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Institutional Ownership · SEC Form 13F

Who owns Red Cat Holdings (RCAT)


Which tracked institutional funds hold RCAT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See RCAT company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

273
Institutional holders
82M
Shares held (tracked funds)
68.3%
Of shares outstanding

How the tape is positioned

48 tracked funds added or opened RCAT while 51 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

RCAT’s largest tracked holder by dollar value, STATE STREET CORP, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in RCAT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 273 tracked filers holding RCAT, 190 increased or opened the position and 112 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in RCAT between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 14

  • VAN ECK ASSOCIATES CORP$27M
  • FIRST TRUST ADVISORS LP$9M
  • IMC-Chicago, LLC$7M
  • Axxion S.A.$5M
  • Cedrus Wealth Group LLC$4M
  • Woodline Partners LP$3M

Full exits 16

  • D. E. Shaw & Co., Inc.$20M
  • HRT FINANCIAL LP$14M
  • Point72 Asset Management, L.P.$9M
  • Driehaus Capital Management LLC$8M
  • REX Advisers, LLC$7M
  • BALYASNY ASSET MANAGEMENT L.P.$6M

Largest adds

  • Hood River Capital Management LLC$73M
  • STATE STREET CORP$35M
  • CITADEL ADVISORS LLC$34M
  • AMERIPRISE FINANCIAL INC$7M
  • BANK OF AMERICA CORP /DE/$7M
  • BANK OF MONTREAL /CAN/$5M

