AG added2,296,605$71M1.0%2026-Q1
Thrivent Financial for Lutherans added2,138,502$66M1.0%2026-Q1
EXENCIAL WEALTH ADVISORS, LLC added2,011,027$62M0.9%2026-Q1
LPL Financial LLC added1,926,837$60M0.9%2026-Q1
Prime Capital Investment Advisors, LLC added1,874,193$58M0.8%2026-Q1
RAYMOND JAMES FINANCIAL INC added1,824,919$56M0.8%2026-Q1
Waverly Advisors, LLC trimmed1,702,781$53M0.8%2026-Q1
MORGAN STANLEY trimmed1,692,386$52M0.8%2026-Q1
93 Financial Group, LLC trimmed1,583,141$49M0.7%2026-Q1
Advocacy Wealth Management, LLC added1,581,206$49M0.7%2026-Q1
Beacon Pointe Advisors, LLC added1,482,850$46M0.7%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added1,414,328$44M0.6%2026-Q1
CAPTRUST FINANCIAL ADVISORS trimmed1,403,065$43M0.6%2026-Q1
Cetera Investment Advisers added1,285,570$40M0.6%2026-Q1
Summit Financial Strategies, Inc. trimmed1,282,374$40M0.6%2026-Q1
Summit Asset Management, LLC added1,268,811$39M0.6%2026-Q1
AMERIPRISE FINANCIAL INC trimmed1,242,525$38M0.6%2026-Q1
BLB&B Advisors, LLC trimmed1,217,638$38M0.5%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,184,730$37M0.5%2026-Q1
Dynamic Advisor Solutions LLC added1,139,240$35M0.5%2026-Q1
Mokosak Advisory Group, LLC trimmed1,135,511$35M0.5%2026-Q1
Chicago Partners Investment Group LLC added1,016,853$34M0.5%2026-Q1
SAGE FINANCIAL GROUP INC added984,403$30M0.4%2026-Q1
Cambridge Investment Research Advisors, Inc. added925,224$29M0.4%2026-Q1
High Note Wealth, LLC added903,908$28M0.4%2026-Q1
CHOREO, LLC added886,907$27M0.4%2026-Q1
Gemmer Asset Management LLC trimmed885,367$27M0.4%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed869,673$27M0.4%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV trimmed865,348$27M0.4%2026-Q1
Focus Partners Wealth trimmed840,847$26M0.4%2026-Q1
Corient Private Wealth LLC trimmed828,191$26M0.4%2026-Q1
Northeast Financial Group, Inc. trimmed807,726$25M0.4%2026-Q1
Curi Capital, LLC trimmed798,817$25M0.4%2026-Q1
IFP Advisors, Inc trimmed774,872$24M0.3%2026-Q1
Seneca Financial Advisors LLC added761,028$24M0.3%2026-Q1
Koshinski Asset Management, Inc. added759,197$24M0.3%2026-Q1
Financial Planning Navigators CORP added745,988$23M0.3%2026-Q1
BERKSHIRE ASSET MANAGEMENT LLC/PA added715,433$22M0.3%2026-Q1
Modera Wealth Management, LLC trimmed697,391$22M0.3%2026-Q1
RKL Wealth Management LLC trimmed695,554$22M0.3%2026-Q1
Compass Advisory Group LLC trimmed687,886$21M0.3%2026-Q1
Lutz Financial Services LLC added678,368$21M0.3%2026-Q1
Noble Family Wealth, LLC trimmed672,657$21M0.3%2026-Q1
Essex LLC added666,173$21M0.3%2026-Q1
OSAIC HOLDINGS, INC. added664,802$21M0.3%2026-Q1
JOHNSON INVESTMENT COUNSEL INC trimmed657,230$20M0.3%2026-Q1
SALEM INVESTMENT COUNSELORS INC added645,860$20M0.3%2026-Q1
Bleakley Financial Group, LLC trimmed642,913$20M0.3%2026-Q1
BlackRock, Inc. added609,081$19M0.3%2026-Q1
Plante Moran Financial Advisors, LLC trimmed604,751$19M0.3%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added600,030$19M0.3%2026-Q1
MAI Capital Management added591,008$18M0.3%2026-Q1
Denver PWM, LLC trimmed509,213$18M0.3%2026-Q1
OneDigital Investment Advisors LLC trimmed570,755$18M0.3%2026-Q1
Bangor Savings Bank trimmed559,777$17M0.3%2026-Q1
Triangle Securities Wealth Management added532,039$16M0.2%2026-Q1
GOLDMAN SACHS GROUP INC added527,718$16M0.2%2026-Q1
Trinity Legacy Partners, LLC added493,096$16M0.2%2026-Q1
Curbstone Financial Management Corp added515,319$16M0.2%2026-Q1
Asset Management Group, Inc. trimmed507,857$16M0.2%2026-Q1
Sherwood Financial Partners, LLC trimmed495,543$15M0.2%2026-Q1
Womack Financial LLC added490,392$15M0.2%2026-Q1
Fortis Capital Management LLC added487,153$15M0.2%2026-Q1
Focus Financial Network, Inc. added485,586$15M0.2%2026-Q1
HHM Wealth Advisors, LLC trimmed483,483$15M0.2%2026-Q1
AQR CAPITAL MANAGEMENT LLC added481,936$15M0.2%2026-Q1
Savant Capital, LLC trimmed479,148$15M0.2%2026-Q1
Harbor Group, Inc. trimmed475,237$15M0.2%2026-Q1
JPMORGAN CHASE & CO trimmed488,745$15M0.2%2026-Q1
Clearwater Capital Advisors, LLC added473,011$15M0.2%2026-Q1
LODESTAR PRIVATE ASSET MANAGEMENT LLC added472,201$15M0.2%2026-Q1
WELLS FARGO & COMPANY/MN trimmed469,633$15M0.2%2026-Q1
IMA Advisory Services, Inc. added468,821$15M0.2%2026-Q1
PITTENGER & ANDERSON INC trimmed461,014$14M0.2%2026-Q1
Schneider Downs Wealth Management Advisors, LP added460,298$14M0.2%2026-Q1
Courage Miller Partners, LLC added460,109$14M0.2%2026-Q1
Farther Finance Advisors, LLC trimmed439,619$14M0.2%2026-Q1
White & Co Financial Planning Inc added436,832$14M0.2%2026-Q1
Fifth Third Securities, Inc. added434,295$13M0.2%2026-Q1
Cannon Capital Management, Inc. trimmed432,843$13M0.2%2026-Q1
Clear Creek Financial Management, LLC added430,017$13M0.2%2026-Q1
Pacific Sage Partners, LLC added418,915$13M0.2%2026-Q1
Spinnaker Investment Group, LLC trimmed417,462$13M0.2%2026-Q1
RIVER'S EDGE WEALTH MANAGEMENT, LLC added379,814$13M0.2%2026-Q1
FAS Wealth Partners, Inc. added604,350$18M0.3%2025-Q4 stale
MARSHALL FINANCIAL GROUP INC /ADV trimmed610,211$18M0.3%2025-Q3 stale
FIRST NATIONAL CORP /MA/ /ADV trimmed548,491$16M0.2%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership