Who owns QQQX
Which tracked institutional funds hold QQQX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See QQQX company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
11 tracked funds added or opened QQQX while 23 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
QQQX’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes QQQX more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in QQQX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 135 tracked filers holding QQQX, 66 increased or opened the position and 70 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in QQQX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- Advisor OS, LLC$3M
- Shulman DeMeo Asset Management LLC$1M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$618K
- Baird Financial Group, Inc.$567K
Full exits 9
- Penserra Capital Management LLC$8M
- Shaker Financial Services, LLC$6M
- Arete Wealth Advisors, LLC$4M
- TWO SIGMA INVESTMENTS, LP$3M
- AXXCESS WEALTH MANAGEMENT, LLC$1M
- NewEdge Advisors, LLC$1M
Largest adds
- Kestra Advisory Services, LLC$2M
- Advisors Asset Management, Inc.$941K
- MILLENNIUM MANAGEMENT LLC$458K
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$383K
- LPL Financial LLC$304K
- ENVESTNET ASSET MANAGEMENT INC$271K
Largest trims
- Invesco Ltd.$7M
- 1607 Capital Partners, LLC$6M
- MORGAN STANLEY$6M
- Karpus Management, Inc.$4M
- WELLS FARGO & COMPANY/MN$2M
- NBC SECURITIES, INC.$1M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| MORGAN STANLEY trimmed | 1,946,401 | $52M | 12.8% | 2026-Q1 |
| Karpus Management, Inc. trimmed | 1,636,959 | $44M | 10.7% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 1,248,095 | $33M | 8.2% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 745,857 | $20M | 4.9% | 2026-Q1 |
| UBS Group AG added | 727,794 | $19M | 4.8% | 2026-Q1 |
| LPL Financial LLC added | 636,887 | $17M | 4.2% | 2026-Q1 |
| Invesco Ltd. trimmed | 622,463 | $17M | 4.1% | 2026-Q1 |
| Allspring Global Investments Holdings, LLC added | 598,826 | $16M | 3.9% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC added | 568,698 | $15M | 3.7% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 419,171 | $11M | 2.8% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 375,648 | $10M | 2.5% | 2026-Q1 |
| 1607 Capital Partners, LLC trimmed | 335,968 | $9M | 2.2% | 2026-Q1 |
| HighTower Advisors, LLC trimmed | 263,418 | $7M | 1.7% | 2026-Q1 |
| Advisors Asset Management, Inc. added | 243,838 | $7M | 1.6% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 235,769 | $6M | 1.5% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 212,827 | $6M | 1.4% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC trimmed | 189,571 | $5M | 1.2% | 2026-Q1 |
| Cypress Capital Management LLC (WY) added | 177,931 | $5M | 1.2% | 2026-Q1 |
| Advisor OS, LLC new | 127,390 | $3M | 0.8% | 2026-Q1 |
| D.A. DAVIDSON & CO. added | 100,726 | $3M | 0.7% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 73,344 | $2M | 0.5% | 2026-Q1 |
| Ionic Capital Management LLC added | 66,113 | $2M | 0.4% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 65,532 | $2M | 0.4% | 2026-Q1 |
| PMG Family Office LLC added | 60,228 | $2M | 0.4% | 2026-Q1 |
| MONECO ADVISORS, LLC trimmed | 60,746 | $2M | 0.4% | 2026-Q1 |
| FIRST TRUST ADVISORS LP added | 56,321 | $2M | 0.4% | 2026-Q1 |
| Cetera Investment Advisers added | 55,703 | $1M | 0.4% | 2026-Q1 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. trimmed | 46,515 | $1M | 0.3% | 2026-Q1 |
| Shulman DeMeo Asset Management LLC trimmed | 45,829 | $1M | 0.3% | 2026-Q1 |
| High Point Wealth Management, LLC added | 44,553 | $1M | 0.3% | 2026-Q1 |
| Dakota Wealth Management trimmed | 35,995 | $960K | 0.2% | 2026-Q1 |
| Arkadios Wealth Advisors added | 31,567 | $842K | 0.2% | 2026-Q1 |
| Rockefeller Capital Management L.P. trimmed | 31,522 | $841K | 0.2% | 2026-Q1 |
| &PARTNERS trimmed | 30,703 | $817K | 0.2% | 2026-Q1 |
| Private Advisor Group, LLC added | 30,266 | $807K | 0.2% | 2026-Q1 |
| Stratos Wealth Partners, LTD. trimmed | 29,849 | $796K | 0.2% | 2026-Q1 |
| PFG Investments, LLC added | 28,375 | $757K | 0.2% | 2026-Q1 |
| HUB Investment Partners, LLC | 28,153 | $751K | 0.2% | 2026-Q1 |
| MERCER GLOBAL ADVISORS INC /ADV added | 27,895 | $744K | 0.2% | 2026-Q1 |
| PNC FINANCIAL SERVICES GROUP, INC. | 26,913 | $718K | 0.2% | 2026-Q1 |
| Advisory Advocates, LLC added | 25,542 | $681K | 0.2% | 2026-Q1 |
| MILLENNIUM MANAGEMENT LLC added | 24,688 | $658K | 0.2% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 23,169 | $618K | 0.2% | 2026-Q1 |
| Huntleigh Advisors, Inc. added | 23,053 | $615K | 0.2% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 21,843 | $583K | 0.1% | 2026-Q1 |
| Baird Financial Group, Inc. trimmed | 21,261 | $567K | 0.1% | 2026-Q1 |
| Alteri Wealth LLC | 20,759 | $554K | 0.1% | 2026-Q1 |
| NBC SECURITIES, INC. trimmed | 18,589 | $496K | 0.1% | 2026-Q1 |
| Moors & Cabot, Inc. added | 18,226 | $486K | 0.1% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 18,224 | $486K | 0.1% | 2026-Q1 |
| DAVENPORT & Co LLC | 17,500 | $467K | 0.1% | 2026-Q1 |
| SAPIENT CAPITAL LLC trimmed | 16,814 | $459K | 0.1% | 2026-Q1 |
| Avory & Company, LLC | 17,157 | $458K | 0.1% | 2026-Q1 |
| Mutual Advisors, LLC trimmed | 16,901 | $451K | 0.1% | 2026-Q1 |
| Focus Partners Wealth trimmed | 16,737 | $446K | 0.1% | 2026-Q1 |
| Cyndeo Wealth Partners, LLC added | 16,408 | $438K | 0.1% | 2026-Q1 |
| Dynamic Advisor Solutions LLC added | 15,786 | $421K | 0.1% | 2026-Q1 |
| Sanctuary Advisors, LLC added | 15,069 | $402K | 0.1% | 2026-Q1 |
| Tulsa Wealth Advisors, INC new | 15,007 | $400K | 0.1% | 2026-Q1 |
| Hennion & Walsh Asset Management, Inc. trimmed | 14,754 | $393K | 0.1% | 2026-Q1 |
| DIVERSIFY WEALTH MANAGEMENT, LLC new | 13,216 | $393K | 0.1% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 14,350 | $383K | 0.1% | 2026-Q1 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed | 13,415 | $372K | 0.1% | 2026-Q1 |
| Aviance Capital Partners, LLC | 13,897 | $371K | 0.1% | 2026-Q1 |
| KINGSWOOD WEALTH ADVISORS, LLC trimmed | 13,834 | $369K | 0.1% | 2026-Q1 |
| Mariner, LLC added | 13,567 | $361K | 0.1% | 2026-Q1 |
| WEDBUSH SECURITIES INC trimmed | 13,159 | $351K | 0.1% | 2026-Q1 |
| CAPTRUST FINANCIAL ADVISORS trimmed | 13,080 | $349K | 0.1% | 2026-Q1 |
| Diversified Enterprises, LLC | 12,694 | $339K | 0.1% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 11,841 | $316K | 0.1% | 2026-Q1 |
| WealthTrust Asset Management, LLC added | 11,696 | $312K | 0.1% | 2026-Q1 |
| Nan Shan Life Insurance Co., Ltd. | 301,101 | $8M | 2.0% | 2025-Q2 stale |
| Penserra Capital Management LLC added | 267,683 | $8M | 1.9% | 2025-Q4 stale |
| Retirement Planning Co of New England, Inc. added | 16,194 | $6M | 1.4% | 2025-Q1 stale |
| Shaker Financial Services, LLC added | 203,750 | $6M | 1.4% | 2025-Q4 stale |
| Cornerstone Advisors, LLC trimmed | 202,047 | $6M | 1.4% | 2025-Q3 stale |
| Polar Asset Management Partners Inc. added | 193,309 | $5M | 1.3% | 2025-Q3 stale |
| FLAGSHIP HARBOR ADVISORS, LLC trimmed | 165,259 | $4M | 1.0% | 2025-Q1 stale |
| Arete Wealth Advisors, LLC added | 128,349 | $4M | 0.9% | 2025-Q4 stale |
| AQR Arbitrage LLC trimmed | 116,834 | $3M | 0.8% | 2025-Q2 stale |
| TWO SIGMA INVESTMENTS, LP trimmed | 93,250 | $3M | 0.7% | 2025-Q4 stale |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. trimmed | 72,801 | $2M | 0.4% | 2025-Q1 stale |
| AXXCESS WEALTH MANAGEMENT, LLC added | 48,119 | $1M | 0.3% | 2025-Q4 stale |
| NewEdge Advisors, LLC trimmed | 47,702 | $1M | 0.3% | 2025-Q4 stale |
| SCHNIEDERS CAPITAL MANAGEMENT LLC added | 48,895 | $1M | 0.3% | 2025-Q2 stale |
| READYSTATE ASSET MANAGEMENT LP added | 30,295 | $864K | 0.2% | 2025-Q4 stale |
| WOLVERINE ASSET MANAGEMENT LLC added | 29,265 | $835K | 0.2% | 2025-Q4 stale |
| ABSOLUTE INVESTMENT ADVISERS, LLC trimmed | 32,313 | $767K | 0.2% | 2025-Q1 stale |
| Fisher Asset Management, LLC added | 24,655 | $586K | 0.1% | 2025-Q1 stale |
| JANE STREET GROUP, LLC added | 18,089 | $516K | 0.1% | 2025-Q4 stale |
| Quarry LP trimmed | 18,754 | $445K | 0.1% | 2025-Q1 stale |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC new | 14,986 | $412K | 0.1% | 2025-Q3 stale |
| Atria Wealth Solutions, Inc. trimmed | 15,023 | $406K | 0.1% | 2025-Q2 stale |
| Diversify Advisory Services, LLC added | 13,165 | $372K | 0.1% | 2025-Q4 stale |
| J.W. COLE ADVISORS, INC. added | 12,818 | $366K | 0.1% | 2025-Q4 stale |
| Lindbrook Capital, LLC added | 15,390 | $366K | 0.1% | 2025-Q1 stale |
| COMERICA BANK added | 11,561 | $330K | 0.1% | 2025-Q4 stale |
| Financial Advocates Investment Management added | 13,344 | $317K | 0.1% | 2025-Q1 stale |
| MGB Wealth Management, LLC | 11,000 | $314K | 0.1% | 2025-Q4 stale |
| Virtu Financial LLC added | 13,151 | $312K | 0.1% | 2025-Q1 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.