Largest trims

  • BlackRock, Inc.$33M
  • PRICE T ROWE ASSOCIATES INC /MD/$29M
  • Defiance ETFs, LLC$18M
  • MARSHALL WACE, LLP$15M
  • RENAISSANCE TECHNOLOGIES LLC$13M
  • UBS Group AG$4M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
STATE STREET CORP added12,091,447$129M15.1%2026-Q2
BlackRock, Inc. trimmed11,230,987$120M14.0%2026-Q2
Hood River Capital Management LLC added10,578,223$113M13.2%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added5,861,166$62M7.3%2026-Q2
CITADEL ADVISORS LLC added3,441,774$37M4.3%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added3,132,448$33M3.9%2026-Q2
VAN ECK ASSOCIATES CORP new2,553,337$27M3.2%2026-Q2
MORGAN STANLEY added2,385,654$25M3.0%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added1,591,139$17M2.0%2026-Q2
UBS Group AG trimmed1,468,101$16M1.8%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,051,540$11M1.3%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added1,043,630$11M1.3%2026-Q2
NORTHERN TRUST CORP added977,622$10M1.2%2026-Q2
VANGUARD FIDUCIARY TRUST CO added925,972$10M1.2%2026-Q2
AWM Investment Company, Inc. added874,460$9M1.1%2026-Q2
BANK OF AMERICA CORP /DE/ added864,910$9M1.1%2026-Q2
FIRST TRUST ADVISORS LP new813,669$9M1.0%2026-Q2
Vident Advisory, LLC added809,046$9M1.0%2026-Q2
AMERIPRISE FINANCIAL INC added726,189$8M0.9%2026-Q2
Defiance ETFs, LLC trimmed712,621$8M0.9%2026-Q2
NEEDHAM INVESTMENT MANAGEMENT LLC added687,500$7M0.9%2026-Q2
IMC-Chicago, LLC added680,359$7M0.8%2026-Q2
SEI INVESTMENTS CO added635,943$7M0.8%2026-Q2
Marex Group Ltd added561,908$6M0.7%2026-Q2
RENAISSANCE TECHNOLOGIES LLC trimmed514,126$5M0.6%2026-Q2
Axxion S.A. new510,000$5M0.6%2026-Q2
BANK OF MONTREAL /CAN/ added502,803$5M0.6%2026-Q2
ROYAL BANK OF CANADA added484,381$5M0.6%2026-Q2
MARSHALL WACE, LLP trimmed469,450$5M0.6%2026-Q2
CANTOR FITZGERALD, L. P. trimmed448,355$5M0.6%2026-Q2
NOMURA HOLDINGS INC added432,634$5M0.5%2026-Q2
Clear Street Group Inc. trimmed431,413$5M0.5%2026-Q2
LPL Financial LLC added430,673$5M0.5%2026-Q2
WELLS FARGO & COMPANY/MN added424,861$5M0.5%2026-Q2
JANE STREET GROUP, LLC added402,068$4M0.5%2026-Q2
NATIONAL BANK OF CANADA /FI/ added401,981$4M0.5%2026-Q2
Bank of New York Mellon Corp added380,425$4M0.5%2026-Q2
Cedrus Wealth Group LLC new369,573$4M0.5%2026-Q2
Empowered Funds, LLC added358,352$4M0.4%2026-Q2
WADDELL & ASSOCIATES, LLC added338,989$4M0.4%2026-Q2
GOLDMAN SACHS GROUP INC trimmed318,257$3M0.4%2026-Q2
Invesco Ltd. added309,208$3M0.4%2026-Q2
Woodline Partners LP new300,363$3M0.4%2026-Q2
XTX Topco Ltd added266,378$3M0.3%2026-Q2
Swiss National Bank added264,900$3M0.3%2026-Q2
GROUP ONE TRADING LLC trimmed261,981$3M0.3%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added258,960$3M0.3%2026-Q2
Nuveen, LLC added257,630$3M0.3%2026-Q2
JPMORGAN CHASE & CO trimmed232,787$2M0.3%2026-Q2
Jump Financial, LLC added216,541$2M0.3%2026-Q2
Moors & Cabot, Inc. added213,550$2M0.3%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added205,308$2M0.3%2026-Q2
Mitsubishi UFJ Asset Management Co., Ltd. trimmed193,260$2M0.2%2026-Q2
Jain Global LLC added192,840$2M0.2%2026-Q2
Walleye Capital LLC added185,539$2M0.2%2026-Q2
RAYMOND JAMES FINANCIAL INC trimmed172,078$2M0.2%2026-Q2
Erste Asset Management GmbH164,582$2M0.2%2026-Q2
TWO SIGMA INVESTMENTS, LP added164,172$2M0.2%2026-Q2
Cetera Investment Advisers trimmed158,289$2M0.2%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added148,842$2M0.2%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed144,606$2M0.2%2026-Q2
RHUMBLINE ADVISERS added136,908$1M0.2%2026-Q2
&PARTNERS added128,100$1M0.2%2026-Q2
DEUTSCHE BANK AG\ added119,283$1M0.1%2026-Q2
Legal & General Group Plc added115,645$1M0.1%2026-Q2
Walleye Trading LLC added115,166$1M0.1%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ trimmed111,821$1M0.1%2026-Q2
CITIGROUP INC trimmed108,557$1M0.1%2026-Q2
WINTON GROUP Ltd added107,890$1M0.1%2026-Q2
KORNITZER CAPITAL MANAGEMENT INC /KS added105,004$1M0.1%2026-Q2
ALLIANCEBERNSTEIN L.P.99,930$1M0.2%2026-Q2
VANGUARD ASSET MANAGEMENT, Ltd added99,273$1M0.1%2026-Q2
CAPITAL FUND MANAGEMENT S.A. added93,207$993K0.1%2026-Q2
ExodusPoint Capital Management, LP trimmed91,021$969K0.1%2026-Q2
Bouvel Investment Partners, LLC new75,979$809K0.1%2026-Q2
OSAIC HOLDINGS, INC. added71,393$760K0.1%2026-Q2
Verition Fund Management LLC trimmed70,990$756K0.1%2026-Q2
Prospera Financial Services Inc new69,641$742K0.1%2026-Q2
Concurrent Investment Advisors, LLC added66,384$707K0.1%2026-Q2
MetLife Investment Management, LLC added65,800$701K0.1%2026-Q2
Mariner, LLC trimmed65,330$696K0.1%2026-Q2
NATIXIS added60,561$645K0.1%2026-Q2
BARCLAYS PLC added58,755$626K0.1%2026-Q2
Private Advisor Group, LLC added58,423$622K0.1%2026-Q2
DAVENPORT & Co LLC added58,099$619K0.1%2026-Q2
Centiva Capital, LP added55,146$587K0.1%2026-Q2
JONES FINANCIAL COMPANIES LLLP added54,982$510K0.1%2026-Q2
SteelPeak Wealth, LLC trimmed53,935$574K0.1%2026-Q2
J.W. COLE ADVISORS, INC. added52,121$555K0.1%2026-Q2
AlphaCentric Advisors LLC added50,000$532K0.1%2026-Q2
Vanguard Global Advisers, LLC trimmed49,389$526K0.1%2026-Q2
MANUFACTURERS LIFE INSURANCE COMPANY, THE added49,008$522K0.1%2026-Q2
SIMPLEX TRADING, LLC added47,126$502K0.1%2026-Q2
Jupiter Topco LLC new47,115$501K0.1%2026-Q2
Quantinno Capital Management LP added45,909$489K0.1%2026-Q2
Advisory Services Network, LLC added43,348$462K0.1%2026-Q2
Creative Planning trimmed43,106$459K0.1%2026-Q2
Equitable Holdings, Inc. added41,000$437K0.1%2026-Q2
Russell Investments Group, Ltd. added39,843$424K0.0%2026-Q2
Hennion & Walsh Asset Management, Inc. new39,522$421K0.0%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership