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Institutional Ownership · SEC Form 13F

Who owns SBXD


Which tracked institutional funds hold SBXD, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SBXD company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

47
Institutional holders
20M
Shares held (tracked funds)

How the tape is positioned

10 tracked funds added or opened SBXD while 5 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SBXD’s largest tracked holder by dollar value, Linden Advisors LP, sizes it at 1.1% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 1.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SBXD divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 46 tracked filers holding SBXD, 18 increased or opened the position and 15 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SBXD between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • RLH Capital LLC$3M
  • Verition Fund Management LLC$2M
  • HIGHBRIDGE CAPITAL MANAGEMENT LLC$557K

Full exits 4

  • Governors Lane LP$8M
  • Creek Drive Management Group LLC$1M
  • HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$1M
  • OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)$506K

Largest adds

  • Crossingbridge Advisors, LLC$4M
  • BERKLEY W R CORP$3M
  • MIZUHO SECURITIES USA LLC$2M
  • Polar Asset Management Partners Inc.$2M
  • RiverPark Advisors, LLC$1M
  • Shaolin Capital Management LLC$614K

Largest trims

  • Periscope Capital Inc.$634K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Linden Advisors LP2,000,000$21M7.9%2026-Q1
MIZUHO SECURITIES USA LLC added1,796,947$19M7.1%2026-Q1
BERKLEY W R CORP added1,514,573$16M6.0%2026-Q1
Polar Asset Management Partners Inc. added1,508,005$16M5.9%2026-Q1
AQR Arbitrage LLC trimmed1,335,376$14M5.3%2026-Q1
WOLVERINE ASSET MANAGEMENT LLC added993,817$11M3.9%2026-Q1
D. E. Shaw & Co., Inc.989,397$11M3.9%2026-Q1
MMCAP International Inc. SPC980,000$10M3.9%2026-Q1
Crossingbridge Advisors, LLC added977,013$10M3.8%2026-Q1
PICTON MAHONEY ASSET MANAGEMENT824,899$9M3.2%2026-Q1
RiverPark Advisors, LLC added678,613$7M2.7%2026-Q1
GOLDMAN SACHS GROUP INC trimmed606,166$6M2.4%2026-Q1
Magnetar Financial LLC520,823$6M2.1%2026-Q1
Calamos Advisors LLC500,000$5M2.0%2026-Q1
LMR Partners LLP500,000$5M2.0%2026-Q1
First Trust Capital Management L.P.445,168$5M1.8%2026-Q1
ARISTEIA CAPITAL, L.L.C.336,123$4M1.3%2026-Q1
Westchester Capital Management, LLC325,485$3M1.3%2026-Q1
RLH Capital LLC new304,320$3M1.2%2026-Q1
RIVERNORTH CAPITAL MANAGEMENT, LLC299,997$3M1.2%2026-Q1
Shaolin Capital Management LLC added279,849$3M1.1%2026-Q1
Context Capital Management, LLC262,951$3M1.0%2026-Q1
MOORE CAPITAL MANAGEMENT, LP250,000$3M1.0%2026-Q1
Radcliffe Capital Management, L.P.227,454$2M0.9%2026-Q1
Wealthspring Capital LLC trimmed207,565$2M0.8%2026-Q1
MILLENNIUM MANAGEMENT LLC200,000$2M0.8%2026-Q1
TORONTO DOMINION BANK added175,100$2M0.7%2026-Q1
MANGROVE PARTNERS IM, LLC156,622$2M0.6%2026-Q1
Verition Fund Management LLC new145,142$2M0.6%2026-Q1
Quarry LP141,597$2M0.6%2026-Q1
Periscope Capital Inc. trimmed125,000$1M0.5%2026-Q1
DLD Asset Management, LP trimmed121,073$1M0.5%2026-Q1
HRT FINANCIAL LP trimmed116,551$1M0.5%2026-Q1
Massar Capital Management, LP94,600$1M0.4%2026-Q1
METEORA CAPITAL, LLC trimmed53,219$569K0.2%2026-Q1
JPMORGAN CHASE & CO added51,964$557K0.2%2026-Q1
HIGHBRIDGE CAPITAL MANAGEMENT LLC trimmed51,964$557K0.2%2026-Q1
Lineage Point Capital LP50,042$535K0.2%2026-Q1
Clear Street Group Inc.29,915$320K0.1%2026-Q1
GLAZER CAPITAL, LLC added21,369$229K0.1%2026-Q1
JANE STREET GROUP, LLC new14,712$157K0.1%2026-Q1
CITADEL ADVISORS LLC added10,964$117K0.0%2026-Q1
BNP PARIBAS FINANCIAL MARKETS new9,322$100K0.0%2026-Q1
UBS Group AG trimmed1,482$16K0.0%2026-Q1
NATIONAL BANK OF CANADA /FI/ added64$6720.0%2026-Q1
FNY Investment Advisers, LLC trimmed370.0%2026-Q1
Sculptor Capital LP trimmed1,174,354$12M4.5%2025-Q3 stale
Governors Lane LP753,177$8M2.9%2025-Q4 stale
Decagon Asset Management LLP added674,754$7M2.6%2025-Q3 stale
TWO SIGMA INVESTMENTS, LP500,000$5M1.9%2025-Q3 stale
Bulldog Investors, LLP trimmed275,171$3M1.1%2025-Q3 stale
Harraden Circle Investments, LLC new250,000$3M1.0%2025-Q2 stale
K2 PRINCIPAL FUND, L.P. new249,209$3M1.0%2025-Q2 stale
ExodusPoint Capital Management, LP new209,651$2M0.8%2025-Q2 stale
GRITSTONE ASSET MANAGEMENT LLC trimmed209,806$2M0.8%2025-Q3 stale
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS trimmed200,000$2M0.8%2025-Q3 stale
Schechter Investment Advisors, LLC trimmed204,515$2M0.8%2025-Q1 stale
Creek Drive Management Group LLC new140,000$1M0.5%2025-Q4 stale
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND99,998$1M0.4%2025-Q4 stale
Rangeley Capital, LLC added77,027$806K0.3%2025-Q3 stale
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) new47,830$506K0.2%2025-Q4 stale
FIFTH LANE CAPITAL, LP trimmed38,419$402K0.1%2025-Q3 stale
Galaxy Group Investments LLC new25,000$262K0.1%2025-Q3 stale
BARDIN HILL MANAGEMENT PARTNERS LP new23,173$254K0.1%2025-Q2 stale
Tuttle Capital Management, LLC20,000$209K0.1%2025-Q3 stale
Schonfeld Strategic Advisors LLC trimmed19,355$205K0.1%2025-Q4 stale
Virtu Financial LLC new19,010$193K0.1%2025-Q1 stale
TWO SIGMA SECURITIES, LLC new17,330$183K0.1%2025-Q4 stale
CLEAR STREET LLC added10,000$110K0.0%2025-Q2 stale
ROYAL BANK OF CANADA new1,300$14K0.0%2025-Q3 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership