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Institutional Ownership · SEC Form 13F

Who owns Rocky Brands (RCKY)


Which tracked institutional funds hold RCKY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See RCKY company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

109
Institutional holders
6M
Shares held (tracked funds)
77.2%
Of shares outstanding

How the tape is positioned

27 tracked funds added or opened RCKY while 18 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

RCKY’s largest tracked holder by dollar value, ALLIANCEBERNSTEIN L.P., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in RCKY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 109 tracked filers holding RCKY, 53 increased or opened the position and 53 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in RCKY between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • FRANKLIN RESOURCES INC$4M

Full exits 7

  • Hillsdale Investment Management Inc.$6M
  • LSV ASSET MANAGEMENT$5M
  • ACADIAN ASSET MANAGEMENT LLC$1M
  • Informed Momentum Co LLC$869K
  • Integrated Quantitative Investments LLC$647K
  • CITADEL ADVISORS LLC$527K

Largest adds

  • ALLIANCEBERNSTEIN L.P.$9M
  • Aristides Capital LLC$3M
  • BlackRock, Inc.$2M
  • RAYMOND JAMES FINANCIAL INC$2M
  • Russell Investments Group, Ltd.$2M
  • DIMENSIONAL FUND ADVISORS LP$2M

Largest trims

  • Invesco Ltd.$1M
  • D. E. Shaw & Co., Inc.$883K
  • LAZARD ASSET MANAGEMENT LLC$685K
  • Koss-Olinger Consulting, LLC$577K
  • Qube Research & Technologies Ltd$552K
  • GOLDMAN SACHS GROUP INC$476K

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
ALLIANCEBERNSTEIN L.P. added647,175$25M10.6%2026-Q2
BlackRock, Inc. added522,760$22M9.1%2026-Q2
DIMENSIONAL FUND ADVISORS LP added514,294$21M8.9%2026-Q2
RAYMOND JAMES FINANCIAL INC added510,171$21M8.9%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added320,446$13M5.6%2026-Q2
AMERICAN CENTURY COMPANIES INC trimmed234,931$10M4.1%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added192,492$8M3.3%2026-Q2
Aristides Capital LLC added185,944$8M3.2%2026-Q2
Russell Investments Group, Ltd. added159,508$7M2.8%2026-Q2
CRAWFORD INVESTMENT COUNSEL INC added157,856$7M2.7%2026-Q2
North Star Investment Management Corp.154,175$6M2.7%2026-Q2
STATE STREET CORP added150,507$6M2.6%2026-Q2
DEPRINCE RACE & ZOLLO INC added140,101$6M2.4%2026-Q2
OBERWEIS ASSET MANAGEMENT INC/ trimmed117,700$5M2.0%2026-Q2
BRIDGEWAY CAPITAL MANAGEMENT, LLC trimmed113,302$5M2.0%2026-Q2
NORTHERN TRUST CORP added109,091$4M1.9%2026-Q2
FRANKLIN RESOURCES INC added106,248$4M1.8%2026-Q2
Allspring Global Investments Holdings, LLC added105,390$4M1.9%2026-Q2
RENAISSANCE TECHNOLOGIES LLC trimmed80,235$3M1.4%2026-Q2
Bank of New York Mellon Corp added69,263$3M1.2%2026-Q2
TWO SIGMA INVESTMENTS, LP added69,224$3M1.2%2026-Q2
SEGALL BRYANT & HAMILL, LLC added65,357$3M1.1%2026-Q2
MORGAN STANLEY added64,619$3M1.1%2026-Q2
D. E. Shaw & Co., Inc. trimmed63,844$3M1.1%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC trimmed57,458$2M1.0%2026-Q2
Empowered Funds, LLC added53,802$2M0.9%2026-Q2
ALGERT GLOBAL LLC added52,405$2M0.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO added49,506$2M0.9%2026-Q2
PRUDENTIAL FINANCIAL INC trimmed48,035$2M0.8%2026-Q2
PANAGORA ASSET MANAGEMENT INC trimmed45,605$2M0.8%2026-Q2
O'SHAUGHNESSY ASSET MANAGEMENT, LLC trimmed41,953$2M0.7%2026-Q2
Nuveen, LLC trimmed40,743$2M0.7%2026-Q2
Qube Research & Technologies Ltd trimmed35,170$1M0.6%2026-Q2
SummerHaven Investment Management, LLC32,318$1M0.6%2026-Q2
Diamond Hill Capital Management, LLC (Investment Advisor) added31,890$1M0.6%2026-Q2
LOS ANGELES CAPITAL MANAGEMENT LLC added26,544$1M0.5%2026-Q2
JANE STREET GROUP, LLC added26,124$1M0.5%2026-Q2
RITHOLTZ WEALTH MANAGEMENT trimmed26,096$1M0.5%2026-Q2
FIRST TRUST ADVISORS LP added25,028$1M0.4%2026-Q2
Waterfront Wealth Inc. added25,002$1M0.4%2026-Q2
GOLDMAN SACHS GROUP INC trimmed22,408$924K0.4%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added20,618$850K0.4%2026-Q2
STATE OF WISCONSIN INVESTMENT BOARD trimmed16,950$699K0.3%2026-Q2
SEI INVESTMENTS CO trimmed16,546$682K0.3%2026-Q2
Verdad Advisers, LP added15,254$629K0.3%2026-Q2
UBS Group AG added14,868$613K0.3%2026-Q2
XTX Topco Ltd added14,294$589K0.2%2026-Q2
Invesco Ltd. trimmed12,322$508K0.2%2026-Q2
AQR CAPITAL MANAGEMENT LLC added11,836$488K0.2%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed11,802$487K0.2%2026-Q2
Hennion & Walsh Asset Management, Inc. added11,774$486K0.2%2026-Q2
PRINCIPAL FINANCIAL GROUP INC added10,153$419K0.2%2026-Q2
YARGER WEALTH STRATEGIES, LLC added9,387$377K0.2%2026-Q2
BAILARD, INC.9,300$384K0.2%2026-Q2
RHUMBLINE ADVISERS trimmed8,557$353K0.1%2026-Q2
WealthBridge Capital Management, LLC8,355$345K0.1%2026-Q2
Centiva Capital, LP trimmed8,096$334K0.1%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed6,962$287K0.1%2026-Q2
Susquehanna Portfolio Strategies, LLC trimmed6,746$278K0.1%2026-Q2
DEUTSCHE BANK AG\ added6,734$278K0.1%2026-Q2
LAZARD ASSET MANAGEMENT LLC trimmed6,466$267K0.1%2026-Q2
Koss-Olinger Consulting, LLC trimmed6,330$261K0.1%2026-Q2
WELLS FARGO & COMPANY/MN added6,075$251K0.1%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ new5,955$246K0.1%2026-Q2
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM new5,938$245K0.1%2026-Q2
NewEdge Advisors, LLC trimmed5,533$228K0.1%2026-Q2
JAMES INVESTMENT RESEARCH, INC.5,445$225K0.1%2026-Q2
MetLife Investment Management, LLC4,045$167K0.1%2026-Q2
CITIGROUP INC added3,580$148K0.1%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed3,341$138K0.1%2026-Q2
JPMORGAN CHASE & CO trimmed3,190$132K0.1%2026-Q2
NEW YORK STATE COMMON RETIREMENT FUND3,159$130K0.1%2026-Q2
Kemnay Advisory Services Inc. new3,063$126K0.1%2026-Q2
Vanguard Global Advisers, LLC2,707$112K0.0%2026-Q2
FMR LLC trimmed2,394$99K0.0%2026-Q2
IFG Advisory, LLC new2,223$92K0.0%2026-Q2
Police & Firemen's Retirement System of New Jersey2,168$89K0.0%2026-Q2
LOM Asset Management Ltd1,500$62K0.0%2026-Q2
BNP PARIBAS FINANCIAL MARKETS trimmed1,488$61K0.0%2026-Q2
HARBOUR INVESTMENTS, INC.1,149$47K0.0%2026-Q2
BARCLAYS PLC trimmed1,141$47K0.0%2026-Q2
STRS OHIO trimmed900$37K0.0%2026-Q2
NISA INVESTMENT ADVISORS, LLC867$36K0.0%2026-Q2
Legal & General Group Plc added704$29K0.0%2026-Q2
Ameritas Investment Partners, Inc.588$24K0.0%2026-Q2
Tower Research Capital LLC (TRC) trimmed463$19K0.0%2026-Q2
GAMMA Investing LLC trimmed375$15K0.0%2026-Q2
ROYAL BANK OF CANADA added338$14K0.0%2026-Q2
Torren Management, LLC186$8K0.0%2026-Q2
Arax Advisory Partners added148$6K0.0%2026-Q2
Sterling Capital Management LLC trimmed146$6K0.0%2026-Q2
JONES FINANCIAL COMPANIES LLLP143$6K0.0%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed99$4K0.0%2026-Q2
Optiver Holding B.V. added74$3K0.0%2026-Q2
EverSource Wealth Advisors, LLC trimmed57$2K0.0%2026-Q2
Archer Investment Corp added52$2K0.0%2026-Q2
OSAIC HOLDINGS, INC.40$2K0.0%2026-Q2
PNC Financial Services Group, Inc.37$2K0.0%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC30$1K0.0%2026-Q2
Fortitude Family Office, LLC24$9900.0%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership