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Institutional Ownership · SEC Form 13F

Who owns SABA


Which tracked institutional funds hold SABA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See SABA company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-26). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

87
Institutional holders
14M
Shares held (tracked funds)

How the tape is positioned

9 tracked funds added or opened SABA while 7 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

SABA’s largest tracked holder by dollar value, RIVERNORTH CAPITAL MANAGEMENT, LLC, sizes it at 1.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in SABA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 87 tracked filers holding SABA, 36 increased or opened the position and 33 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in SABA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 2

  • TORONTO DOMINION BANK$9M
  • RPO LLC$1M

Full exits 1

  • SEVEN MILE ADVISORY$2M

Largest adds

  • Almitas Capital LLC$2M
  • Hara Capital LLC$1M
  • Shaker Financial Services, LLC$1M
  • RIVERNORTH CAPITAL MANAGEMENT, LLC$749K
  • CSS LLC/IL$387K
  • BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$343K

Largest trims

  • Thomas J. Herzfeld Advisors, Inc.$7M
  • WELLS FARGO & COMPANY/MN$5M
  • ENVESTNET ASSET MANAGEMENT INC$5M
  • MORGAN STANLEY$761K
  • CHOREO, LLC$507K
  • Noble Wealth Management PBC$413K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
RIVERNORTH CAPITAL MANAGEMENT, LLC added2,857,603$24M18.1%2026-Q1
Saba Capital Management, L.P.2,190,968$18M13.9%2026-Q1
TORONTO DOMINION BANK added1,072,525$9M6.8%2026-Q1
Focus Partners Wealth added1,044,953$9M6.6%2026-Q1
Thomas J. Herzfeld Advisors, Inc. trimmed774,518$6M4.9%2026-Q1
Shaker Financial Services, LLC added580,372$5M3.7%2026-Q1
SCOTIA CAPITAL INC. added443,231$4M2.8%2026-Q1
Invesco Ltd. trimmed414,801$3M2.6%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed355,848$3M2.3%2026-Q1
Almitas Capital LLC added347,826$3M2.2%2026-Q1
Fiera Capital Corp trimmed320,066$3M2.0%2026-Q1
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC added306,601$3M1.9%2026-Q1
FLAX POND CAPITAL, LLC added299,313$2M1.9%2026-Q1
Hara Capital LLC added281,766$2M1.8%2026-Q1
Advisors Asset Management, Inc. trimmed260,396$2M1.7%2026-Q1
TrueMark Investments, LLC added224,709$2M1.4%2026-Q1
MORGAN STANLEY trimmed210,718$2M1.3%2026-Q1
Closed-End Fund Advisors, Inc. added200,529$2M1.3%2026-Q1
QUANTIFY CHAOS ADVISORS, LLC added192,605$2M1.2%2026-Q1
CSS LLC/IL added171,108$1M1.1%2026-Q1
Comprehensive Money Management Services LLC added125,898$1M0.8%2026-Q1
RPO LLC added123,146$1M0.8%2026-Q1
Mutual Advisors, LLC trimmed114,820$955K0.7%2026-Q1
Baird Financial Group, Inc. trimmed100,930$840K0.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added90,794$755K0.6%2026-Q1
Private Advisor Group, LLC added87,448$728K0.6%2026-Q1
CHOREO, LLC trimmed66,333$552K0.4%2026-Q1
Marex Group plc added51,345$427K0.3%2026-Q1
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC new50,341$419K0.3%2026-Q1
Catalina Capital Group, LLC47,012$391K0.3%2026-Q1
Visionary Horizons, LLC45,776$381K0.3%2026-Q1
Winter & Associates, Inc. trimmed39,673$333K0.3%2026-Q1
KELLEHER FINANCIAL ADVISORS added39,821$331K0.3%2026-Q1
Gridiron Partners, LLC trimmed38,655$322K0.2%2026-Q1
LPL Financial LLC trimmed34,222$285K0.2%2026-Q1
EVERGREEN CAPITAL MANAGEMENT LLC trimmed30,318$252K0.2%2026-Q1
Avion Wealth28,905$240K0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added26,148$218K0.2%2026-Q1
Gilman Hill Asset Management, LLC added25,000$208K0.2%2026-Q1
ROYAL BANK OF CANADA added22,768$189K0.1%2026-Q1
K2 PRINCIPAL FUND, L.P.22,700$189K0.1%2026-Q1
NATIONS FINANCIAL GROUP INC, /IA/ /ADV20,212$168K0.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed19,927$166K0.1%2026-Q1
Capital Investment Advisors, LLC added19,802$165K0.1%2026-Q1
Independent Advisor Alliance18,725$156K0.1%2026-Q1
Harbour Capital Advisors, LLC18,000$153K0.1%2026-Q1
HighTower Advisors, LLC trimmed17,532$146K0.1%2026-Q1
MELFA WEALTH MANAGEMENT, INC.16,875$140K0.1%2026-Q1
PATRON PARTNERS, LLC16,490$137K0.1%2026-Q1
CITADEL ADVISORS LLC trimmed15,100$126K0.1%2026-Q1
UHLMANN PRICE SECURITIES, LLC added14,688$122K0.1%2026-Q1
Clear Creek Financial Management, LLC added14,675$122K0.1%2026-Q1
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. added14,567$121K0.1%2026-Q1
Steward Partners Investment Advisory, LLC14,251$119K0.1%2026-Q1
HARBOUR INVESTMENTS, INC. added13,873$115K0.1%2026-Q1
HRT FINANCIAL LP trimmed12,733$105K0.1%2026-Q1
HB Wealth Management, LLC12,500$104K0.1%2026-Q1
Farther Finance Advisors, LLC added12,212$102K0.1%2026-Q1
Creative Planning trimmed11,944$99K0.1%2026-Q1
Joel Isaacson & Co., LLC11,500$96K0.1%2026-Q1
SHRIER WEALTH MANAGEMENT, LLC trimmed11,306$94K0.1%2026-Q1
Rock Point Advisors, LLC trimmed10,216$85K0.1%2026-Q1
UBS Group AG trimmed10,076$84K0.1%2026-Q1
Abel Hall, LLC10,000$83K0.1%2026-Q1
WELLS FARGO & COMPANY/MN trimmed5,000$42K0.0%2026-Q1
Clearstead Advisors, LLC4,917$41K0.0%2026-Q1
Allworth Financial LP trimmed4,882$41K0.0%2026-Q1
JNBA Financial Advisors3,487$29K0.0%2026-Q1
Axiom Investment Management LLC new2,513$21K0.0%2026-Q1
North Star Investment Management Corp. trimmed2,027$17K0.0%2026-Q1
Rockefeller Capital Management L.P. trimmed1,517$13K0.0%2026-Q1
Noble Wealth Management PBC trimmed1,500$12K0.0%2026-Q1
Investors Research Corp1,335$11K0.0%2026-Q1
Medallion Wealth Advisors, LLC575$5K0.0%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added561$5K0.0%2026-Q1
Kovitz Investment Group Partners, LLC added1,018,968$9M7.1%2025-Q3 stale
SEVEN MILE ADVISORY added244,179$2M1.5%2025-Q4 stale
Diesslin Group, Inc. new45,969$379K0.3%2025-Q4 stale
Cetera Investment Advisers added29,468$271K0.2%2025-Q2 stale
Walleye Capital LLC added25,011$230K0.2%2025-Q2 stale
Laird Norton Wetherby Wealth Management, LLC new21,197$195K0.1%2025-Q2 stale
MILLENNIUM MANAGEMENT LLC trimmed16,591$152K0.1%2025-Q2 stale
ABSOLUTE INVESTMENT ADVISERS, LLC new13,742$126K0.1%2025-Q2 stale
BlackRock, Inc. new13,067$120K0.1%2025-Q2 stale
Janney Montgomery Scott LLC12,793$118K0.1%2025-Q2 stale
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed13,346$112K0.1%2025-Q4 stale
Family Firm, Inc. added11,452$105K0.1%2025-Q2 stale
Chicago Partners Investment Group LLC trimmed10,355$96K0.1%2025-Q2 stale
COMMONWEALTH EQUITY SERVICES, LLC trimmed10,755$94K0.1%2025-Q1 stale
Quarry LP5,393$49K0.0%2025-Q3 stale
US BANCORP \DE\ trimmed4,007$35K0.0%2025-Q1 stale
BANK OF AMERICA CORP /DE/ added3,189$26K0.0%2025-Q4 stale
Northwest Capital Management Inc1,880$17K0.0%2025-Q2 stale
Future Financial Wealth Managment LLC added1,400$13K0.0%2025-Q3 stale
Fortitude Family Office, LLC1,000$8K0.0%2025-Q4 stale
Hilton Head Capital Partners, LLC new979$8K0.0%2025-Q4 stale
Glass Jacobson Investment Advisors llc850$8K0.0%2025-Q1 stale
Geneos Wealth Management Inc. trimmed739$7K0.0%2025-Q2 stale
Global Retirement Partners, LLC new615$5K0.0%2025-Q4 stale
BOK Financial Private Wealth, Inc. new509$4K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership